Predictions of Biomass Change in a Hemi-Boreal Forest Based on Multi-Polarization L- and P-Band SAR Backscatter

Above-ground biomass change accumulated during four growth seasons in a hemi-boreal forest was predicted using airborne L- and P-band synthetic aperture radar (SAR) backscatter. The radar data were collected in the BioSAR 2007 and BioSAR 2010 campaigns over the Remningstorp test site in southern Sweden. Regression models for biomass change were developed from biomass maps created using airborne LiDAR data and field measurements. To facilitate training and prediction on image pairs acquired at different dates, a backscatter offset correction method for L-band data was developed and evaluated. The correction, based on the HV/VV backscatter ratio, facilitated predictions across image pairs almost identical to those obtained using data from the same image pair for both training and prediction. For P-band, previous positive results using an offset correction based on the HH/VV ratio were validated. The best L-band model achieved a root mean square error (RMSE) of 21 t/ha, and the best P-band model achieved an RMSE of 19 t/ha. Those accuracies are similar to that of the LiDAR-based biomass change of 18 t/ha. The limitation of using LiDAR-based data for training was considered. The findings demonstrate potential for improved biomass change predictions from L-band backscatter despite varying environmental conditions and calibration uncertainties

Estimation of change in forest variables using synthetic aperture radar

Large scale mapping of changes in forest variables is needed for both environmental monitoring, planning of climate actions and sustainable forest management. Remote sensing can be used in conjunction with field data to produce wall-to-wall estimates that are practically impossible to produce using traditional field surveys. Synthetic aperture radar (SAR) can observe the forest independent of sunlight, clouds, snow, or rain, providing reliable high frequency coverage. Its wavelength determines the interaction with the forest, where longer wavelengths interact with larger structures of the trees, and shorter wavelengths interact mainly with the top part of the canopy, meaning that it can be chosen to fit specific applications. This thesis contains five studies conducted on the Remningstorp test site in southern Sweden. Studies I – III predicted above ground biomass (AGB) change using long wavelength polarimetric P- (in I) and L-band (in I – III) SAR data. The differences between the bands were small in terms of prediction quality, and the HV polarization, just as for AGB state prediction, was the polarization channel most correlated with AGB change. A moisture correction for L-band data was proposed and evaluated, and it was found that certain polarimetric measures were better for predicting AGB change than all of the polarization channels together. Study IV assessed the detectability of silvicultural treatments in short wavelength TanDEM-X interferometric phase heights. In line with earlier studies, only clear cuts were unambiguously distinguishable. Study V predicted site index and stand age by fitting height development curves to time series of TanDEM-X data. Site index and age were unbiasedly predicted for untreated plots, and the RMSE would likely decrease with longer time series. When stand age was known, SI was predicted with an RMSE comparable to that of the field based measurements. In conclusion, this thesis underscores SAR data's potential for generalizable methods for estimation of forest variable changes

Temporal stability of soil moisture and radar backscatter observed by the advanced Synthetic Aperture Radar (ASAR)

The high spatio-temporal variability of soil moisture is the result of atmospheric forcing and redistribution processes related to terrain, soil, and vegetation characteristics. Despite this high variability, many field studies have shown that in the temporal domain soil moisture measured at specific locations is correlated to the mean soil moisture content over an area. Since the measurements taken by Synthetic Aperture Radar (SAR) instruments are very sensitive to soil moisture it is hypothesized that the temporally stable soil moisture patterns are reflected in the radar backscatter measurements. To verify this hypothesis 73 Wide Swath (WS) images have been acquired by the ENVISAT Advanced Synthetic Aperture Radar (ASAR) over the REMEDHUS soil moisture network located in the Duero basin, Spain. It is found that a time-invariant linear relationship is well suited for relating local scale (pixel) and regional scale (50 km) backscatter. The observed linear model coefficients can be estimated by considering the scattering properties of the terrain and vegetation and the soil moisture scaling properties. For both linear model coefficients, the relative error between observed and modelled values is less than 5 % and the coefficient of determination (R-2) is 86 %. The results are of relevance for interpreting and downscaling coarse resolution soil moisture data retrieved from active (METOP ASCAT) and passive (SMOS, AMSR-E) instruments

Temporal Characteristics of Boreal Forest Radar Measurements

Radar observations of forests are sensitive to seasonal changes, meteorological variables and variations in soil and tree water content. These phenomena cause temporal variations in radar measurements, limiting the accuracy of tree height and biomass estimates using radar data. The temporal characteristics of radar measurements of forests, especially boreal forests, are not well understood. To fill this knowledge gap, a tower-based radar experiment was established for studying temporal variations in radar measurements of a boreal forest site in southern Sweden. The work in this thesis involves the design and implementation of the experiment and the analysis of data acquired. The instrument allowed radar signatures from the forest to be monitored over timescales ranging from less than a second to years. A purpose-built, 50 m high tower was equipped with 30 antennas for tomographic imaging at microwave frequencies of P-band (420-450 MHz), L-band (1240-1375 MHz) and C-band (5250-5570 MHz) for multiple polarisation combinations. Parallel measurements using a 20-port vector network analyser resulted in significantly shorter measurement times and better tomographic image quality than previous tower-based radars. A new method was developed for suppressing mutual antenna coupling without affecting the range resolution. Algorithms were developed for compensating for phase errors using an array radar and for correcting for pixel-variant impulse responses in tomographic images. Time series results showed large freeze/thaw backscatter variations due to freezing moisture in trees. P-band canopy backscatter variations of up to 10 dB occurred near instantaneously as the air temperature crossed 0⁰C, with ground backscatter responding over longer timescales. During nonfrozen conditions, the canopy backscatter was very stable with time. Evidence of backscatter variations due to tree water content were observed during hot summer periods only. A high vapour pressure deficit and strong winds increased the rate of transpiration fast enough to reduce the tree water content, which was visible as 0.5-2 dB backscatter drops during the day. Ground backscatter for cross-polarised observations increased during strong winds due to bending tree stems. Significant temporal decorrelation was only seen at P-band during freezing, thawing and strong winds. Suitable conditions for repeat-pass L-band interferometry were only seen during the summer. C-band temporal coherence was high over timescales of seconds and occasionally for several hours for night-time observations during the summer. Decorrelation coinciding with high transpiration rates was observed at L- and C-band, suggesting sensitivity to tree water dynamics.The observations from this experiment are important for understanding, modelling and mitigating temporal variations in radar observables in forest parameter estimation algorithms. The results also are also useful in the design of spaceborne synthetic aperture radar missions with interferometric and tomographic capabilities. The results motivate the implementation of single-pass interferometric synthetic aperture radars for forest applications at P-, L- and C-band

Forest cover estimation in Ireland using radar remote sensing: a comparative analysis of forest cover assessment methodologies

Quantification of spatial and temporal changes in forest cover is an essential component of forest monitoring programs. Due to its cloud free capability, Synthetic Aperture Radar (SAR) is an ideal source of information on forest dynamics in countries with near-constant cloud-cover. However, few studies have investigated the use of SAR for forest cover estimation in landscapes with highly sparse and fragmented forest cover. In this study, the potential use of L-band SAR for forest cover estimation in two regions (Longford and Sligo) in Ireland is investigated and compared to forest cover estimates derived from three national (Forestry2010, Prime2, National Forest Inventory), one pan-European (Forest Map 2006) and one global forest cover (Global Forest Change) product. Two machine-learning approaches (Random Forests and Extremely Randomised Trees) are evaluated. Both Random Forests and Extremely Randomised Trees classification accuracies were high (98.1–98.5%), with differences between the two classifiers being minimal (<0.5%). Increasing levels of post classification filtering led to a decrease in estimated forest area and an increase in overall accuracy of SAR-derived forest cover maps. All forest cover products were evaluated using an independent validation dataset. For the Longford region, the highest overall accuracy was recorded with the Forestry2010 dataset (97.42%) whereas in Sligo, highest overall accuracy was obtained for the Prime2 dataset (97.43%), although accuracies of SAR-derived forest maps were comparable. Our findings indicate that spaceborne radar could aid inventories in regions with low levels of forest cover in fragmented landscapes. The reduced accuracies observed for the global and pan-continental forest cover maps in comparison to national and SAR-derived forest maps indicate that caution should be exercised when applying these datasets for national reporting

Synthetic aperture radar sensitivity to forest changes: A simulations-based study for the Romanian forests

Natural and anthropogenic disturbances pose a significant threat to forest condition. Continuous, reliable and accurate forest monitoring systems are needed to provide earlywarning of potential declines in forest condition. To address that need, state-of-the-art simulationsmodelswere used to evaluate the utility of C-, L- and P-band synthetic aperture radar (SAR) sensors within an integrated Earth-Observation monitoring system for beech, oak and coniferous forests in Romania. The electromagnetic simulations showed differentiated sensitivity to vegetation water content, leaf area index, and forest disturbance depending on SAR wavelength and forest structure. C-band data was largely influenced by foliage volume and therefore may be useful for monitoring defoliation. Changes in water content modulated the C-band signal by b1 dBwhichmay be insufficient for a meaningful retrieval of drought effects on forest. Cband sensitivity to significant clear-cuts was rather low (1.5 dB). More subtle effects such as selective logging or thinning may not be easily detected using C- or L-band data with the longer P-band needed for retrieving small intensity forest disturbances. Overall, the simulations emphasize that additional effort is needed to overcome current limitations arising from the use of a single frequency, acquisition time and geometry by tapping the advantages of dense time series, and by combining acquisitions from active and passive sensors. The simulation results may be applicable to forests outside of Romania since the forests types used in the study have similar morphological characteristics to forests elsewhere in Europe.Romanian National Agency for Scientific Research and Innovation Authorit