Space time transceiver design over multipath fading channels

Imperial Users onl

Cyclic Prefix-Free MC-CDMA Arrayed MIMO Communication Systems

The objective of this thesis is to investigate MC-CDMA MIMO systems where the antenna array geometry is taken into consideration. In most MC-CDMA systems, cyclic pre xes, which reduce the spectral e¢ ciency, are used. In order to improve the spectral efficiency, this research study is focused on cyclic pre x- free MC-CDMA MIMO architectures. Initially, space-time wireless channel models are developed by considering the spatio-temporal mechanisms of the radio channel, such as multipath propaga- tion. The spatio-temporal channel models are based on the concept of the array manifold vector, which enables the parametric modelling of the channel. The array manifold vector is extended to the multi-carrier space-time array (MC-STAR) manifold matrix which enables the use of spatio-temporal signal processing techniques. Based on the modelling, a new cyclic pre x-free MC- CDMA arrayed MIMO communication system is proposed and its performance is compared with a representative existing system. Furthermore, a MUSIC-type algorithm is then developed for the estimation of the channel parameters of the received signal. This proposed cyclic pre x-free MC-CDMA arrayed MIMO system is then extended to consider the effects of spatial diffusion in the wireless channel. Spatial diffusion is an important channel impairment which is often ignored and the failure to consider such effects leads to less than satisfactory performance. A subspace-based approach is proposed for the estimation of the channel parameters and spatial spread and reception of the desired signal. Finally, the problem of joint optimization of the transmit and receive beam- forming weights in the downlink of a cyclic pre x-free MC-CDMA arrayed MIMO communication system is investigated. A subcarrier-cooperative approach is used for the transmit beamforming so that there is greater flexibility in the allocation of channel symbols. The resulting optimization problem, with a per-antenna transmit power constraint, is solved by the Lagrange multiplier method and an iterative algorithm is proposed

Signal Processing in Arrayed MIMO Systems

Multiple-Input Multiple-Output (MIMO) systems, using antenna arrays at both receiver and transmitter, have shown great potential to provide high bandwidth utilization efficiency. Unlike other reported research on MIMO systems which often assumes independent antennas, in this thesis an arrayed MIMO system framework is proposed, which provides a richer description of the channel charac- teristics and additional degrees of freedom in designing communication systems. Firstly, the spatial correlated MIMO system is studied as an array-to-array system with each array (Tx or Rx) having predefined constrained aperture. The MIMO system is completely characterized by its transmit and receive array man- ifolds and a new spatial correlation model other than Kronecker-based model is proposed. As this model is based on array manifolds, it enables the study of the effect of array geometry on the capacity of correlated MIMO channels. Secondly, to generalize the proposed arrayed MIMO model to a frequency selective fading scenario, the framework of uplink MIMO DS-CDMA (Direct- Sequence Code Division Multiple Access) systems is developed. DOD estimation is developed based on transmit beamrotation. A subspace-based joint DOA/TOA estimation scheme as well as various spatial temporal reception algorithms is also proposed. Finally, the downlink MIMO-CDMA systems in multiple-access multipath fading channels are investigated. Linear precoder and decoder optimization problems are studied under different criterions. Optimization approaches with different power allocation schemes are investigated. Sub-optimization approaches with close-form solution and thus less computation complexity are also proposed

Channel Prediction for Mobile MIMO Wireless Communication Systems

Temporal variation and frequency selectivity of wireless channels constitute a major drawback to the attainment of high gains in capacity and reliability offered by multiple antennas at the transmitter and receiver of a mobile communication system. Limited feedback and adaptive transmission schemes such as adaptive modulation and coding, antenna selection, power allocation and scheduling have the potential to provide the platform of attaining the high transmission rate, capacity and QoS requirements in current and future wireless communication systems. Theses schemes require both the transmitter and receiver to have accurate knowledge of Channel State Information (CSI). In Time Division Duplex (TDD) systems, CSI at the transmitter can be obtained using channel reciprocity. In Frequency Division Duplex (FDD) systems, however, CSI is typically estimated at the receiver and fed back to the transmitter via a low-rate feedback link. Due to the inherent time delays in estimation, processing and feedback, the CSI obtained from the receiver may become outdated before its actual usage at the transmitter. This results in significant performance loss, especially in high mobility environments. There is therefore a need to extrapolate the varying channel into the future, far enough to account for the delay and mitigate the performance degradation. The research in this thesis investigates parametric modeling and prediction of mobile MIMO channels for both narrowband and wideband systems. The focus is on schemes that utilize the additional spatial information offered by multiple sampling of the wave-field in multi-antenna systems to aid channel prediction. The research has led to the development of several algorithms which can be used for long range extrapolation of time-varyingchannels. Based on spatial channel modeling approaches, simple and efficient methods for the extrapolation of narrowband MIMO channels are proposed. Various extensions were also developed. These include methods for wideband channels, transmission using polarized antenna arrays, and mobile-to-mobile systems. Performance bounds on the estimation and prediction error are vital when evaluating channel estimation and prediction schemes. For this purpose, analytical expressions for bound on the estimation and prediction of polarized and non-polarized MIMO channels are derived. Using the vector formulation of the Cramer Rao bound for function of parameters, readily interpretable closed-form expressions for the prediction error bounds were found for cases with Uniform Linear Array (ULA) and Uniform Planar Array (UPA). The derived performance bounds are very simple and so provide insight into system design. The performance of the proposed algorithms was evaluated using standardized channel models. The effects of the temporal variation of multipath parameters on prediction is studied and methods for jointly tracking the channel parameters are developed. The algorithms presented can be utilized to enhance the performance of limited feedback and adaptive MIMO transmission schemes

Impulsive noise cancellation and channel estimation in power line communication systems

Power line communication (PLC) is considered as the most viable enabler of the smart grid. PLC exploits the power line infrastructure for data transmission and provides an economical communication backbone to support the requirements of smart grid applications. Though PLC brings a lot of benefits to the smart grid implementation, impairments such as frequency selective attenuation of the high-frequency communication signal, the presence of impulsive noise (IN) and the narrowband interference (NBI) from closely operating wireless communication systems, make the power line a hostile environament for reliable data transmission. Hence, the main objective of this dissertation is to design signal processing algorithms that are specifically tailored to overcome the inevitable impairments in the power line environment. First, we propose a novel IN mitigation scheme for PLC systems. The proposed scheme actively estimates the locations of IN samples and eliminates the effect of IN only from the contaminated samples of the received signal. By doing so, the typical problem encountered while mitigating the IN is avoided by using passive IN power suppression algorithms, where samples besides the ones containing the IN are also affected creating additional distortion in the received signal. Apart from the IN, the PLC transmission is also impaired by NBI. Exploiting the duality of the problem where the IN is impulsive in the time domain and the NBI is impulsive in the frequency domain, an extended IN mitigation algorithm is proposed in order to accurately estimate and effectively cancel both impairments from the received signal. The numerical validation of the proposed schemes shows improved BER performance of PLC systems in the presence of IN and NBI. Secondly, we pay attention to the problem of channel estimation in the power line environment. The presence of IN makes channel estimation challenging for PLC systems. To accurately estimate the channel, two maximumlikelihood (ML) channel estimators for PLC systems are proposed in this thesis. Both ML estimators exploit the estimated IN samples to determine the channel coefficients. Among the proposed channel estimators, one treats the estimated IN as a deterministic quantity, and the other assumes that the estimated IN is a random quantity. The performance of both estimators is analyzed and numerically evaluated to show the superiority of the proposed estimators in comparison to conventional channel estimation strategies in the presence of IN. Furthermore, between the two proposed estimators, the one that is based on the random approach outperforms the deterministic one in all typical PLC scenarios. However, the deterministic approach based estimator can perform consistent channel estimation regardless of the IN behavior with less computational effort and becomes an efficient channel estimation strategy in situations where high computational complexity cannot be afforded. Finally, we propose two ML algorithms to perform a precise IN support detection. The proposed algorithms perform a greedy search of the samples in the received signal that are contaminated by IN. To design such algorithms, statistics defined for deterministic and random ML channel estimators are exploited and two multiple hypothesis tests are built according to Bonferroni and Benjamini and Hochberg design criteria. Among the proposed estimators, the random ML-based approach outperforms the deterministic ML-based approach while detecting the IN support in typical power line environment. Hence, this thesis studies the power line environment for reliable data transmission to support smart grid. The proposed signal processing schemes are robust and allow PLC systems to effectively overcome the major impairments in an active electrical network.The efficient mitigation of IN and NBI and accurate estimation of channel enhances the applicability of PLC to support critical applications that are envisioned for the future electrical power grid.La comunicación a través de líneas de transmisión eléctricas (PLC) se considera uno de los habilitadores principales de la red eléctrica inteligente (smart grid). PLC explota la infraestructura de la red eléctrica para la transmisión de datos y proporciona una red troncal de comunicación económica para poder cumplir con los requisitos de las aplicaciones para smart grids. Si bien la tecnología PLC aporta muchos beneficios a la implementación de la smart grid, los impedimentos, como la atenuación selectiva en frecuencia de la señal de comunicación, la presencia de ruido impulsivo (IN) y las interferencias de banda estrecha (NBI) de los sistemas de comunicación inalámbrica de operación cercana, hacen que la red eléctrica sea un entorno hostil para la transmisión fiable de datos. En este contexto, el objetivo principal de esta tesis es diseñar algoritmos de procesado de señal que estén específicamente diseñados para superar los impedimentos inevitables en el entorno de la red eléctrica como son IN y NBI. Primeramente, proponemos un nuevo esquema de mitigación de IN en sistemas PLC. El esquema propuesto estima activamente las ubicaciones de las muestras de IN y elimina el efecto de IN solo en las muestras contaminadas de la señal recibida. Al hacerlo, el problema típico que se encuentra al mitigar el IN con técnicas tradicionales (donde también se ven afectadas otras muestras que contienen la IN, creando una distorsión adicional en la señal recibida) se puede evitar con la consiguiente mejora del rendimiento. Aparte de IN, los sistemas PLC también se ven afectados por el NBI. Aprovechando la dualidad del problema (el IN es impulsivo en el dominio del tiempo y el NBI es impulsivo en el dominio de la frecuencia), se propone un algoritmo de mitigación de IN ampliado para estimar con precisión y cancelar efectivamente ambas degradaciones de la señal recibida. La validación numérica de los esquemas propuestos muestra un mejor rendimiento en términos de tasa de error de bit (BER) en sistemas PLC con presencia de IN y NBI. En segundo lugar, prestamos atención al problema de la estimación de canal en entornos PLC. La presencia de IN hace que la estimación de canal sea un desafío para los sistemas PLC futuros. En esta tesis, se proponen dos estimadores de canal para sistemas PLC de máxima verosimilitud (ML) para sistemas PLC. Ambos estimadores ML explotan las muestras IN estimadas para determinar los coeficientes del canal. Entre los estimadores de canal propuestos, uno trata la IN estimada como una cantidad determinista, y la otra asume que la IN estimada es una cantidad aleatoria. El rendimiento de ambos estimadores se analiza y se evalúa numéricamente para mostrar la superioridad de los estimadores propuestos en comparación con las estrategias de estimación de canales convencionales en presencia de IN. Además, entre los dos estimadores propuestos, el que se basa en el enfoque aleatorio supera el determinista en escenarios PLC típicos. Sin embargo, el estimador basado en el enfoque determinista puede llevar a cabo una estimación de canal consistente independientemente del comportamiento de la IN con menos esfuerzo computacional y se convierte en una estrategia de estimación de canal eficiente en situaciones donde no es posible disponer de una alta complejidad computacionalPostprint (published version

Cooperative Transmitter-Receiver Arrayed Communications

This thesis is concerned with array processing for wireless communications. In particular, cooperation between the transmitter and receiver or between systems is exploited to further improve the system performance. Based on this idea, three technical chapters are presented in this thesis. Initially in Chapter 1, an introduction including array processing, multiple-input multiple-output (MIMO) communication systems and the background of cognitive radio is presented. In Chapter 2, a novel approach for estimating the direction-of-departure (DOD) is proposed using the cooperative beamforming. This proposed approach is featured by its simplicity (beam rotation at the transmitter) and effectiveness (illustrated in terms of channel capacity). Chapter 3 is concerned with integration of spatio-temporal (ST) processing into an antenna array transmitter, given a joint transmitter-receiver system with ST processing at the receiver but spatial-only processing at the transmitter. The transmit ST processing further improves the system performance in convergence, mean-square error (MSE) and bit error rate (BER). In Chapter 4, a basic system structure for radio coexistence problem is proposed based on the concept of MIMO cognitive radio. Cooperation between the licensed radio and the cognitive radio is exploited. Optimisation of the sum channel capacity is considered as the criterion and it is solved using a multivariable water-filling algorithm. Finally, Chapter 5 concludes this thesis and gives suggestions for future work

Reduced-Dimension Noncircular-Capon Algorithm for DOA Estimation of Noncircular Signals

The problem of the direction of arrival (DOA) estimation for the noncircular (NC) signals, which have been widely used in communications, is investigated. A reduced-dimension NC-Capon algorithm is proposed hereby for the DOA estimation of noncircular signals. The proposed algorithm, which only requires one-dimensional search, can avoid the high computational cost within the two-dimensional NC-Capon algorithm. The angle estimation performance of the proposed algorithm is much better than that of the conventional Capon algorithm and very close to that of the two-dimensional NC-Capon algorithm, which has a much higher complexity than the proposed algorithm. Furthermore, the proposed algorithm can be applied to arbitrary arrays and works well without estimating the noncircular phases. The simulation results verify the effectiveness and improvement of the proposed algorithm