25,016 research outputs found
Towards a Semantic-based Approach for Modeling Regulatory Documents in Building Industry
Regulations in the Building Industry are becoming increasingly complex and
involve more than one technical area. They cover products, components and
project implementation. They also play an important role to ensure the quality
of a building, and to minimize its environmental impact. In this paper, we are
particularly interested in the modeling of the regulatory constraints derived
from the Technical Guides issued by CSTB and used to validate Technical
Assessments. We first describe our approach for modeling regulatory constraints
in the SBVR language, and formalizing them in the SPARQL language. Second, we
describe how we model the processes of compliance checking described in the
CSTB Technical Guides. Third, we show how we implement these processes to
assist industrials in drafting Technical Documents in order to acquire a
Technical Assessment; a compliance report is automatically generated to explain
the compliance or noncompliance of this Technical Documents
Legal compliance by design (LCbD) and through design (LCtD) : preliminary survey
1st Workshop on Technologies for Regulatory Compliance co-located with the 30th International Conference on Legal Knowledge and Information Systems (JURIX 2017). The purpose of this paper is twofold: (i) carrying out a preliminary survey of the literature and research projects on Compliance by Design (CbD); and (ii) clarifying the double process of (a) extending business managing techniques to other regulatory fields, and (b) converging trends in legal theory, legal technology and Artificial Intelligence. The paper highlights the connections and differences we found across different domains and proposals. We distinguish three different policydriven types of CbD: (i) business, (ii) regulatory, (iii) and legal. The recent deployment of ethical views, and the implementation of general principles of privacy and data protection lead to the conclusion that, in order to appropriately define legal compliance, Compliance through Design (CtD) should be differentiated from CbD
Modeling control objectives for business process compliance
Business process design is primarily driven by process improvement objectives. However, the role of control objectives stemming from regulations and standards is becoming increasingly important for businesses in light of recent events that led to some of the largest scandals in corporate history. As organizations strive to meet compliance agendas, there is an evident need to provide systematic approaches that assist in the understanding of the interplay between (often conflicting) business and control objectives during business process design. In this paper, our objective is twofold. We will firstly present a research agenda in the space of business process compliance, identifying major technical and organizational challenges. We then tackle a part of the overall problem space, which deals with the effective modeling of control objectives and subsequently their propagation onto business process models. Control objective modeling is proposed through a specialized modal logic based on normative systems theory, and the visualization of control objectives on business process models is achieved procedurally. The proposed approach is demonstrated in the context of a purchase-to-pay scenario
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