Control and data channel resource allocation in OFDMA heterogeneous networks

This paper investigates the downlink resource allocation problem in Orthogonal Frequency Division Multiple Access (OFDMA) Heterogeneous Networks (HetNets) consisting of macro cells and small cells sharing the same frequency band. Dense deployment of small cells overlaid by a macro layer is considered to be one of the most promising solutions for providing hotspot coverage in future 5G networks. The focus is to devise an optimised policy for small cells’ access to the shared spectrum, in terms of their transmissions, in order to keep small cell served users sum data rate at high levels while ensuring that certain level of quality of service (QoS) for the macro cell users in the vicinity of small cells is provided. Both data and control channel constraints are considered, to ensure that not only the macro cell users’ data rate demands are met, but also a certain level of Bit Error Rate (BER) is ensured for the control channel information. Control channel reliability is especially important as it holds key information to successfully decode the data channel. The problem is addressed by our proposed linear binary integer programming heuristic algorithm which maximises the small cells utility while ensuring the macro users imposed constraints. To further reduce the computational complexity, we propose a progressive interference aware low complexity heuristic solution. Discussion is also presented for the implementation possibility of our proposed algorithms in a practical network. The performance of both the proposed algorithms is compared with the conventional Reuse-1 scheme under different fading conditions and small cell loads. Results show a negligible drop in small cell performance for our proposed schemes, as a trade-off for ensuring all macro users data rate demands, while Reuse-1 scheme can even lead up to 40 % outage when control region of the small cells in heavily loaded

Self-organising network management for heterogeneous LTE-advanced networks

This thesis was submitted for the award of Doctor of Philosophy and awarded by Brunel University LondonSince 2004, when the Long Term Evolution (LTE) was first proposed to be publicly available in the year 2009, a plethora of new characteristics, techniques and applications have been constantly enhancing it since its first release, over the past decade. As a result, the research aims for LTE-Advanced (LTE-A) have been released to create a ubiquitous and supportive network for mobile users. The incorporation of heterogeneous networks (HetNets) has been proposed as one of the main enhancements of LTE-A systems over the existing LTE releases, by proposing the deployment of small-cell applications, such as femtocells, to provide more coverage and quality of service (QoS) within the network, whilst also reducing capital expenditure. These principal advantages can be obtained at the cost of new challenges such as inter-cell interference, which occurs when different network applications share the same frequency channel in the network. In this thesis, the main challenges of HetNets in LTE-A platform have been addressed and novel solutions are proposed by using self-organising network (SON) management approaches, which allows the cooperative cellular systems to observe, decide and amend their ongoing operation based on network conditions. The novel SON algorithms are modelled and simulated in OPNET modeler simulation software for the three processes of resource allocation, mobility management and interference coordination in multi-tier macro-femto networks. Different channel allocation methods based on cooperative transmission, frequency reuse and dynamic spectrum access are investigated and a novel SON sub-channel allocation method is proposed based on hybrid fractional frequency reuse (HFFR) scheme to provide dynamic resource allocation between macrocells and femtocells, while avoiding co-tier and cross-tier interference. Mobility management is also addressed as another important issue in HetNets, especially in hand-ins from macrocell to femtocell base stations. The existing research considers a limited number of methods for handover optimisation, such as signal strength and call admission control (CAC) to avoid unnecessary handovers, while our novel SON handover management method implements a comprehensive algorithm that performs sensing process, as well as resource availability and user residence checks to initiate the handover process at the optimal time. In addition to this, the novel femto over macro priority (FoMP) check in this process also gives the femtocell target nodes priority over the congested macrocells in order to improve the QoS at both the network tiers. Inter-cell interference, as the key challenge of HetNets, is also investigated by research on the existing time-domain, frequency-domain and power control methods. A novel SON interference mitigation algorithm is proposed, which is based on enhanced inter-cell interference coordination (eICIC) with power control process. The 3-phase power control algorithm contains signal to interference plus noise ratio (SINR) measurements, channel quality indicator (CQI) mapping and transmission power amendments to avoid the occurrence of interference due to the effects of high transmission power. The results of this research confirm that if heterogeneous systems are backed-up with SON management strategies, not only can improve the network capacity and QoS, but also the new network challenges such as inter-cell interference can also be mitigated in new releases of LTE-A network

Cooperation strategies for inter-cell interference mitigation in OFDMA systems

Recently the use of modern cellular networks has drastically changed with the emerging Long Term Evolution Advanced (LTE-A) technology. Homogeneous networks which were initially designed for voice-centric and low data rates face unprecedented challenges for meeting the increasing traffic demands of high data-driven applications and their important quality of service requirements. Therefore, these networks are moving towards the so called Heterogeneous Networks (HetNets). HetNets represent a new paradigm for cellular networks as their nodes have different characteristics such as transmission power and radio frequency coverage area. Consequently, a HetNet shows completely different interference characteristics compared to homogeneous deployment and attention must be paid to these disparities when different tiers are collocated together. This is mostly due to the potential spectrum frequency reuse by the involved tiers in the HetNets. Hence, efficient inter-cell interference mitigation solutions in co-channel deployments of HetNets remain a challenge for both industry and academic researchers. This thesis focuses on LTE-A HetNet systems which are based on Orthogonal Frequency Division Multiplexing Access (OFDMA) modulation. Our aim is to investigate the aggressive interference issue that appears when different types of base stations are jointly deployed together and especially in two cases, namely Macro-Femtocells and Macro-Picocells co-existence. We propose new practical power adjustment solutions for managing inter-cell interference dynamically for both cases. In the first part dedicated to Femtocells and Macrocell coexistence, we design a MBS-assisted femtocell power adjustment strategy which takes into account femtocells users performance while mitigating the inter-cell interference on victim macrocell users. Further, we propose a new cooperative and context-aware interference mitigation method which is derived for realistic scenarios involving mobility of users and their varying locations. We proved numerically that the Femtocells are able to maintain their interference under a desirable threshold by adjusting their transmission power. Our strategies provide an efficient means for achieving the desired level of macrocell/femtocell throughput trade-off. In the second part of the studies where Picocells are deployed under the umbrella of the Macrocell, we paid a special attention and efforts to the interference management in the situation where Picocells are configured to set up a cell range expansion. We suggest a MBS-assisted collaborative scheme powered by an analytical model to predict the mobility of Macrocell users passing through the cell range expansion area of the picocell. Our goal is to adapt the muting ratio ruling the frequency resource partitioning between both tiers according to the mobility behavior of the range-expanded users, thereby providing an efficient trade-off between Macrocell and Picocell achievable throughputs.Récemment, l'utilisation des réseaux cellulaires a radicalement changé avec l’émergence de la quatrième génération (4G) de systèmes de télécommunications mobiles LTE/LTE-A (Long Term Evolution-Advanced). Les réseaux de générations précédentes (3G), initialement conçus pour le transport de la voix et les données à faible et moyen débits, ont du mal à faire face à l’augmentation accrue du trafic de données multimédia tout en répondant à leurs fortes exigences et contraintes en termes de qualité de service (QdS). Pour mieux répondre à ces besoins, les réseaux 4G ont introduit le paradigme des Réseaux Hétérogènes (HetNet).Les réseaux HetNet introduisent une nouvelle notion d’hétérogénéité pour les réseaux cellulaires en introduisant le concept des smalls cells (petites cellules) qui met en place des antennes à faible puissance d’émission. Ainsi, le réseau est composé de plusieurs couches (tiers) qui se chevauchent incluant la couverture traditionnelle macro-cellulaire, les pico-cellules, les femto-cellules, et les relais. Outre les améliorations des couvertures radio en environnements intérieurs, les smalls cells permettent d’augmenter la capacité du système par une meilleure utilisation du spectre et en rapprochant l’utilisateur de son point d’accès au réseau. Une des conséquences directes de cette densification cellulaire est l’interférence générée entre les différentes cellules des diverses couches quand ces dernières réutilisent les mêmes fréquences. Aussi, la définition de solutions efficaces de gestion des interférences dans ce type de systèmes constitue un de leurs défis majeurs. Cette thèse s’intéresse au problème de gestion des interférences dans les systèmes hétérogènes LTE-A. Notre objectif est d’apporter des solutions efficaces et originales au problème d’interférence dans ce contexte via des mécanismes d’ajustement de puissance des petites cellules. Nous avons pour cela distingués deux cas d’étude à savoir un déploiement à deux couches macro-femtocellules et macro-picocellules. Dans la première partie dédiée à un déploiement femtocellule et macrocellule, nous concevons une stratégie d'ajustement de puissance des femtocellules assisté par la macrocellule et qui prend en compte les performances des utilisateurs des femtocells tout en atténuant l'interférence causée aux utilisateurs des macrocellules sur leurs liens montants. Cette solution offre l’avantage de la prise en compte de paramètres contextuels locaux aux femtocellules (tels que le nombre d’utilisateurs en situation de outage) tout en considérant des scénarios de mobilité réalistes. Nous avons montré par simulation que les interférences sur les utilisateurs des macrocellules sont sensiblement réduites et que les femtocellules sont en mesure de dynamiquement ajuster leur puissance d'émission pour atteindre les objectifs fixés en termes d’équilibre entre performance des utilisateurs des macrocellules et celle de leurs propres utilisateurs. Dans la seconde partie de la thèse, nous considérons le déploiement de picocellules sous l'égide de la macrocellule. Nous nous sommes intéressés ici aux solutions d’extension de l’aire picocellulaire qui permettent une meilleure association utilisateur/cellule permettant de réduire l’interférence mais aussi offrir une meilleure efficacité spectrale. Nous proposons donc une approche basée sur un modèle de prédiction de la mobilité des utilisateurs qui permet de mieux ajuster la proportion de bande passante à partager entre la macrocellule et la picocellule en fonction de la durée de séjour estimée de ces utilisateurs ainsi que de leur demandes en bande passante. Notre solution a permis d’offrir un bon compromis entre les débits réalisables de la Macro et des picocellules

Quantifying Potential Energy Efficiency Gain in Green Cellular Wireless Networks

Conventional cellular wireless networks were designed with the purpose of providing high throughput for the user and high capacity for the service provider, without any provisions of energy efficiency. As a result, these networks have an enormous Carbon footprint. In this paper, we describe the sources of the inefficiencies in such networks. First we present results of the studies on how much Carbon footprint such networks generate. We also discuss how much more mobile traffic is expected to increase so that this Carbon footprint will even increase tremendously more. We then discuss specific sources of inefficiency and potential sources of improvement at the physical layer as well as at higher layers of the communication protocol hierarchy. In particular, considering that most of the energy inefficiency in cellular wireless networks is at the base stations, we discuss multi-tier networks and point to the potential of exploiting mobility patterns in order to use base station energy judiciously. We then investigate potential methods to reduce this inefficiency and quantify their individual contributions. By a consideration of the combination of all potential gains, we conclude that an improvement in energy consumption in cellular wireless networks by two orders of magnitude, or even more, is possible.Comment: arXiv admin note: text overlap with arXiv:1210.843

Radio resource management strategies for interference mitigation in 4G heterogeneous wireless networks

The new era of mobile communications is dictated by the user demand for robust and high speed connections, data hungry applications and seamless connectivity. Operators and researchers all over the world are challenged to fulfill these requirements by providing enhanced coverage, increased capacity and efficient usage of the scarce spectrum. The introduction of the fourth generation systems (4G), LTE and LTE-A, have set the initiative for a technology evolution that offers new possibilities and is able to satisfy the user requirements and overcome the imposed challenges. However, and despite the improvements brought by the LTE and LTE-A systems, there are certain constraints that still need to be surpassed. LTE for example adopts innovating technologies, such as Orthogonal Frequency Division Multiplexing Access (OFDMA) that improves the spectral efficiency and reduces the Intra-Cell Interference. Nevertheless, Inter-Cell Interference (ICI) remains a constraining factor that can degrade the system capacity and limit the overall performance of the network. On that respect, Inter-Cell Interference Coordination (ICIC) techniques are adopted with target the interference mitigation. One of the limitations of these techniques is that follow static configurations lacking of flexibility and adaptation on network changes. Moreover, LTE-A employs enhanced and new techniques and involves alternative strategies. A promising solution lies on the introduction of Heterogeneous Networks (HetNets), which are networks that include low power small cells under the already existing macro cellular network and exploit several other technologies, such as WiFi. HetNets can further improve the network capacity, enhance the coverage and provide higher speed data transfer. However, due to the heterogeneous nature of the network, traditional methods for the user association, resource allocation and interference mitigation may not always be suitable since their design was based on homogeneous deployments. As such, new and enhanced methods are introduced, such as enhanced ICIC (eICIC), with their accompanied requirements and challenges. Motivated by the abovementioned aspects, this thesis has been focused on the study of ICIC and eICIC schemes, the identification of the related challenges, the enhancement of existing schemes and the proposal of novel solutions. In particular in the initial stages of the work, ICIC techniques have been studied and analyzed. A distributed algorithm that performs dynamic channel allocation has been developed for homogeneous deployments and extended later on to include heterogeneous networks. The solution has been optimized with the use of the Gibbs Sampler, while the setting of algorithm related parameters has been addressed through a detailed analysis. Moreover, a possible implementation of the solution has been presented in detail. The efficiency of the proposed schemes has been demonstrated through simulations and comparisons with benchmark schemes. In the next steps, the work has targeted eICIC techniques with purpose the investigation and analysis of the main constraining issues related to the user association, resource management and interference mitigation. Novel eICIC schemes that aim a better resource management and the overall capacity improvement have been developed and presented in detail, while the performance of the solutions has been shown through simulations and comparisons with reference schemes. Moreover, an optimized eICIC solution has been implemented based on genetic algorithms. Simulation results and comparisons with reference schemes have demonstrated the efficiency of the solution, while the selected configurations are discussed and analyzed.La nueva era de las comunicaciones móviles viene marcada por la demanda de los usuarios por conseguir conexiones robustas de alta velocidad que permitan soportar aplicaciones de datos de elevados requerimientos. El cumplimiento de estos requisitos conlleva la necesidad de mejorar la cobertura, incrementar la capacidad y utilizar el espectro eficientemente. La introducción de los sistemas de cuarta generación (4G), LTE y LTE-A, ha dado lugar a una tecnología que ofrece nuevas posibilidades y es capaz de satisfacer las necesidades de los usuarios y superar los retos impuestos. Sin embargo, y a pesar de las mejoras introducidas por estos sistemas, hay ciertas limitaciones que todavía tienen que ser superadas. LTE, por ejemplo, adopta tecnologías tales como OFDMA que mejora la eficiencia espectral y reduce la interferencia intracelular. Sin embargo, la interferencia intercelular (ICI) sigue siendo un factor limitante que puede degradar la capacidad del sistema y limitar el rendimiento global de la red. En ese sentido, se requieren técnicas de coordinación de interferencias intercelulares (ICIC) con el objetivo de mitigar dicha interferencia. Una de las limitaciones de estas técnicas es que siguen configuraciones estáticas que carecen de flexibilidad y capacidad de adaptación a los cambios de la red. Por otra parte, LTE-A introduce nuevas mejoras, como las redes heterogéneas (HetNets), que son redes que incluyen pequeñas células de baja potencia conjuntamente con la red macrocellular y también pueden explotar diferentes tecnologías, como WiFi. Las HetNets pueden mejorar aún más la capacidad de la red, mejorar la cobertura y facilitar la transferencia de datos de mayor velocidad. Sin embargo, debido a la naturaleza heterogénea de la red, los métodos tradicionales para la asociación de usuarios, asignación de recursos y reducción de la interferencia pueden no ser siempre adecuados, ya que su diseño se basó en despliegues homogéneos. En este sentido, es preciso introducir técnicas mejoradas de ICIC, denominadas en inglés eICIC (enhanced-ICIC), que involucran nuevos requerimientos y retos. En base a todos estos aspectos, esta tesis se ha centrado en el estudio de los sistemas de ICIC y eICIC en redes celulares, incluyendo la identificación de los retos relacionados con la mejora de los sistemas existentes y la propuesta de soluciones novedosas. En particular, en las etapas iniciales de la tesis se han estudiado y analizado las técnicas ICIC, y se ha desarrollado un algoritmo distribuido que realiza la asignación dinámica de canales para despliegues homogéneos, ampliándose posteriormente para su utilización en redes heterogéneas. La solución opera de forma optimizada mediante el uso de la técnica denominada Gibbs Sampler, mientras que el ajuste de parámetros relacionado con el algoritmo se ha abordado a través de un análisis detallado basado en simulaciones. Por otra parte, una posible implementación de la solución se ha presentado en detalle. La eficiencia de los esquemas propuestos se ha demostrado a través de simulaciones y comparaciones con sistemas de referencia. En los siguientes pasos, el trabajo se ha centrado en las técnicas eICIC con el propósito de investigar y analizar los principales problemas relacionadas con la asociación de usuarios, gestión de recursos y mitigación de la interferencia. A partir de aquí se han desarrollado nuevos esquemas de eICIC que tienen como objetivo una mejor gestión de los recursos y la mejora general de la capacidad. El rendimiento de las soluciones se ha demostrado a través de simulaciones y comparaciones con sistemas de referencia. Por otra parte, se ha propuesto una solución eICIC optimizada basada en algoritmos genéticos. La eficacia de dicha solución se ha demostrado mediante simulaciones, a la vez que se han analizado las diferentes configuraciones seleccionadas por el proceso de optimización.Postprint (published version

D13.2 Techniques and performance analysis on energy- and bandwidth-efficient communications and networking

Deliverable D13.2 del projecte europeu NEWCOM#The report presents the status of the research work of the various Joint Research Activities (JRA) in WP1.3 and the results that were developed up to the second year of the project. For each activity there is a description, an illustration of the adherence to and relevance with the identified fundamental open issues, a short presentation of the main results, and a roadmap for the future joint research. In the Annex, for each JRA, the main technical details on specific scientific activities are described in detail.Peer ReviewedPostprint (published version

An Innovative RAN Architecture for Emerging Heterogeneous Networks: The Road to the 5G Era

The global demand for mobile-broadband data services has experienced phenomenal growth over the last few years, driven by the rapid proliferation of smart devices such as smartphones and tablets. This growth is expected to continue unabated as mobile data traffic is predicted to grow anywhere from 20 to 50 times over the next 5 years. Exacerbating the problem is that such unprecedented surge in smartphones usage, which is characterized by frequent short on/off connections and mobility, generates heavy signaling traffic load in the network signaling storms . This consumes a disproportion amount of network resources, compromising network throughput and efficiency, and in extreme cases can cause the Third-Generation (3G) or 4G (long-term evolution (LTE) and LTE-Advanced (LTE-A)) cellular networks to crash. As the conventional approaches of improving the spectral efficiency and/or allocation additional spectrum are fast approaching their theoretical limits, there is a growing consensus that current 3G and 4G (LTE/LTE-A) cellular radio access technologies (RATs) won\u27t be able to meet the anticipated growth in mobile traffic demand. To address these challenges, the wireless industry and standardization bodies have initiated a roadmap for transition from 4G to 5G cellular technology with a key objective to increase capacity by 1000Ã? by 2020 . Even though the technology hasn\u27t been invented yet, the hype around 5G networks has begun to bubble. The emerging consensus is that 5G is not a single technology, but rather a synergistic collection of interworking technical innovations and solutions that collectively address the challenge of traffic growth. The core emerging ingredients that are widely considered the key enabling technologies to realize the envisioned 5G era, listed in the order of importance, are: 1) Heterogeneous networks (HetNets); 2) flexible backhauling; 3) efficient traffic offload techniques; and 4) Self Organizing Networks (SONs). The anticipated solutions delivered by efficient interworking/ integration of these enabling technologies are not simply about throwing more resources and /or spectrum at the challenge. The envisioned solution, however, requires radically different cellular RAN and mobile core architectures that efficiently and cost-effectively deploy and manage radio resources as well as offload mobile traffic from the overloaded core network. The main objective of this thesis is to address the key techno-economics challenges facing the transition from current Fourth-Generation (4G) cellular technology to the 5G era in the context of proposing a novel high-risk revolutionary direction to the design and implementation of the envisioned 5G cellular networks. The ultimate goal is to explore the potential and viability of cost-effectively implementing the 1000x capacity challenge while continuing to provide adequate mobile broadband experience to users. Specifically, this work proposes and devises a novel PON-based HetNet mobile backhaul RAN architecture that: 1) holistically addresses the key techno-economics hurdles facing the implementation of the envisioned 5G cellular technology, specifically, the backhauling and signaling challenges; and 2) enables, for the first time to the best of our knowledge, the support of efficient ground-breaking mobile data and signaling offload techniques, which significantly enhance the performance of both the HetNet-based RAN and LTE-A\u27s core network (Evolved Packet Core (EPC) per 3GPP standard), ensure that core network equipment is used more productively, and moderate the evolving 5G\u27s signaling growth and optimize its impact. To address the backhauling challenge, we propose a cost-effective fiber-based small cell backhaul infrastructure, which leverages existing fibered and powered facilities associated with a PON-based fiber-to-the-Node/Home (FTTN/FTTH)) residential access network. Due to the sharing of existing valuable fiber assets, the proposed PON-based backhaul architecture, in which the small cells are collocated with existing FTTN remote terminals (optical network units (ONUs)), is much more economical than conventional point-to-point (PTP) fiber backhaul designs. A fully distributed ring-based EPON architecture is utilized here as the fiber-based HetNet backhaul. The techno-economics merits of utilizing the proposed PON-based FTTx access HetNet RAN architecture versus that of traditional 4G LTE-A\u27s RAN will be thoroughly examined and quantified. Specifically, we quantify the techno-economics merits of the proposed PON-based HetNet backhaul by comparing its performance versus that of a conventional fiber-based PTP backhaul architecture as a benchmark. It is shown that the purposely selected ring-based PON architecture along with the supporting distributed control plane enable the proposed PON-based FTTx RAN architecture to support several key salient networking features that collectively significantly enhance the overall performance of both the HetNet-based RAN and 4G LTE-A\u27s core (EPC) compared to that of the typical fiber-based PTP backhaul architecture in terms of handoff capability, signaling overhead, overall network throughput and latency, and QoS support. It will also been shown that the proposed HetNet-based RAN architecture is not only capable of providing the typical macro-cell offloading gain (RAN gain) but also can provide ground-breaking EPC offloading gain. The simulation results indicate that the overall capacity of the proposed HetNet scales with the number of deployed small cells, thanks to LTE-A\u27s advanced interference management techniques. For example, if there are 10 deployed outdoor small cells for every macrocell in the network, then the overall capacity will be approximately 10-11x capacity gain over a macro-only network. To reach the 1000x capacity goal, numerous small cells including 3G, 4G, and WiFi (femtos, picos, metros, relays, remote radio heads, distributed antenna systems) need to be deployed indoors and outdoors, at all possible venues (residences and enterprises)