Subband filtered multi-carrier systems for multi-service wireless communications

Flexibly supporting multiple services, each with different communication requirements and frame structure, has been identified as one of the most significant and promising characteristics of next generation and beyond wireless communication systems. However, integrating multiple frame structures with different subcarrier spacing in one radio carrier may result in significant inter-service-band-interference (ISBI). In this paper, a framework for multi-service (MS) systems is established based on a subband filtered multi-carrier system. The subband filtering implementations and both asynchronous and generalized synchronous (GS) MS subband filtered multi-carrier (SFMC) systems have been proposed. Based on the GS-MS-SFMC system, the system model with ISBI is derived and a number of properties on ISBI are given. In addition, low-complexity ISBI cancelation algorithms are proposed by precoding the information symbols at the transmitter. For asynchronous MS-SFMC system in the presence of transceiver imperfections, including carrier frequency offset, timing offset, and phase noise, a complete analytical system model is established in terms of desired signal, inter-symbol-interference, inter-carrier-interference, ISBI, and noise. Thereafter, new channel equalization algorithms are proposed by considering the errors and imperfections. Numerical analysis shows that the analytical results match the simulation results, and the proposed ISBI cancelation and equalization algorithms can significantly improve the system performance in comparison with the existing algorithms

Single-Rate and Multi-Rate Multi-Service Systems for Next Generation and Beyond Communications

To flexibly support diverse communication requirements (e.g., throughput, latency, massive connection, etc.) for the next generation wireless communications, one viable solution is to divide the system bandwidth into several service subbands, each for a different type of service. In such a multi-service (MS) system, each service has its optimal frame structure while the services are isolated by subband filtering. In this paper, a framework for multi-service (MS) system is established based on subband filtered multi-carrier (SFMC) modulation. We consider both single-rate (SR) and multi-rate (MR) signal processing as two different MS-SFMC implementations, each having different performance and computational complexity. By comparison, the SR system outperforms the MR system in terms of performance while the MR system has a significantly reduced computational complexity than the SR system. Numerical results show the effectiveness of our analysis and the proposed systems. These proposed SR and MR MS-SFMC systems provide guidelines for next generation wireless system frame structure optimization and algorithm design

Modified isotropic orthogonal transform algorithm-universal filtered multicarrier transceiver for 5G cognitive radio application

Rapid developments in modern wireless communication permit the trade of spectrum scarcity.  Higher data rate and wider bandwidth emerge the development in growing demand of wireless communication system. The innovative solution for the spectrum scarcity is cognitive radio (CR). Cognitive radio is the significant technology used to utilize the spectrum effectively. The important aspect of CR is sensing the spectrum band and detects the presence or absence of the primary user in the licensed band. Moreover, another serious issue in next generation (5G) wireless communication is to decide the less complex 5G waveform candidate for achieving higher data rate, low latency and better spectral efficiency. Universal filtered multi-carrier (UFMC) is one of the noticeable waveform candidates for 5G and its applications. In this article, we investigate the spectrum sensing methods in multi-carrier transmission for cognitive radio network applications. Especially, we integrate the sensing algorithm into UFMC transceiver to analyze the spectral efficiency, higher data rates and system complexity. Through the simulation results, we prove that the UFMC based cognitive radio applications outperform the existing Orthogonal Frequency Division Multiplexing (OFDM) based CR applications

Review of Recent Trends

This work was partially supported by the European Regional Development Fund (FEDER), through the Regional Operational Programme of Centre (CENTRO 2020) of the Portugal 2020 framework, through projects SOCA (CENTRO-01-0145-FEDER-000010) and ORCIP (CENTRO-01-0145-FEDER-022141). Fernando P. Guiomar acknowledges a fellowship from “la Caixa” Foundation (ID100010434), code LCF/BQ/PR20/11770015. Houda Harkat acknowledges the financial support of the Programmatic Financing of the CTS R&D Unit (UIDP/00066/2020).MIMO-OFDM is a key technology and a strong candidate for 5G telecommunication systems. In the literature, there is no convenient survey study that rounds up all the necessary points to be investigated concerning such systems. The current deeper review paper inspects and interprets the state of the art and addresses several research axes related to MIMO-OFDM systems. Two topics have received special attention: MIMO waveforms and MIMO-OFDM channel estimation. The existing MIMO hardware and software innovations, in addition to the MIMO-OFDM equalization techniques, are discussed concisely. In the literature, only a few authors have discussed the MIMO channel estimation and modeling problems for a variety of MIMO systems. However, to the best of our knowledge, there has been until now no review paper specifically discussing the recent works concerning channel estimation and the equalization process for MIMO-OFDM systems. Hence, the current work focuses on analyzing the recently used algorithms in the field, which could be a rich reference for researchers. Moreover, some research perspectives are identified.publishersversionpublishe

UNIVERSAL FILTER MULTICARRIER MODULATION SYSTEM WITH VARIED PARAMETERS & IMPACT ON PAPR

One of the main objectives of multicarrier modulation is to provide multiple accesses for wireless communication systems with higher data rates while having minimum out of band radiation, high spectral efficiency and less complexity. Orthogonal frequency division multiplexing (OFDM), Universal filter multicarrier (UFMC), Filter bank multicarrier (FBMC) and Generalized frequency division multiplexing (GFDM) modulation techniques have been developed to support fourth generation and beyond 4G wireless systems. Demand of high data rate in fourth generation wireless communication systems has been fulfilled by OFDM techniques but it suffers from the limitation of less spectral efficiency and high PAPR (Peak to average power ratio). Thus to support next generation wireless systems other waveform models are getting attention. Among the techniques available, UFMC seems to be attractive due to high spectral efficiency and less complexity. It has not explored much so in this paper, performance of UFMC have been evaluated with different design factors such as number of sub bands, FFT (Fast Fourier Transform) size, filter characteristics and modulation under the light of PAPR

Advanced signal processing concepts for multi-dimensional communication systems

Die weit verbreitete Nutzung von mobilem Internet und intelligenten Anwendungen hat zu einem explosionsartigen Anstieg des mobilen Datenverkehrs geführt. Mit dem Aufstieg von intelligenten Häusern, intelligenten Gebäuden und intelligenten Städten wächst diese Nachfrage ständig, da zukünftige Kommunikationssysteme die Integration mehrerer Netzwerke erfordern, die verschiedene Sektoren, Domänen und Anwendungen bedienen, wie Multimedia, virtuelle oder erweiterte Realität, Machine-to-Machine (M2M) -Kommunikation / Internet of Things (IoT), Automobilanwendungen und vieles mehr. Daher werden die Kommunikationssysteme zukünftig nicht nur eine drahtlose Verbindung über Gbps bereitstellen müssen, sondern auch andere Anforderungen erfüllen müssen, wie z. B. eine niedrige Latenzzeit und eine massive Maschinentyp-Konnektivität, während die Dienstqualität sichergestellt wird. Ohne bedeutende technologische Fortschritte zur Erhöhung der Systemkapazität wird die bestehende Telekommunikationsinfrastruktur diese mehrdimensionalen Anforderungen nicht unterstützen können. Dies stellt eine wichtige Forderung nach geeigneten Wellenformen und Signalverarbeitungslösungen mit verbesserten spektralen Eigenschaften und erhöhter Flexibilität dar. Aus der Spektrumsperspektive werden zukünftige drahtlose Netzwerke erforderlich sein, um mehrere Funkbänder auszunutzen, wie zum Beispiel niedrigere Frequenzbänder (typischerweise mit Frequenzen unter 10 GHz), mm-Wellenbänder (einige hundert GHz höchstens) und THz-Bänder. Viele alternative Technologien wie Optical Wireless Communication (OWC), dynamische Funksysteme und zellulares Radar sollten ebenfalls untersucht werden, um ihr wahres Potenzial abzuschätzen. Insbesondere bietet OWC ein großes, aber noch nicht genutztes optisches Band im sichtbaren Spektrum, das Licht als Mittel zur Informationsübertragung nutzt. Daher können zukünftige Kommunikationssysteme als zusammengesetzte Hybridnetzwerke angesehen werden, die aus einer Anzahl von verschiedenen drahtlosen Netzwerken bestehen, die auf Funk und optischem Zugang basieren. Auf der anderen Seite ist es eine große Herausforderung, fortschrittliche Signalverarbeitungslösungen für mehrere Bereiche von Kommunikationssystemen zu entwickeln. Diese Arbeit trägt zu diesem Ziel bei, indem sie Methoden für die Suche nach effizienten algebraischen Lösungen für verschiedene Anwendungen der digitalen Mehrkanal-Signalverarbeitung demonstriert. Insbesondere tragen wir zu drei verschiedenen Anwendungsgebieten bei, d.h. Wellenformen, optischen drahtlosen Systemen und mehrdimensionaler Signalverarbeitung. Gegenwärtig ist das Cyclic Prefix Orthogonal Frequency Division Multiplexing (CP-OFDM) die weit verbreitete Multitragetechnik für die meisten Kommunikationssysteme. Um jedoch die CP-OFDM-Nachteile in Bezug auf eine schlechte spektrale Eingrenzung, Robustheit in hoch asynchronen Umgebungen und Unflexibilität der Parameterwahl zu überwinden, wurden viele alternative Wellenformen vorgeschlagen. Solche Mehrfachträgerwellenformen umfassen einen Filter bank Multicarrier (FBMC), ein Generalized Frequency Division Multiplexing (GFDM), einen Universal Filter Multicarrier (UFMC) und ein Unique Word Orthogonal Orthogonal Frequency Division Multiplexing (UW-OFDM). Diese neuen Luftschnittstellenschemata verwenden verschiedene Ansätze, um einige der inhärenten Mängel bei CP-OFDM zu überwinden. Einige dieser Wellenformen wurden gut untersucht, während andere sich noch in den Kinderschuhen befinden. Insbesondere die Integration von Multiple-Input-Multiple-Output (MIMO) -Konzepten mit UW-OFDM und UFMC befindet sich noch in einem frühen Forschungsstadium. Daher schlagen wir im ersten Teil dieser Arbeit neuartige lineare und sukzessive Interferenzunterdrückungstechniken für MIMO UW-OFDM-Systeme vor. Das Design dieser Techniken zielt darauf ab, Empfänger mit einer geringen Rechenkomplexität zu erhalten. Ein weiterer Schwerpunkt ist die Anwendbarkeit von Space-Time Block Codes (STBCs) auf UW-OFDM und UFMC-Wellenformen. Zu diesem Zweck stellen wir neue Techniken zusammen mit Detektionsverfahren vor. Wir vergleichen auch die Leistung dieser Wellenformen mit unseren vorgeschlagenen Techniken mit den anderen Wellenformen des Standes der Technik, die in der Literatur vorgeschlagen wurden. Wir zeigen, dass raumzeitblockierte UW-OFDM-Systeme mit den vorgeschlagenen Methoden nicht nur andere Wellenformen signifikant übertreffen, sondern auch zu Empfängern mit geringer Rechnerkomplexität führen. Der zweite Anwendungsbereich umfasst optische Systeme im sichtbaren Band (390-700 nm), die in Plastic Optical Fibers (POFs), Multimode-Fasern oder OWC-Systemen wie der Kommunikation über Visible Light Communication (VLC) verwendet werden können. VLC kann Lösungen für eine Reihe von Anwendungen anbieten, einschließlich drahtloser lokaler, persönlicher und Körperbereichsnetzwerke (WLAN, WPAN und WBANs), Innenlokalisierung und -navigation, Fahrzeugnetze, U-Bahn- und Unterwassernetze und bietet eine Reihe von Datenraten von wenigen Mbps zu 10 Gbps. VLC nutzt voll sichtbare Light Emitting Diodes (LEDs) für den doppelten Zweck der Beleuchtung und Datenkommunikation bei sehr hohen Geschwindigkeiten. Daher verwenden solche Systeme Intensitätsmodulation und Direct Detection (IM / DD), wodurch gefordert wird, dass das Sendesignal reellwertig und positiv sein sollte. Dies impliziert auch, dass die herkömmlichen Wellenformen, die für die Radio Frequency (RF) Kommunikation ausgelegt sind, nicht direkt verwendet werden können. Zum Beispiel muss eine hermetische Symmetrie auf das CP-OFDM angewendet werden, um ein reellwertiges Signal zu erhalten (oft als Discrete Multitone Transmission (DMT) bezeichnet), das im Gegenzug die Bandbreiteneffizienz verringert. Darüber hinaus begrenzt die LED / LED-Treiberkombination die elektrische Bandbreite. Alle diese Faktoren erfordern die Verwendung spektral effizienter Übertragungsverfahren zusammen mit robusten Entzerrungsschemata, um hohe Datenraten zu erzielen. Deshalb schlagen wir im zweiten Teil der Arbeit Übertragungsverfahren vor, die für solche optischen Systeme am besten geeignet sind. Insbesondere demonstrieren wir die Leistung der PAM-Blockübertragung mit Frequenzbereichsausgleich. Wir zeigen, dass dieses Schema nicht nur leistungsstärker ist, sondern auch alle modernen Verfahren wie CP-DMT-Schemata übertrifft. Wir schlagen auch neue UW-DMT-Schemata vor, die vom UW-OFDM-Konzept abgeleitet sind. Diese Schemata zeigen auch ein sehr überlegenes Bitfehlerverhältnis (BER) -Performance gegenüber den herkömmlichen CP-DMT-Schemata. Der dritte Anwendungsbereich konzentriert sich auf mehrdimensionale Signalverarbeitungstechniken. Bei der Verwendung von MIMO, STBCs, Mehrbenutzerverarbeitung und Mehrträgerwellenformen bei der drahtlosen Kommunikation ist das empfangene Signal mehrdimensional und kann eine multilineare Struktur aufweisen. In diesem Zusammenhang können Signalverarbeitungstechniken, die auf einem Tensor-Modell basieren, gleichzeitig von mehreren Formen von Diversität profitieren, um Mehrbenutzer-Signaltrennung / -entzerrung und Kanalschätzung durchzuführen. Dieser Vorteil ist eine direkte Konsequenz der Eigenschaft der wesentlichen Eindeutigkeit, die für matrixbasierte Ansätze nicht verfügbar ist. Tensor-Zerlegung wie die Higher Order Singular Value Decomposition (HOSVD) und die Canonical Polyadic Decomposition (CPD) werden weithin zur Durchführung dieser Aufgaben empfohlen. Die Leistung dieser Techniken wird oft mit zeitraubenden Monte-Carlo-Versuchen bewertet. Im letzten Teil der Arbeit führen wir eine Störungsanalyse erster Ordnung dieser Tensor-Zerlegungsmethoden durch. Insbesondere führen wir eine analytische Performanceanalyse des Semi-algebraischen Frameworks für approximative Canonical polyadic decompositions Simultaneous matrix diagonalizations (SECSI) durch. Das SECSI-Framework ist ein effizientes Werkzeug zur Berechnung der CPD eines rauscharmen Tensor mit niedrigem Rang. Darüber hinaus werden die erhaltenen analytischen Ausdrücke in Bezug auf die Momente zweiter Ordnung des Rauschens formuliert, so dass abgesehen von einem Mittelwert von Null keine Annahmen über die Rauschstatistik erforderlich sind. Wir zeigen, dass die abgeleiteten analytischen Ergebnisse eine ausgezeichnete Übereinstimmung mit den Monte-Carlo-Simulationen zeigen.The widespread use of mobile internet and smart applications has led to an explosive growth in mobile data traffic. With the rise of smart homes, smart buildings, and smart cities, this demand is ever growing since future communication systems will require the integration of multiple networks serving diverse sectors, domains and applications, such as multimedia, virtual or augmented reality, machine-to-machine (M2M) communication / the Internet of things (IoT), automotive applications, and many more. Therefore, in the future, the communication systems will not only be required to provide Gbps wireless connectivity but also fulfil other requirements such as low latency and massive machine type connectivity while ensuring the quality of service. Without significant technological advances to increase the system capacity, the existing telecommunications infrastructure will be unable to support these multi-dimensional requirements. This poses an important demand for suitable waveforms with improved spectral characteristics and signal processing solutions with an increased flexibility. Moreover, future wireless networks will be required to exploit several frequency bands, such as lower frequency bands (typically with frequencies below 10 GHz), mm-wave bands (few hundred GHz at the most), and THz bands. Many alternative technologies such as optical wireless communication (OWC), dynamic radio systems, and cellular radar should also be investigated to assess their true potential. Especially, OWC offers large but yet unexploited optical band in the visible spectrum that uses light as a means to carry information. Therefore, future communication systems can be seen as composite hybrid networks that consist of a number of different wireless networks based on radio and optical access. On the other hand, it poses a significant challenge to come up with advanced signal processing solutions in multiple areas of communication systems. This thesis contributes to this goal by demonstrating methods for finding efficient algebraic solutions to various applications of multi-channel digital signal processing. In particular, we contribute to three different scientific fields, i.e., waveforms, optical wireless systems, and multi-dimensional signal processing. Currently, cyclic prefix orthogonal frequency division multiplexing (CP-OFDM) is the widely adopted multicarrier technique for most of the communication systems. However, to overcome the CP-OFDM demerits in terms of poor spectral containment, poor robustness in highly asynchronous environments, and inflexibility of parameter choice, and many alternative waveforms have been proposed. Such multicarrier waveforms include filter bank multicarrier (FBMC), generalized frequency division multiplexing (GFDM), universal filter multicarrier (UFMC), and unique word orthogonal frequency division multiplexing (UW-OFDM). These new air interface schemes take different approaches to overcome some of the inherent deficiencies in CP-OFDM. Some of these waveforms have been well investigated while others are still in its infancy. Specifically, the integration of multiple-input multiple-output (MIMO) concepts with UW-OFDM and UFMC is still at an early stage of research. Therefore, in the first part of this thesis, we propose novel linear and successive interference cancellation techniques for MIMO UW-OFDM systems. The design of these techniques is aimed to result in receivers with a low computational complexity. Another focus area is the applicability of space-time block codes (STBCs) to UW-OFDM and UFMC waveforms. For this purpose, we present novel techniques along with detection procedures. We also compare the performance of these waveforms with our proposed techniques to the other state-of-the-art waveforms that has been proposed in the literature. We demonstrate that space-time block coded UW-OFDM systems with the proposed methods not only outperform other waveforms significantly but also results in receivers with a low computational complexity. The second application area comprises of optical systems in the visible band (390-700 nm) that can be utilized in plastic optical fibers (POFs), multimode fibers or OWC systems such as visible light communication (VLC). VLC can provide solutions for a number of applications including wireless local, personal, and body area networks (WLAN, WPAN, and WBANs), indoor localization and navigation, vehicular networks, underground and underwater networks, offering a range of data rates from a few Mbps to 10 Gbps. VLC takes full advantage of visible light emitting diodes (LEDs) for the dual purpose of illumination and data communications at very high speeds. Because of the incoherent nature of the LED sources, such systems employ intensity modulation and direct detection (IM/DD), thus demanding that the transmit signal should be real-valued and positive. This also implies that the conventional waveforms designed for the radio frequency (RF) communication cannot be directly used. For example, a Hermitian symmetry has to be applied to the CP-OFDM spectrum to obtain a real-valued signal (often referred to as discrete multitone transmission (DMT)) that in return reduces the bandwidth efficiency. Moreover, the LED/LED driver combination limits the electrical bandwidth. All these factors require the use of spectrally efficient transmission schemes along with robust equalization schemes to achieve high data rates. Therefore, in the second part of the thesis, we propose transmission schemes that are best suited for such optical systems. Specifically, we demonstrate the performance of PAM block transmission with frequency domain equalization. We show that this scheme is not only more power efficient but also outperforms all of the state-of-the-art schemes such as CP-DMT schemes. We also propose novel UW-DMT schemes that are derived from the UW-OFDM concept. These schemes also show a much superior bit error ratio (BER) performance over the conventional CP-DMT schemes. The third application area focuses on multi-dimensional signal processing techniques. With the use of MIMO, STBCs, multi-user processing, and multicarrier waveforms in wireless communications, the received signal is multidimensional in nature and may exhibit a multilinear structure. In this context, signal processing techniques based on a tensor model can simultaneously benefit from multiple forms of diversity to perform multi-user signal separation/equalization and channel estimation. This advantage is a direct consequence of the essential uniqueness property that is not available for matrix based approaches. Tensor decompositions such as the higher order singular value decomposition (HOSVD) and the canonical polyadic decomposition (CPD) are widely recommended for performing these tasks. The performance of these techniques is often evaluated using time consuming Monte-Carlo trials. In the last part of the thesis, we perform a first-order perturbation analysis of the truncated HOSVD and the Semi-algebraic framework for approximate Canonical polyadic decompositions via Simultaneous matrix diagonalizations (SECSI). The SECSI framework is an efficient tool for the computation of the approximate CPD of a low-rank noise corrupted tensor. Especially, the SECSI framework shows a much improved performance and comparatively low-complexity as compared to the conventional algorithms such as alternative least squares (ALS). Moreover, it also facilitates the implementation on a parallel hardware architecture. The obtained analytical expressions for both algorithms are formulated in terms of the second-order moments of the noise, such that apart from a zero-mean, no assumptions on the noise statistics are required. We demonstrate that the derived analytical results exhibit an excellent match to the Monte-Carlo simulations

FBMC system: an insight into doubly dispersive channel impact

It has been claimed that filter bank multicarrier (FBMC) systems suffer from negligible performance loss caused by moderate dispersive channels in the absence of guard time protection between symbols. However, a theoretical and systematic explanation/analysis for the statement is missing in the literature to date. In this paper, based on one-tap minimum mean square error (MMSE) and zero-forcing (ZF) channel equalizations, the impact of doubly dispersive channel on the performance of FBMC systems is analyzed in terms of mean square error of received symbols. Based on this analytical framework, we prove that the circular convolution property between symbols and the corresponding channel coefficients in the frequency domain holds loosely with a set of inaccuracies. To facilitate analysis, we first model the FBMC system in a vector/matrix form and derive the estimated symbols as a sum of desired signal, noise, intersymbol interference (ISI), intercarrier interference (ICI), interblock interference (IBI), and estimation bias in the MMSE equalizer. Those terms are derived one-by-one and expressed as a function of channel parameters. The numerical results reveal that under harsh channel conditions, e.g., with large Doppler spread or channel delay spread, the FBMC system performance may be severely deteriorated and error floor will occur

Spectrally and Energy Efficient Wireless Communications: Signal and System Design, Mathematical Modelling and Optimisation

This thesis explores engineering studies and designs aiming to meeting the requirements of enhancing capacity and energy efficiency for next generation communication networks. Challenges of spectrum scarcity and energy constraints are addressed and new technologies are proposed, analytically investigated and examined. The thesis commences by reviewing studies on spectrally and energy-efficient techniques, with a special focus on non-orthogonal multicarrier modulation, particularly spectrally efficient frequency division multiplexing (SEFDM). Rigorous theoretical and mathematical modelling studies of SEFDM are presented. Moreover, to address the potential application of SEFDM under the 5th generation new radio (5G NR) heterogeneous numerologies, simulation-based studies of SEFDM coexisting with orthogonal frequency division multiplexing (OFDM) are conducted. New signal formats and corresponding transceiver structure are designed, using a Hilbert transform filter pair for shaping pulses. Detailed modelling and numerical investigations show that the proposed signal doubles spectral efficiency without performance degradation, with studies of two signal formats; uncoded narrow-band internet of things (NB-IoT) signals and unframed turbo coded multi-carrier signals. The thesis also considers using constellation shaping techniques and SEFDM for capacity enhancement in 5G system. Probabilistic shaping for SEFDM is proposed and modelled to show both transmission energy reduction and bandwidth saving with advantageous flexibility for data rate adaptation. Expanding on constellation shaping to improve performance further, a comparative study of multidimensional modulation techniques is carried out. A four-dimensional signal, with better noise immunity is investigated, for which metaheuristic optimisation algorithms are studied, developed, and conducted to optimise bit-to-symbol mapping. Finally, a specially designed machine learning technique for signal and system design in physical layer communications is proposed, utilising the application of autoencoder-based end-to-end learning. Multidimensional signal modulation with multidimensional constellation shaping is proposed and optimised by using machine learning techniques, demonstrating significant improvement in spectral and energy efficiencies