D13.2 Techniques and performance analysis on energy- and bandwidth-efficient communications and networking

Deliverable D13.2 del projecte europeu NEWCOM#The report presents the status of the research work of the various Joint Research Activities (JRA) in WP1.3 and the results that were developed up to the second year of the project. For each activity there is a description, an illustration of the adherence to and relevance with the identified fundamental open issues, a short presentation of the main results, and a roadmap for the future joint research. In the Annex, for each JRA, the main technical details on specific scientific activities are described in detail.Peer ReviewedPostprint (published version

User Association in 5G Networks: A Survey and an Outlook

26 pages; accepted to appear in IEEE Communications Surveys and Tutorial

Non-Orthogonal Multiple Access for 5G: Design and Performance Enhancement

PhDSpectrum scarcity is one of the most important challenges in wireless communications networks due to the sky-rocketing growth of multimedia applications. As the latest member of the multiple access family, non-orthogonal multiple access (NOMA) has been recently proposed for 3GPP Long Term Evolution (LTE) and envisioned to be a key component of the 5th generation (5G) mobile networks for its potential ability on spectrum enhancement. The feature of NOMA is to serve multiple users at the same time/frequency/code, but with di erent power levels, which yields a signi cant spectral e ciency gain over conventional orthogonal multiple access (OMA). This thesis provides a systematic treatment of this newly emerging technology, from the basic principles of NOMA, to its combination with simultaneously information and wireless power transfer (SWIPT) technology, to apply in cognitive radio (CR) networks and Heterogeneous networks (HetNets), as well as enhancing the physical layer security and addressing the fairness issue. First, this thesis examines the application of SWIPT to NOMA networks with spatially randomly located users. A new cooperative SWIPT NOMA protocol is proposed, in which near NOMA users that are close to the source act as energy harvesting relays in the aid of far NOMA users. Three user selection schemes are proposed to investigate the e ect of locations on the performance. Besides the closed-form expressions in terms of outage probability and throughput, the diversity gain of the considered networks is determined. Second, when considering NOMA in CR networks, stochastic geometry tools are used to evaluate the outage performance of the considered network. New closed-form expressions are derived for the outage probability. Diversity order of NOMA users has been analyzed based on the derived outage probability, which reveals important design insights regarding the interplay between two power constraints scenarios. Third, a new promising transmission framework is proposed, in which massive multipleinput multiple-output (MIMO) is employed in macro cells and NOMA is adopted in small cells. For maximizing the biased average received power at mobile users, a massive MIMO and NOMA based user association scheme is developed. Analytical expressions for the spectrum e ciency of each tier are derived using stochastic geometry. It is con rmed that NOMA is capable of enhancing the spectrum e ciency of the network compared to the OMA based HetNets. Fourth, this thesis investigates the physical layer security of NOMA in large-scale networks with invoking stochastic geometry. Both single-antenna and multiple-antenna aided transmission scenarios are considered, where the base station (BS) communicates with randomly distributed NOMA users. In addition to the derived exact analytical expressions for each scenario, some important insights such as secrecy diversity order and large antenna array property are obtained by carrying the asymptotic analysis. Fifth and last, the fundamental issues of fairness surrounding the joint power allocation and dynamic user clustering are addressed in MIMO-NOMA systems in this thesis. A two-step optimization approach is proposed to solve the formulated problem. Three e cient suboptimal algorithms are proposed to reduce the computational complexity. To further improve the performance of the worst user in each cluster, power allocation coe cients are optimized by using bi-section search. Important insights are concluded from the generated simulate results

A Comprehensive Study of Multiple Access Techniques in 6G Networks

With the proliferation of numerous burgeoning services such as ultra-reliable low-latency communication (URLLC), massive machine type communications (mMTC), enhanced mobile broadband (eMBB), among others, wireless communication systems are expected to face daunting challenges. In order to satisfy these ever-increasing traffic demands, diverse quality-of-services (QoS) requirements, and the massive connectivity accompanied by these new applications, various innovative and promising technologies, and architectures need to be developed. Novel multiple-access techniques are currently being explored in both academia and industry in order to accommodate such unprecedented requirements. Non-orthogonal multiple access (NOMA) has been deemed as one of the vital enabling multiple access techniques for the upcoming six-generation (6G) networks. This is due to its ability to enhance network spectral efficiency (NSE) and support a massive number of connected devices. Owing to its potential benefits, NOMA is recognized as a prominent member of next-generation multiple access (NGMA). Several emerging techniques such as full-duplex (FD) communication, device-to-device (D2D) communications, reconfigurable intelligent surface (RIS), coordinated multipoint (CoMP), cloud radio access networks, are being gradually developed to address fundamental problems in future wireless networks. In this thesis, and with the goal of converging toward NGMA, we investigate the synergistic integration between NOMA and other evolving physical layer technologies. Specifically, we analyze this integration aiming at improving the performance of cell-edge users (CEUs), mitigating the detrimental effect of inter-cell interference (ICI), designing energy-efficient multiple access toward ``green’’ wireless networks, guarantying reliable communication between NOMA UEs and base stations (BSs)/remote radio heads (RRHs), and maintaining the required QoS in terms of the minimum achievable data rate, especially at CEUs. Regarding the ICI mitigation in multi-cell NOMA networks and tackling the connectivity issue in traditional CoMP-based OMA networks, we first investigate the integration between location-aware CoMP transmission and NOMA in downlink heterogeneous C-RAN. In doing so, we design a novel analytical framework using tools from stochastic geometry to analyze the system performance in terms of the average achievable data rate per NOMA UE. Our results reveal that CoMP NOMA can provide a significant gain in terms of network spectral efficiency compared to the traditional CoMP OMA scheme. In addition, with the goal of further improving the performance of CEUs and user fairness, cooperative transmission with the aid of D2D communication and FD or half-duplex (HD) transmission, has been introduced to NOMA, which is commonly known as cooperative NOMA (C-NOMA). As a result, we extend our study to also investigate the potential gains of investigating CoMP and C-NOMA. In such a framework, we exploit the cooperation between the RRHs/BSs and the successive decoding strategy at NOMA UEs that are near the RRHs/BSs. Specifically, we investigate both performance analysis and resource management optimization (power control and user pairing). Our results show that the transmit power at the BS, the transmit power at the relay user, and the self-interference (SI) value at the relay user determine which multiple access technique, CoMP NOMA, CoMP HD C-NOMA, and CoMP FD C-NOMA, should be adopted at the BSs. Now, to assist in designing energy-efficient multiple access techniques and guarantying reliable communication for NOMA UEs, this thesis explores the interplay between FD/HD C-NOMA and RIS. We show that the proposed model has the best performance in terms of network power consumption compared to other multiple access techniques in the literature, which leads to ``green'' future wireless networks. Moreover, our results show that the network power consumption can be significantly reduced by increasing the number of RIS elements. A more significant finding is that the location of the RIS depends on the adopted multiple access techniques. For example, it is not recommended to deploy the RIS besides the BS if the adopted multiple access is HD C-NOMA. Another insight that has been unveiled is the FD C-NOMA with the assistance of RIS has more resistance to the residual SI effect, due to the FD transmission, and can tolerate high SI values compared to the same scheme without RIS. Although much work has been conducted to improve the network spectral efficiency of multi-cell NOMA cellular networks, the required QoS by the upcoming 6G applications, in terms of the minimum achievable rate, may not be guaranteed at CEUs. This is due to their distant locations from their serving BSs, and thus, they experience severe path-loss attenuation and high ICI. This thesis addresses this research gap by studying the synergistic integration between RIS, NOMA, and CoMP in a multi-user multi-cell scenario. Unlike the developed high-complexity optimal solutions or the low-complexity sub-optimal solutions in the literature for the power allocation problem, we derive a low-complexity optimal solution in a such challenging scenario. We also consider the interdependency between the user clustering policies in different coordinated cells, which has been ignored in the literature. Finally, we prove that this integration between RIS, NOMA, and CoMP can attain a high achievable rate for CEUs, ameliorate spectral efficiency compared to existing literature, and can form a novel paradigm for NGMA

New Approaches Using Cognitive Radio in Green Networking

The green networks are energy-efficient network architectures and we consider them as the basis of the wireless communication optimizing energy usage. Indeed, future communication technologies are moving in this direction, meaning that they will be less energy-intensive and, in some cases, even energy self-sufficient. Specifically, cognitive radio (CR) networks, cooperative relay networks, and non-orthogonal multiple access (NOMA) techniques have been considered as effective means to facilitate energy harvesting (EH) and a power spectrum allocation for the minimization of total transmit power, hence, making the wireless communication greener. The dissertation consists of three research sections corresponding to the aims. The first aim deals with an radio frequency (RF) wireless energy transfer model for D2D systems. In order to harvest more energy, a multiple-antenna base station and a power beacon are adopted for the D2D transmission network. We derive expressions outage probability in closed-forms. Further, independent simulations are used to validate the exactness of the theoretical expressions. In the second aim, new cooperative system models are proposed and studied. To reach the second aim, the secondary source acts as a relay and employs Amplify and Forward (AF) mode to serve distant NOMA users under a given interference constraint. To provide a detailed examination of the system performance metrics, we derived closed-form formulas for the outage probability and average throughput of the multi-users in the presence of interference constraints. In the last aim of the dissertation, we designed a new system model for a hybrid satellite-terrestrial cognitive network (HSTCN) relying on NOMA interconnecting a satellite and multiple terrestrial nodes. Reliability and security of transmission were studied to minimize the total transmit power. To reach the third aim, we examined the following performance factors: outage probability, hardware impairment, intercept probability, and average throughput. The novel closed-forms expressions of these performance factors are derived. The last but not at least, we simulated the new HSTCN system model. The achieved results figured that the new proposed approaches make it possible to take into account service quality requirements and are applicable in future green networking.Zelené sítě jsou energeticky efektivní síťové architektury a považujeme je za základ bezdrátové komunikace optimalizující spotřebu energie. Tímto směrem se ubírají budoucí komunikační technologie, což znamená, že budou méně energeticky náročné a v některých případech dokonce energeticky soběstačné. Kognitivní rádiové (CR) sítě, kooperativní relay sítě a neortogonální vícenásobné přístupové (NOMA) techniky jsou považovány za účinný prostředek k usnadnění získávání energie (EH) a přidělování výkonového spektra pro minimalizaci celkového vysílacího výkonu, díky čemuž je bezdrátová komunikace zelenější. Disertační práce se skládá ze tří výzkumných částí odpovídajících cílům. První cíl se zabývá modelem bezdrátového přenosu radiofrekvenční (RF) energie pro systémy D2D. Aby bylo možné získat více energie, jsou pro přenosovou D2D síť použity základnové stanice s více anténami a napájecím radiomajákem. Pro navržený model jsou odvozeny pravděpodobnosti výpadků, kdy tyto výrazy jsou v uzavřené formě. Dále jsou k ověření platnosti získaných teoretických výrazů použity nezávislé simulace. Ve druhém cíli jsou navrženy a zkoumány nové modely kooperativního systému. Aby bylo dosaženo druhého cíle, sekundární zdroj funguje jako relay uzel a využívá režim AF (Amplify and Forward), který slouží vzdáleným NOMA uživatelům za specifických interferenčních podmínek. Abychom poskytli podrobné zhodnocení výkonnostních metrik systému, odvodili jsme vztahy v uzavřené formě pro pravděpodobnost výpadků a průměrnou propustnost více uživatelů za přítomnosti interferenčních omezení. V posledním cíli disertační práce jsme navrhli nový systémový model pro hybridní satelitně-terestrickou kognitivní síť (HSTCN) založenou na neortogonálním vícenásobném přístupu (NOMA) propojující satelit a více terestrických uzlů. Zkoumána byla spolehlivost a zabezpečení přenosu s důrazem na minimalizaci celkového vysílacího výkonu. Pro dosažení třetího cíle jsme zkoumali následující výkonnostní faktory: pravděpodobnost výpadku, poškození hardwaru, pravděpodobnost zachycení a průměrnou propustnost. Pro tyto výkonnostní faktory jsou odvozeny v uzavřených formách nové výrazy. V neposlední řadě jsme rovněž simulovali nový systémový HSTCN model. Dosažené výsledky potvrdily, že nově navržené přístupy umožňují zohledňovat požadavky na kvalitu služeb a jsou použitelné v budoucích zelených sítích.440 - Katedra telekomunikační technikyvyhově