XQuery Streaming by Forest Transducers

Streaming of XML transformations is a challenging task and only very few systems support streaming. Research approaches generally define custom fragments of XQuery and XPath that are amenable to streaming, and then design custom algorithms for each fragment. These languages have several shortcomings. Here we take a more principles approach to the problem of streaming XQuery-based transformations. We start with an elegant transducer model for which many static analysis problems are well-understood: the Macro Forest Transducer (MFT). We show that a large fragment of XQuery can be translated into MFTs --- indeed, a fragment of XQuery, that can express important features that are missing from other XQuery stream engines, such as GCX: our fragment of XQuery supports XPath predicates and let-statements. We then rely on a streaming execution engine for MFTs, one which uses a well-founded set of optimizations from functional programming, such as strictness analysis and deforestation. Our prototype achieves time and memory efficiency comparable to the fastest known engine for XQuery streaming, GCX. This is surprising because our engine relies on the OCaml built in garbage collector and does not use any specialized buffer management, while GCX's efficiency is due to clever and explicit buffer management.Comment: Full version of the paper in the Proceedings of the 30th IEEE International Conference on Data Engineering (ICDE 2014

Linear Bounded Composition of Tree-Walking Tree Transducers: Linear Size Increase and Complexity

Compositions of tree-walking tree transducers form a hierarchy with respect to the number of transducers in the composition. As main technical result it is proved that any such composition can be realized as a linear bounded composition, which means that the sizes of the intermediate results can be chosen to be at most linear in the size of the output tree. This has consequences for the expressiveness and complexity of the translations in the hierarchy. First, if the computed translation is a function of linear size increase, i.e., the size of the output tree is at most linear in the size of the input tree, then it can be realized by just one, deterministic, tree-walking tree transducer. For compositions of deterministic transducers it is decidable whether or not the translation is of linear size increase. Second, every composition of deterministic transducers can be computed in deterministic linear time on a RAM and in deterministic linear space on a Turing machine, measured in the sum of the sizes of the input and output tree. Similarly, every composition of nondeterministic transducers can be computed in simultaneous polynomial time and linear space on a nondeterministic Turing machine. Their output tree languages are deterministic context-sensitive, i.e., can be recognized in deterministic linear space on a Turing machine. The membership problem for compositions of nondeterministic translations is nondeterministic polynomial time and deterministic linear space. The membership problem for the composition of a nondeterministic and a deterministic tree-walking tree translation (for a nondeterministic IO macro tree translation) is log-space reducible to a context-free language, whereas the membership problem for the composition of a deterministic and a nondeterministic tree-walking tree translation (for a nondeterministic OI macro tree translation) is possibly NP-complete

Multiple Context-Free Tree Grammars: Lexicalization and Characterization

Multiple (simple) context-free tree grammars are investigated, where "simple" means "linear and nondeleting". Every multiple context-free tree grammar that is finitely ambiguous can be lexicalized; i.e., it can be transformed into an equivalent one (generating the same tree language) in which each rule of the grammar contains a lexical symbol. Due to this transformation, the rank of the nonterminals increases at most by 1, and the multiplicity (or fan-out) of the grammar increases at most by the maximal rank of the lexical symbols; in particular, the multiplicity does not increase when all lexical symbols have rank 0. Multiple context-free tree grammars have the same tree generating power as multi-component tree adjoining grammars (provided the latter can use a root-marker). Moreover, every multi-component tree adjoining grammar that is finitely ambiguous can be lexicalized. Multiple context-free tree grammars have the same string generating power as multiple context-free (string) grammars and polynomial time parsing algorithms. A tree language can be generated by a multiple context-free tree grammar if and only if it is the image of a regular tree language under a deterministic finite-copying macro tree transducer. Multiple context-free tree grammars can be used as a synchronous translation device.Comment: 78 pages, 13 figure

On the tree-transformation power of XSLT

XSLT is a standard rule-based programming language for expressing transformations of XML data. The language is currently in transition from version 1.0 to 2.0. In order to understand the computational consequences of this transition, we restrict XSLT to its pure tree-transformation capabilities. Under this focus, we observe that XSLT~1.0 was not yet a computationally complete tree-transformation language: every 1.0 program can be implemented in exponential time. A crucial new feature of version~2.0, however, which allows nodesets over temporary trees, yields completeness. We provide a formal operational semantics for XSLT programs, and establish confluence for this semantics

Macro tree transducers

Macro tree transducers are a combination of top-down tree transducers and macro grammars. They serve as a model for syntax-directed semantics in which context information can be handled. In this paper the formal model of macro tree transducers is studied by investigating typical automata theoretical topics like composition, decomposition, domains, and ranges of the induced translation classes. The extension with regular look-ahead is considered

On Functionality of Visibly Pushdown Transducers

Visibly pushdown transducers form a subclass of pushdown transducers that (strictly) extends finite state transducers with a stack. Like visibly pushdown automata, the input symbols determine the stack operations. In this paper, we prove that functionality is decidable in PSpace for visibly pushdown transducers. The proof is done via a pumping argument: if a word with two outputs has a sufficiently large nesting depth, there exists a nested word with two outputs whose nesting depth is strictly smaller. The proof uses technics of word combinatorics. As a consequence of decidability of functionality, we also show that equivalence of functional visibly pushdown transducers is Exptime-Complete.Comment: 20 page