Capacity Bounds for Communication Systems with Quantization and Spectral Constraints

Low-resolution digital-to-analog and analog-to-digital converters (DACs and ADCs) have attracted considerable attention in efforts to reduce power consumption in millimeter wave (mmWave) and massive MIMO systems. This paper presents an information-theoretic analysis with capacity bounds for classes of linear transceivers with quantization. The transmitter modulates symbols via a unitary transform followed by a DAC and the receiver employs an ADC followed by the inverse unitary transform. If the unitary transform is set to an FFT matrix, the model naturally captures filtering and spectral constraints which are essential to model in any practical transceiver. In particular, this model allows studying the impact of quantization on out-of-band emission constraints. In the limit of a large random unitary transform, it is shown that the effect of quantization can be precisely described via an additive Gaussian noise model. This model in turn leads to simple and intuitive expressions for the power spectrum of the transmitted signal and a lower bound to the capacity with quantization. Comparison with non-quantized capacity and a capacity upper bound that does not make linearity assumptions suggests that while low resolution quantization has minimal impact on the achievable rate at typical parameters in 5G systems today, satisfying out-of-band emissions are potentially much more of a challenge.Comment: Appears in the Proceedings of IEEE International Symposium on Information Theory (ISIT) 202

Artificial Intelligence Aided Receiver Design for Wireless Communication Systems

Physical layer (PHY) design in the wireless communication field realizes gratifying achievements in the past few decades, especially in the emerging cellular communication systems starting from the first generation to the fifth generation (5G). With the gradual increase in technical requirements of large data processing and end-to-end system optimization, introducing artificial intelligence (AI) in PHY design has cautiously become a trend. A deep neural network (DNN), one of the population techniques of AI, enables the utilization of its ‘learnable’ feature to handle big data and establish a global system model. In this thesis, we exploited this characteristic of DNN as powerful assistance to implement two receiver designs in two different use-cases. We considered a DNN-based joint baseband demodulator and channel decoder (DeModCoder), and a DNN-based joint equalizer, baseband demodulator, and channel decoder (DeTecModCoder) in two single operational blocks, respectively. The multi-label classification (MLC) scheme was equipped to the output of conducted DNN model and hence yielded lower computational complexity than the multiple output classification (MOC) manner. The functional DNN model can be trained offline over a wide range of SNR values under different types of noises, channel fading, etc., and deployed in the real-time application; therefore, the demands of estimation of noise variance and statistical information of underlying noise can be avoided. The simulation performances indicated that compared to the corresponding conventional receiver signal processing schemes, the proposed AI-aided receiver designs have achieved the same bit error rate (BER) with around 3 dB lower SNR