Exploiting Amplitude Control in Intelligent Reflecting Surface Aided Wireless Communication with Imperfect CSI

Intelligent reflecting surface (IRS) is a promising new paradigm to achieve high spectral and energy efficiency for future wireless networks by reconfiguring the wireless signal propagation via passive reflection. To reap the potential gains of IRS, channel state information (CSI) is essential, whereas channel estimation errors are inevitable in practice due to limited channel training resources. In this paper, in order to optimize the performance of IRS-aided multiuser systems with imperfect CSI, we propose to jointly design the active transmit precoding at the access point (AP) and passive reflection coefficients of IRS, each consisting of not only the conventional phase shift and also the newly exploited amplitude variation. First, the achievable rate of each user is derived assuming a practical IRS channel estimation method, which shows that the interference due to CSI errors is intricately related to the AP transmit precoders, the channel training power and the IRS reflection coefficients during both channel training and data transmission. Then, for the single-user case, by combining the benefits of the penalty method, Dinkelbach method and block successive upper-bound minimization (BSUM) method, a new penalized Dinkelbach-BSUM algorithm is proposed to optimize the IRS reflection coefficients for maximizing the achievable data transmission rate subjected to CSI errors; while for the multiuser case, a new penalty dual decomposition (PDD)-based algorithm is proposed to maximize the users' weighted sum-rate. Simulation results are presented to validate the effectiveness of our proposed algorithms as compared to benchmark schemes. In particular, useful insights are drawn to characterize the effect of IRS reflection amplitude control (with/without the conventional phase shift) on the system performance under imperfect CSI.Comment: 15 pages, 10 figures, accepted by IEEE Transactions on Communication

Outage-Constrained Robust Beamforming for Intelligent Reflecting Surface Aided Wireless Communication

In intelligent reflecting surface (IRS) aided wireless communication systems, channel state information (CSI) is crucial to achieve its promising passive beamforming gains. However, CSI errors are inevitable in practice and generally correlated over the IRS reflecting elements due to the limited training with discrete phase shifts, which degrade the data transmission rate and reliability. In this paper, we focus on investigating the effect of CSI errors to the outage performance in an IRS-aided multiuser downlink communication system. Specifically, we aim to jointly optimize the active transmit precoding vectors at the access point (AP) and passive discrete phase shifts at the IRS to minimize the AP's transmit power, subject to the constraints on the maximum CSI-error induced outage probability for the users. First, we consider the single-user case and derive the user's outage probability in terms of the mean signal power (MSP) and variance of the received signal at the user. Since there is a trade-off in tuning these two parameters to minimize the outage probability, we propose to maximize their weighted sum with the optimal weight found by one-dimensional search. Then, for the general multiuser case, since the users' outage probabilities are difficult to obtain in closed-form due to the inter-user interference, we propose a novel constrained stochastic successive convex approximation (CSSCA) algorithm, which replaces the non-convex outage probability constraints with properly designed convex surrogate approximations. Simulation results verify the effectiveness of the proposed robust beamfoming algorithms and show their significant performance improvement over various benchmark schemes.Comment: 15 pages, 14 figures, accepted for publication in IEEE Transactions on Signal Processin

Transmit antenna selection for multiuser massive mimo

In massive multiple input multiple output (MIMO) systems, major challenges are present due to the large number of active antennas and radio frequency (RF) chains,suchasincreasedpowerconsumptionandcomputationcomplexity. Transmitantennaselection(TAS)isbeinginvestigatedasasolutiontotacklethesechallenges. In this thesis, a dynamic transmit antenna selection technique is proposed whichcanmaximizethesumrateofamultiuser(MU)-MIMOcommunicationsystem. In order to satisfy the objective, the number of transmit antennas required is determined by remodeling it as a binary Knapsack Problem (KP) and then extending to a Multiple KP (MKP) for MU-MIMO. Furthermore, an improvement in the decision making is also proposed with the introduction of a ?exible decision criteria, whilst reducing the structure of the MKP to resemble that of a single binary KP. Additionally, comparisons of the KP based algorithms are done with two low complexity techniques, which are the sequential selection algorithm and random selection algorithm. Results show that the KP based techniques outperform these low complexity techniques. The modi?ed binary KP algorithm is also superior to that of the MKP, as it is not sensitive to solving as binary knapsack sub-problems. The proposed technique has good performance for di?erent antenna selection measures and is suitable to ensure communication e?ciency in future wireless communication systems

D3.2 First performance results for multi -node/multi -antenna transmission technologies

This deliverable describes the current results of the multi-node/multi-antenna technologies investigated within METIS and analyses the interactions within and outside Work Package 3. Furthermore, it identifies the most promising technologies based on the current state of obtained results. This document provides a brief overview of the results in its first part. The second part, namely the Appendix, further details the results, describes the simulation alignment efforts conducted in the Work Package and the interaction of the Test Cases. The results described here show that the investigations conducted in Work Package 3 are maturing resulting in valuable innovative solutions for future 5G systems.Fantini. R.; Santos, A.; De Carvalho, E.; Rajatheva, N.; Popovski, P.; Baracca, P.; Aziz, D.... (2014). D3.2 First performance results for multi -node/multi -antenna transmission technologies. http://hdl.handle.net/10251/7675

Sparse Array Architectures for Wireless Communication and Radar Applications

This thesis focuses on sparse array architectures for the next generation of wireless communication, known as fifth-generation (5G), and automotive radar direction-of-arrival (DOA) estimation. For both applications, array spatial resolution plays a critical role to better distinguish multiple users/sources. Two novel base station antenna (BSA) configurations and a new sparse MIMO radar, which both outperform their conventional counterparts, are proposed.\ua0We first develop a multi-user (MU) multiple-input multiple-output (MIMO) simulation platform which incorporates both antenna and channel effects based on standard network theory. The combined transmitter-channel-receiver is modeled by cascading Z-matrices to interrelate the port voltages/currents to one another in the linear network model. The herein formulated channel matrix includes physical antenna and channel effects and thus enables us to compute the actual port powers. This is in contrast with the assumptions of isotropic radiators without mutual coupling effects which are commonly being used in the Wireless Community.\ua0Since it is observed in our model that the sum-rate of a MU-MIMO system can be adversely affected by antenna gain pattern variations, a novel BSA configuration is proposed by combining field-of-view (FOV) sectorization, array panelization and array sparsification. A multi-panel BSA, equipped with sparse arrays in each panel, is presented with the aim of reducing the implementation complexities and maintaining or even improving the sum-rate.\ua0We also propose a capacity-driven array synthesis in the presence of mutual coupling for a MU-MIMO system. We show that the appearance of\ua0grating lobes is degrading the system capacity and cannot be disregarded in a MU communication, where space division\ua0multiple access (SDMA) is applied. With the aid of sparsity and aperiodicity, the adverse effects of grating lobes and mutual coupling\ua0are suppressed and capacity is enhanced. This is performed by proposing a two-phase optimization. In Phase I, the problem\ua0is relaxed to a convex optimization by ignoring the mutual coupling and weakening the constraints. The solution of Phase I\ua0is used as the initial guess for the genetic algorithm (GA) in phase II, where the mutual coupling is taken into account. The\ua0proposed hybrid algorithm outperforms the conventional GA with random initialization.\ua0A novel sparse MIMO radar is presented for high-resolution single snapshot DOA estimation. Both transmit and receive arrays are divided into two uniform arrays with increased inter-element spacings to generate two uniform sparse virtual arrays. Since virtual arrays are uniform, conventional spatial smoothing can be applied for temporal correlation suppression among sources. Afterwards, the spatially smoothed virtual arrays satisfy the co-primality concept to avoid DOA ambiguities. Physical antenna effects are incorporated in the received signal model and their effects on the DOA estimation performance are investigated