Désagrégation de l'humidité du sol issue des produits satellitaires micro-ondes passives et exploration de son utilisation pour l'amélioration de la modélisation et la prévision hydrologique

De plus en plus de produits satellitaires en micro-ondes passives sont disponibles. Cependant, leur large résolution spatiale (25-50 km) n’en font pas un outil adéquat pour des applications hydrologiques à une échelle locale telles que la modélisation et la prévision hydrologiques. Dans de nombreuses études, une désagrégation d’échelle de l’humidité du sol des produits satellites micro-ondes est faite puis validée avec des mesures in-situ. Toutefois, l’utilisation de ces données issues d’une désagrégation d’échelle n’a pas encore été pleinement étudiée pour des applications en hydrologie. Ainsi, l’objectif de cette thèse est de proposer une méthode de désagrégation d’échelle de l’humidité du sol issue de données satellitaires en micro-ondes passives (Satellite Passive Microwave Active and Passive - SMAP) à différentes résolutions spatiales afin d’évaluer leur apport sur l’amélioration potentielle des modélisations et prévisions hydrologiques. À partir d’un modèle de forêt aléatoire, une désagrégation d’échelle de l’humidité du sol de SMAP l’amène de 36-km de résolution initialement à des produits finaux à 9-, 3- et 1-km de résolution. Les prédicteurs utilisés sont à haute résolution spatiale et de sources différentes telles que Sentinel-1A, MODIS et SRTM. L'humidité du sol issue de cette désagrégation d’échelle est ensuite assimilée dans un modèle hydrologique distribué à base physique pour tenter d’améliorer les sorties de débit. Ces expériences sont menées sur les bassins versants des rivières Susquehanna (de grande taille) et Upper-Susquehanna (en comparaison de petite taille), tous deux situés aux États-Unis. De plus, le modèle assimile aussi des données d’humidité du sol en profondeur issue d’une extrapolation verticale des données SMAP. Par ailleurs, les données d’humidité du sol SMAP et les mesures in-situ sont combinées par la technique de fusion conditionnelle. Ce produit de fusion SMAP/in-situ est assimilé dans le modèle hydrologique pour tenter d’améliorer la prévision hydrologique sur le bassin versant Au Saumon situé au Québec. Les résultats montrent que l'utilisation de l’humidité du sol à fine résolution spatiale issue de la désagrégation d’échelle améliore la représentation de la variabilité spatiale de l’humidité du sol. En effet, le produit à 1- km de résolution fournit plus de détails que les produits à 3- et 9-km ou que le produit SMAP de base à 36-km de résolution. De même, l’utilisation du produit de fusion SMAP/ in-situ améliore la qualité et la représentation spatiale de l’humidité du sol. Sur le bassin versant Susquehanna, la modélisation hydrologique s’améliore avec l’assimilation du produit de désagrégation d’échelle à 9-km, sans avoir recours à des résolutions plus fines. En revanche, sur le bassin versant Upper-Susquehanna, c’est le produit avec la résolution spatiale la plus fine à 1- km qui offre les meilleurs résultats de modélisation hydrologique. L’assimilation de l’humidité du sol en profondeur issue de l’extrapolation verticale des données SMAP n’améliore que peu la qualité du modèle hydrologique. Par contre, l’assimilation du produit de fusion SMAP/in-situ sur le bassin versant Au Saumon améliore la qualité de la prévision du débit, même si celle-ci n’est pas très significative.Abstract: The availability of satellite passive microwave soil moisture is increasing, yet its spatial resolution (i.e., 25-50 km) is too coarse to use for local scale hydrological applications such as streamflow simulation and forecasting. Many studies have attempted to downscale satellite passive microwave soil moisture products for their validation with in-situ soil moisture measurements. However, their use for hydrological applications has not yet been fully explored. Thus, the objective of this thesis is to downscale the satellite passive microwave soil moisture (i.e., Satellite Microwave Active and Passive - SMAP) to a range of spatial resolutions and explore its value in improving streamflow simulation and forecasting. The random forest machine learning technique was used to downscale the SMAP soil moisture from 36-km to 9-, 3- and 1-km spatial resolutions. A combination of host of high-resolution predictors derived from different sources including Sentinel-1A, MODIS and SRTM were used for downscaling. The downscaled SMAP soil moisture was then assimilated into a physically-based distributed hydrological model for improving streamflow simulation for Susquehanna (larger in size) and Upper Susquehanna (relatively smaller in size) watersheds, located in the United States. In addition, the vertically extrapolated SMAP soil moisture was assimilated into the model. On the other hand, the SMAP and in-situ soil moisture were merged using the conditional merging technique and the merged SMAP/in-situ soil moisture was then assimilated into the model to improve streamflow forecast over the au Saumon watershed. The results show that the downscaling improved the spatial variability of soil moisture. Indeed, the 1-km downscaled SMAP soil moisture presented a higher spatial detail of soil moisture than the 3-, 9- or original resolution (36-km) SMAP product. Similarly, the merging of SMAP and in-situ soil moisture improved the accuracy as well as spatial representation soil moisture. Interestingly, the assimilation of the 9-km downscaled SMAP soil moisture significantly improved the accuracy of streamflow simulation for the Susquehanna watershed without the need of going to higher spatial resolution, whereas for the Upper Susquehanna watershed the 1-km downscaled SMAP showed better results than the coarser resolutions. The assimilation of vertically extrapolated SMAP soil moisture only slightly further improved the accuracy of the streamflow simulation. On the other hand, the assimilation of merged SMAP/in-situ soil moisture for the au Saumon watershed improved the accuracy of streamflow forecast, yet the improvement was not that significant. Overall, this study demonstrated the potential of satellite passive microwave soil moisture for streamflow simulation and forecasting

The future of Earth observation in hydrology

In just the past 5 years, the field of Earth observation has progressed beyond the offerings of conventional space-agency-based platforms to include a plethora of sensing opportunities afforded by CubeSats, unmanned aerial vehicles (UAVs), and smartphone technologies that are being embraced by both for-profit companies and individual researchers. Over the previous decades, space agency efforts have brought forth well-known and immensely useful satellites such as the Landsat series and the Gravity Research and Climate Experiment (GRACE) system, with costs typically of the order of 1 billion dollars per satellite and with concept-to-launch timelines of the order of 2 decades (for new missions). More recently, the proliferation of smart-phones has helped to miniaturize sensors and energy requirements, facilitating advances in the use of CubeSats that can be launched by the dozens, while providing ultra-high (3-5 m) resolution sensing of the Earth on a daily basis. Start-up companies that did not exist a decade ago now operate more satellites in orbit than any space agency, and at costs that are a mere fraction of traditional satellite missions. With these advances come new space-borne measurements, such as real-time high-definition video for tracking air pollution, storm-cell development, flood propagation, precipitation monitoring, or even for constructing digital surfaces using structure-from-motion techniques. Closer to the surface, measurements from small unmanned drones and tethered balloons have mapped snow depths, floods, and estimated evaporation at sub-metre resolutions, pushing back on spatio-temporal constraints and delivering new process insights. At ground level, precipitation has been measured using signal attenuation between antennae mounted on cell phone towers, while the proliferation of mobile devices has enabled citizen scientists to catalogue photos of environmental conditions, estimate daily average temperatures from battery state, and sense other hydrologically important variables such as channel depths using commercially available wireless devices. Global internet access is being pursued via high-altitude balloons, solar planes, and hundreds of planned satellite launches, providing a means to exploit the "internet of things" as an entirely new measurement domain. Such global access will enable real-time collection of data from billions of smartphones or from remote research platforms. This future will produce petabytes of data that can only be accessed via cloud storage and will require new analytical approaches to interpret. The extent to which today's hydrologic models can usefully ingest such massive data volumes is unclear. Nor is it clear whether this deluge of data will be usefully exploited, either because the measurements are superfluous, inconsistent, not accurate enough, or simply because we lack the capacity to process and analyse them. What is apparent is that the tools and techniques afforded by this array of novel and game-changing sensing platforms present our community with a unique opportunity to develop new insights that advance fundamental aspects of the hydrological sciences. To accomplish this will require more than just an application of the technology: in some cases, it will demand a radical rethink on how we utilize and exploit these new observing systems

Impact of day/night time land surface temperature in soil moisture disaggregation algorithms

Since its launch in 2009, the ESA’s SMOS mission is providing global soil moisture (SM) maps at ~40 km, using the first L-band microwave radiometer on space. Its spatial resolution meets the needs of global applications, but prevents the use of the data in regional or local applications, which require higher spatial resolutions (~1-10 km). SM disaggregation algorithms based generally on the land surface temperature (LST) and vegetation indices have been developed to bridge this gap. This study analyzes the SM-LST relationship at a variety of LST acquisition times and its influence on SM disaggregation algorithms. Two years of in situ and satellite data over the central part of the river Duero basin and the Iberian Peninsula are used. In situ results show a strong anticorrelation of SM to daily maximum LST (R˜-0.5 to -0.8). This is confirmed with SMOS SM and MODIS LST Terra/Aqua at day time-overpasses (R˜-0.4 to -0.7). Better statistics are obtained when using MODIS LST day (R˜0.55 to 0.85; ubRMSD˜0.04 to 0.06 m3 /m3 ) than LST night (R˜0.45 to 0.80; ubRMSD˜0.04 to 0.07 m3 /m3 ) in the SM disaggregation. An averaged ensemble of day and night MODIS LST Terra/Aqua disaggregated SM estimates also leads to robust statistics (R˜0.55 to 0.85; ubRMSD˜0.04 to 0.07 m3 /m3 ) with a coverage improvement of ~10-20 %.Peer ReviewedPostprint (published version

A review of spatial downscaling of satellite remotely sensed soil moisture

Satellite remote sensing technology has been widely used to estimate surface soil moisture. Numerous efforts have been devoted to develop global soil moisture products. However, these global soil moisture products, normally retrieved from microwave remote sensing data, are typically not suitable for regional hydrological and agricultural applications such as irrigation management and flood predictions, due to their coarse spatial resolution. Therefore, various downscaling methods have been proposed to improve the coarse resolution soil moisture products. The purpose of this paper is to review existing methods for downscaling satellite remotely sensed soil moisture. These methods are assessed and compared in terms of their advantages and limitations. This review also provides the accuracy level of these methods based on published validation studies. In the final part, problems and future trends associated with these methods are analyzed

Assessing the utility of geospatial technologies to investigate environmental change within lake systems

Over 50% of the world's population live within 3. km of rivers and lakes highlighting the on-going importance of freshwater resources to human health and societal well-being. Whilst covering c. 3.5% of the Earth's non-glaciated land mass, trends in the environmental quality of the world's standing waters (natural lakes and reservoirs) are poorly understood, at least in comparison with rivers, and so evaluation of their current condition and sensitivity to change are global priorities. Here it is argued that a geospatial approach harnessing existing global datasets, along with new generation remote sensing products, offers the basis to characterise trajectories of change in lake properties e.g., water quality, physical structure, hydrological regime and ecological behaviour. This approach furthermore provides the evidence base to understand the relative importance of climatic forcing and/or changing catchment processes, e.g. land cover and soil moisture data, which coupled with climate data provide the basis to model regional water balance and runoff estimates over time. Using examples derived primarily from the Danube Basin but also other parts of the World, we demonstrate the power of the approach and its utility to assess the sensitivity of lake systems to environmental change, and hence better manage these key resources in the future

Using SMOS and Sentinel 3 satellite data to obtain high resolution soil moisture maps

Surface soil moisture is a critical climate variable and strongly influences water and energy cycles at the surface-atmosphere interface. It is widely used to improve numerical climate and weather models, rainfall and drough estimation, vegetation monitoring, among others. Traditionally, there were two main ways to retrieve soil moisture data. On one hand, soil moisture sensors networks placed and maintained in situ to obtain long term distributed measurements, which is expensive and time-consuming. On the other hand, soil moisture data could be obtained by using numerical model products combined with ground observations. But, in both cases, the data resolution provided was not enough to characterize soil moisture at large scale. Nowadays, microwave remote sensing allows the global monitoring of soil moisture. SMOS (Soil Moisture and Ocean Salinity) mission, launched in 2009, was the first mission with this objective and providing an acceptable spatial resolution. It aims to monitor soil moisture over land surfaces, surface salinity over the oceans, and surfaces covered by snow and ice, by performing microwave radiometric measurements at L-band, characterized by being unaffected by cloud cover and variable surface solar illumination. The SMOS soil moisture data has a spatial resolution of 35-50 km, which is enough for global applications. But, local applications such as hydrological, fire prevention, agricultural and water management, require higher soil moisture resolution. In order to cover this necessity, several downscaling methodologies have been developed to improve the spatial resolution. The Department of Signal Theory in the UPC developed a downscaling algorithm based on the synergistic usage of low resolution soil moisture map and data provided by other satellites, that computed soil moisture maps at 1 km resolution (Maria Piles, 2010 [32]). This algorithm combines the SMOS soil moisture with NDVI and LST measurements from Aqua and Terra missions obtained by MODIS instrument. Later, this algorithm was improved by using an adaptive sliding window, which is the version we will use in this project (Gerard Portal, 2017 [24]). The aim of this project is to substitute the NDVI and LST measurements from MODIS used as ancillary data in the downscaling algorithm by the ones provided by Sentinel 3, comparing its differences and the variation of the high resolution soil moisture maps (SM HR maps) obtained. Also, it will include the evaluation of the data download and preparation process workflow

Multi-temporal evaluation of soil moisture and land surface temperature dynamics using in situ and satellite observations

Soil moisture (SM) is an important component of the Earth’s surface water balance and by extension the energy balance, regulating the land surface temperature (LST) and evapotranspiration (ET). Nowadays, there are two missions dedicated to monitoring the Earth’s surface SM using L-band radiometers: ESA’s Soil Moisture and Ocean Salinity (SMOS) and NASA’s Soil Moisture Active Passive (SMAP). LST is remotely sensed using thermal infrared (TIR) sensors on-board satellites, such as NASA’s Terra/Aqua MODIS or ESA & EUMETSAT’s MSG SEVIRI. This study provides an assessment of SM and LST dynamics at daily and seasonal scales, using 4 years (2011–2014) of in situ and satellite observations over the central part of the river Duero basin in Spain. Specifically, the agreement of instantaneous SM with a variety of LST-derived parameters is analyzed to better understand the fundamental link of the SM–LST relationship through ET and thermal inertia. Ground-based SM and LST measurements from the REMEDHUS network are compared to SMOS SM and MODIS LST spaceborne observations. ET is obtained from the HidroMORE regional hydrological model. At the daily scale, a strong anticorrelation is observed between in situ SM and maximum LST (R ˜ -0.6 to -0.8), and between SMOS SM and MODIS LST Terra/Aqua day (R ˜ - 0.7). At the seasonal scale, results show a stronger anticorrelation in autumn, spring and summer (in situ R ˜ -0.5 to -0.7; satellite R ˜ -0.4 to -0.7) indicating SM–LST coupling, than in winter (in situ R ˜ +0.3; satellite R ˜ -0.3) indicating SM–LST decoupling. These different behaviors evidence changes from water-limited to energy-limited moisture flux across seasons, which are confirmed by the observed ET evolution. In water-limited periods, SM is extracted from the soil through ET until critical SM is reached. A method to estimate the soil critical SM is proposed. For REMEDHUS, the critical SM is estimated to be ~0.12 m3/m3 , stable over the study period and consistent between in situ and satellite observations. A better understanding of the SM–LST link could not only help improving the representation of LST in current hydrological and climate prediction models, but also refining SM retrieval or microwave-optical disaggregation algorithms, related to ET and vegetation status.Peer ReviewedPostprint (published version

Future Opportunities and Challenges in Remote Sensing of Drought

The value of satellite remote sensing for drought monitoring was first realized more than two decades ago with the application of Normalized Difference Index (NDVI) data from the Advanced Very High Resolution Radiometer (AVHRR) for assessing the effect of drought on vegetation. Other indices such as the Vegetation Health Index (VHI) were also developed during this time period, and applied to AVHRR NDVI and brightness temperature data for routine global monitoring of drought conditions. These early efforts demonstrated the unique perspective that global imagers such as AVHRR could provide for operational drought monitoring through their near-daily, global observations of Earth's land surface. However, the advancement of satellite remote sensing of drought was limited by the relatively few spectral bands of operational global sensors such as AVHRR, along with a relatively short period of observational record. Remote sensing advancements are of paramount importance given the increasing demand for tools that can provide accurate, timely, and integrated information on drought conditions to facilitate proactive decision making (NIDIS, 2007). Satellite-based approaches are key to addressing significant gaps in the spatial and temporal coverage of current surface station instrument networks providing key moisture observations (e.g., rainfall, snow, soil moisture, ground water, and ET) over the United States and globally (NIDIS, 2007). Improved monitoring capabilities will be particularly important given increases in spatial extent, intensity, and duration of drought events observed in some regions of the world, as reported in the International Panel on Climate Change (IPCC) report (IPCC, 2007). The risk of drought is anticipated to further increase in some regions in response to climatic changes in the hydrologic cycle related to evaporation, precipitation, air temperature, and snow cover (Burke et al., 2006; IPCC, 2007; USGCRP, 2009). Numerous national, regional, and global efforts such as the Famine and Early Warning System (FEWS), National Integrated Drought Information System (NIDIS), and Group on Earth Observations (GEO), as well as the establishment of regional drought centers (e.g., European Drought Observatory) and geospatial visualization and monitoring systems (e.g, NASA SERVIR) have been undertaken to improve drought monitoring and early warning systems throughout the world. The suite of innovative remote sensing tools that have recently emerged will be looked upon to fill important data and knowledge gaps (NIDIS, 2007; NRC, 2007) to address a wide range of drought-related issues including food security, water scarcity, and human health