Minimal unsatisfiable formulas with bounded clause-variable difference are fixed-parameter tractable

Recognition of minimal unsatisfiable CNF formulas (unsatisfiable CNF formulas which become satisfiable if any clause is removed) is a classical DP-complete problem. It was shown recently that minimal unsatisfiable formulas with n variables and n+k clauses can be recognized in time . We improve this result and present an algorithm with time complexity ; hence the problem turns out to be fixed-parameter tractable (FTP) in the sense of Downey and Fellows (Parameterized Complexity, 1999). Our algorithm gives rise to a fixed-parameter tractable parameterization of the satisfiability problem: If for a given set of clauses F, the number of clauses in each of its subsets exceeds the number of variables occurring in the subset at most by k, then we can decide in time whether F is satisfiable; k is called the maximum deficiency of F and can be efficiently computed by means of graph matching algorithms. Known parameters for fixed-parameter tractable satisfiability decision are tree-width or related to tree-width. Tree-width and maximum deficiency are incomparable in the sense that we can find formulas with constant maximum deficiency and arbitrarily high tree-width, and formulas where the converse prevails

On SAT representations of XOR constraints

We study the representation of systems S of linear equations over the two-element field (aka xor- or parity-constraints) via conjunctive normal forms F (boolean clause-sets). First we consider the problem of finding an "arc-consistent" representation ("AC"), meaning that unit-clause propagation will fix all forced assignments for all possible instantiations of the xor-variables. Our main negative result is that there is no polysize AC-representation in general. On the positive side we show that finding such an AC-representation is fixed-parameter tractable (fpt) in the number of equations. Then we turn to a stronger criterion of representation, namely propagation completeness ("PC") --- while AC only covers the variables of S, now all the variables in F (the variables in S plus auxiliary variables) are considered for PC. We show that the standard translation actually yields a PC representation for one equation, but fails so for two equations (in fact arbitrarily badly). We show that with a more intelligent translation we can also easily compute a translation to PC for two equations. We conjecture that computing a representation in PC is fpt in the number of equations.Comment: 39 pages; 2nd v. improved handling of acyclic systems, free-standing proof of the transformation from AC-representations to monotone circuits, improved wording and literature review; 3rd v. updated literature, strengthened treatment of monotonisation, improved discussions; 4th v. update of literature, discussions and formulations, more details and examples; conference v. to appear LATA 201

A New Lower Bound on the Maximum Number of Satisfied Clauses in Max-SAT and its Algorithmic Applications

A pair of unit clauses is called conflicting if it is of the form $(x)$, $(\bar{x})$. A CNF formula is unit-conflict free (UCF) if it contains no pair of conflicting unit clauses. Lieberherr and Specker (J. ACM 28, 1981) showed that for each UCF CNF formula with $m$ clauses we can simultaneously satisfy at least \pp m clauses, where \pp =(\sqrt{5}-1)/2. We improve the Lieberherr-Specker bound by showing that for each UCF CNF formula $F$ with $m$ clauses we can find, in polynomial time, a subformula $F'$ with $m'$ clauses such that we can simultaneously satisfy at least \pp m+(1-\pp)m'+(2-3\pp)n"/2 clauses (in $F$), where $n"$ is the number of variables in $F$ which are not in $F'$. We consider two parameterized versions of MAX-SAT, where the parameter is the number of satisfied clauses above the bounds $m/2$ and $m(\sqrt{5}-1)/2$. The former bound is tight for general formulas, and the later is tight for UCF formulas. Mahajan and Raman (J. Algorithms 31, 1999) showed that every instance of the first parameterized problem can be transformed, in polynomial time, into an equivalent one with at most $6k+3$ variables and $10k$ clauses. We improve this to $4k$ variables and $(2\sqrt{5}+4)k$ clauses. Mahajan and Raman conjectured that the second parameterized problem is fixed-parameter tractable (FPT). We show that the problem is indeed FPT by describing a polynomial-time algorithm that transforms any problem instance into an equivalent one with at most $(7+3\sqrt{5})k$ variables. Our results are obtained using our improvement of the Lieberherr-Specker bound above

Computational Complexity and Phase Transitions

Phase transitions in combinatorial problems have recently been shown to be useful in locating "hard" instances of combinatorial problems. The connection between computational complexity and the existence of phase transitions has been addressed in Statistical Mechanics and Artificial Intelligence, but not studied rigorously. We take a step in this direction by investigating the existence of sharp thresholds for the class of generalized satisfiability problems defined by Schaefer. In the case when all constraints are clauses we give a complete characterization of such problems that have a sharp threshold. While NP-completeness does not imply (even in this restricted case) the existence of a sharp threshold, it "almost implies" this, since clausal generalized satisfiability problems that lack a sharp threshold are either 1. polynomial time solvable, or 2. predicted, with success probability lower bounded by some positive constant by across all the probability range, by a single, trivial procedure.Comment: A (slightly) revised version of the paper submitted to the 15th IEEE Conference on Computational Complexit

Constraint satisfaction problems in clausal form

This is the report-version of a mini-series of two articles on the foundations of satisfiability of conjunctive normal forms with non-boolean variables, to appear in Fundamenta Informaticae, 2011. These two parts are here bundled in one report, each part yielding a chapter. Generalised conjunctive normal forms are considered, allowing literals of the form "variable not-equal value". The first part sets the foundations for the theory of autarkies, with emphasise on matching autarkies. Main results concern various polynomial time results in dependency on the deficiency. The second part considers translations to boolean clause-sets and irredundancy as well as minimal unsatisfiability. Main results concern classification of minimally unsatisfiable clause-sets and the relations to the hermitian rank of graphs. Both parts contain also discussions of many open problems.Comment: 91 pages, to appear in Fundamenta Informaticae, 2011, as Constraint satisfaction problems in clausal form I: Autarkies and deficiency, Constraint satisfaction problems in clausal form II: Minimal unsatisfiability and conflict structur