Multiple-input Multiple-output Radar Waveform Design Methodologies

Multiple-input multiple-output (MIMO) radar is currently an active area of research. The MIMO techniques have been well studied for communications applications where they offer benefits in multipath fading environments. Partly inspired by these benefits, MIMO techniques are applied to radar and they offer a number of advantages such as improved resolution and sensitivity. It allows the use of transmitting multiple simultaneous waveforms from different phase centers. The employed radar waveform plays a key role in determining the accuracy, resolution, and ambiguity in performing tasks such as determining the target range, velocity, shape, and so on. The excellent performance promised by MIMO radar can be unleashed only by proper waveform design. In this article, a survey on MIMO radar waveform design is presented. The goal of this paper is to elucidate the key concepts of waveform design to encourage further research on this emerging technology.Defence Science Journal, 2013, 63(4), pp.393-401, DOI:http://dx.doi.org/10.14429/dsj.63.253

Massive MIMO is a Reality -- What is Next? Five Promising Research Directions for Antenna Arrays

Massive MIMO (multiple-input multiple-output) is no longer a "wild" or "promising" concept for future cellular networks - in 2018 it became a reality. Base stations (BSs) with 64 fully digital transceiver chains were commercially deployed in several countries, the key ingredients of Massive MIMO have made it into the 5G standard, the signal processing methods required to achieve unprecedented spectral efficiency have been developed, and the limitation due to pilot contamination has been resolved. Even the development of fully digital Massive MIMO arrays for mmWave frequencies - once viewed prohibitively complicated and costly - is well underway. In a few years, Massive MIMO with fully digital transceivers will be a mainstream feature at both sub-6 GHz and mmWave frequencies. In this paper, we explain how the first chapter of the Massive MIMO research saga has come to an end, while the story has just begun. The coming wide-scale deployment of BSs with massive antenna arrays opens the door to a brand new world where spatial processing capabilities are omnipresent. In addition to mobile broadband services, the antennas can be used for other communication applications, such as low-power machine-type or ultra-reliable communications, as well as non-communication applications such as radar, sensing and positioning. We outline five new Massive MIMO related research directions: Extremely large aperture arrays, Holographic Massive MIMO, Six-dimensional positioning, Large-scale MIMO radar, and Intelligent Massive MIMO.Comment: 20 pages, 9 figures, submitted to Digital Signal Processin

The University Defence Research Collaboration In Signal Processing

This chapter describes the development of algorithms for automatic detection of anomalies from multi-dimensional, undersampled and incomplete datasets. The challenge in this work is to identify and classify behaviours as normal or abnormal, safe or threatening, from an irregular and often heterogeneous sensor network. Many defence and civilian applications can be modelled as complex networks of interconnected nodes with unknown or uncertain spatio-temporal relations. The behavior of such heterogeneous networks can exhibit dynamic properties, reflecting evolution in both network structure (new nodes appearing and existing nodes disappearing), as well as inter-node relations. The UDRC work has addressed not only the detection of anomalies, but also the identification of their nature and their statistical characteristics. Normal patterns and changes in behavior have been incorporated to provide an acceptable balance between true positive rate, false positive rate, performance and computational cost. Data quality measures have been used to ensure the models of normality are not corrupted by unreliable and ambiguous data. The context for the activity of each node in complex networks offers an even more efficient anomaly detection mechanism. This has allowed the development of efficient approaches which not only detect anomalies but which also go on to classify their behaviour

Sensing as a Service in 6G Perceptive Mobile Networks: Architecture, Advances, and the Road Ahead

Sensing-as-a-service is anticipated to be the core feature of 6G perceptive mobile networks (PMN), where high-precision real-time sensing will become an inherent capability rather than being an auxiliary function as before. With the proliferation of wireless connected devices, resource allocation in terms of the users' specific quality-of-service (QoS) requirements plays a pivotal role to enhance the interference management ability and resource utilization efficiency. In this article, we comprehensively introduce the concept of sensing service in PMN, including the types of tasks, the distinctions/advantages compared to conventional networks, and the definitions of sensing QoS. Subsequently, we provide a unified RA framework in sensing-centric PMN and elaborate on the unique challenges. Furthermore, we present a typical case study named "communication-assisted sensing" and evaluate the performance trade-off between sensing and communication procedure. Finally, we shed light on several open problems and opportunities deserving further investigation in the future

The University Defence Research Collaboration In Signal Processing: 2013-2018

Signal processing is an enabling technology crucial to all areas of defence and security. It is called for whenever humans and autonomous systems are required to interpret data (i.e. the signal) output from sensors. This leads to the production of the intelligence on which military outcomes depend. Signal processing should be timely, accurate and suited to the decisions to be made. When performed well it is critical, battle-winning and probably the most important weapon which you’ve never heard of. With the plethora of sensors and data sources that are emerging in the future network-enabled battlespace, sensing is becoming ubiquitous. This makes signal processing more complicated but also brings great opportunities. The second phase of the University Defence Research Collaboration in Signal Processing was set up to meet these complex problems head-on while taking advantage of the opportunities. Its unique structure combines two multi-disciplinary academic consortia, in which many researchers can approach different aspects of a problem, with baked-in industrial collaboration enabling early commercial exploitation. This phase of the UDRC will have been running for 5 years by the time it completes in March 2018, with remarkable results. This book aims to present those accomplishments and advances in a style accessible to stakeholders, collaborators and exploiters

Integrated Sensing and Communications: Towards Dual-functional Wireless Networks for 6G and Beyond

As the standardization of 5G solidifies, researchers are speculating what 6G will be. The integration of sensing functionality is emerging as a key feature of the 6G Radio Access Network (RAN), allowing for the exploitation of dense cell infrastructures to construct a perceptive network. In this IEEE Journal on Selected Areas in Commmunications (JSAC) Special Issue overview, we provide a comprehensive review on the background, range of key applications and state-of-the-art approaches of Integrated Sensing and Communications (ISAC). We commence by discussing the interplay between sensing and communications (S&C) from a historical point of view, and then consider the multiple facets of ISAC and the resulting performance gains. By introducing both ongoing and potential use cases, we shed light on the industrial progress and standardization activities related to ISAC. We analyze a number of performance tradeoffs between S&C, spanning from information theoretical limits to physical layer performance tradeoffs, and the cross-layer design tradeoffs. Next, we discuss the signal processing aspects of ISAC, namely ISAC waveform design and receive signal processing. As a step further, we provide our vision on the deeper integration between S&C within the framework of perceptive networks, where the two functionalities are expected to mutually assist each other, i.e., via communication-assisted sensing and sensing-assisted communications. Finally, we identify the potential integration of ISAC with other emerging communication technologies, and their positive impacts on the future of wireless networks

A Vector Channel Based Approach to MIMO Radar Waveform Design for Extended Targets

Radar systems have been used for many years for estimating, detecting, classifying, and imaging objects of interest (targets). Stealthier targets and more cluttered environments have created a need for more sophisticated radar systems to gain more precise information about the radar environment. Because modern radar systems are largely defined in software, adaptive radar systems have emerged that tailor system parameters such as the transmitted waveform and receiver filter to the target and environment in order to address this need. The basic structure of a radar system exhibits many similarities to the structure of a communication system. Recognizing the parallel composition of radar systems and information transmission systems, initial works have begun to explore the application of information theory to radar system design, but a great deal of work still remains to make a full and clear connection between the problems addressed by radar systems and communication systems. Forming a comprehensive definition of this connection between radar systems and information transmission systems and associated problem descriptions could facilitate the cross-discipline transfer of ideas and accelerate the development and improvement of new system design solutions in both fields. In particular, adaptive radar system design is a relatively new field which stands to benefit from the maturity of information theory developed for information transmission if a parallel can be drawn to clearly relate similar radar and communication problems. No known previous work has yet drawn a clear parallel between the general multiple-input multiple-output (MIMO) radar system model considering both the detection and estimation of multiple extended targets and a similar multiuser vector channel information transmission system model. The goal of this dissertation is to develop a novel vector channel framework to describe a MIMO radar system and to study information theoretic adaptive radar waveform design for detection and estimation of multiple radar targets within this framework. Specifically, this dissertation first provides a new compact vector channel model for representing a MIMO radar system which illustrates the parallel composition of radar systems and information transmission systems. Second, using the proposed framework this dissertation contributes a compressed sensing based information theoretic approach to waveform design for the detection of multiple extended targets in noiseless and noisy scenarios. Third, this dissertation defines the multiple extended target estimation problem within the framework and proposes a greedy signal to interference-plus-noise ratio (SINR) maximizing procedure based on a similar approach developed for a collaborative multibase wireless communication system to optimally design wave forms in this scenario

Mathematical optimization techniques for cognitive radar networks

This thesis discusses mathematical optimization techniques for waveform design in cognitive radars. These techniques have been designed with an increasing level of sophistication, starting from a bistatic model (i.e. two transmitters and a single receiver) and ending with a cognitive network (i.e. multiple transmitting and multiple receiving radars). The environment under investigation always features strong signal-dependent clutter and noise. All algorithms are based on an iterative waveform-filter optimization. The waveform optimization is based on convex optimization techniques and the exploitation of initial radar waveforms characterized by desired auto and cross-correlation properties. Finally, robust optimization techniques are introduced to account for the assumptions made by cognitive radars on certain second order statistics such as the covariance matrix of the clutter. More specifically, initial optimization techniques were proposed for the case of bistatic radars. By maximizing the signal to interference and noise ratio (SINR) under certain constraints on the transmitted signals, it was possible to iteratively optimize both the orthogonal transmission waveforms and the receiver filter. Subsequently, the above work was extended to a convex optimization framework for a waveform design technique for bistatic radars where both radars transmit and receive to detect targets. The method exploited prior knowledge of the environment to maximize the accumulated target return signal power while keeping the disturbance power to unity at both radar receivers. The thesis further proposes convex optimization based waveform designs for multiple input multiple output (MIMO) based cognitive radars. All radars within the system are able to both transmit and receive signals for detecting targets. The proposed model investigated two complementary optimization techniques. The first one aims at optimizing the signal to interference and noise ratio (SINR) of a specific radar while keeping the SINR of the remaining radars at desired levels. The second approach optimizes the SINR of all radars using a max-min optimization criterion. To account for possible mismatches between actual parameters and estimated ones, this thesis includes robust optimization techniques. Initially, the multistatic, signal-dependent model was tested against existing worst-case and probabilistic methods. These methods appeared to be over conservative and generic for the considered signal-dependent clutter scenario. Therefore a new approach was derived where uncertainty was assumed directly on the radar cross-section and Doppler parameters of the clutters. Approximations based on Taylor series were invoked to make the optimization problem convex and {subsequently} determine robust waveforms with specific SINR outage constraints. Finally, this thesis introduces robust optimization techniques for through-the-wall radars. These are also cognitive but rely on different optimization techniques than the ones previously discussed. By noticing the similarities between the minimum variance distortionless response (MVDR) problem and the matched-illumination one, this thesis introduces robust optimization techniques that consider uncertainty on environment-related parameters. Various performance analyses demonstrate the effectiveness of all the above algorithms in providing a significant increase in SINR in an environment affected by very strong clutter and noise

Estudo de formas de onda e conceção de algoritmos para operação conjunta de sistemas de comunicação e radar

The focus of this thesis is the processing of signals and design of algorithms that can be used to enable radar functions in communications systems. Orthogonal frequency division multiplexing (OFDM) is a popular multicarrier modulation waveform in communication systems. As a wideband signal, OFDM improves resolution and enables spectral efficiency in radar systems, while also improving detection performance thanks to its inherent frequency diversity. This thesis aims to use multicarrier waveforms for radar systems, to enable the simultaneous operation of radar and communication functions on the same device. The thesis is divided in two parts. The first part, studies the adaptation and application of other multicarrier waveforms to radar functions. At the present time many studies have been carried out to jointly use the OFDM signal for communication and radar functions, but other waveforms have shown to be possible candidates for communication applications. Therefore, studies on the evaluation of the application of these same signals to radar functions are necessary. In this thesis, to demonstrate that other multicarrier waveforms can overcome the OFDM waveform in radar/communication (RadCom) systems, we propose the adaptation of the filter bank multicarrier (FBMC), generalized frequency division multiplexing (GFDM) and universal filtering multicarrier (UFMC) waveforms for radar functions. These alternative waveforms were compared performance-wise regarding achievable target parameter estimation performance, amount of residual background noise in the radar image, impact of intersystem interference and flexibility of parameterization. In the second part of the thesis, signal processing techniques are explored to solve some of the limitations of the use of multicarrier waveforms for RadCom systems. Radar systems based on OFDM are promising candidates for future intelligent transport networks. Exploring the dual functionality enabled by OFDM, we presents cooperative methods for high-resolution delay-Doppler and direction-of-arrival estimation. High-resolution parameter estimation is an important requirement for automotive radar systems, especially in multi-target scenarios that require reliable target separation performance. By exploring the cooperation between vehicles, the studies presented in this thesis also enable the distributed tracking of targets. The result is a highly accurate multi-target tracking across the entire cooperative vehicle network, leading to improvements in transport reliability and safety.O foco desta tese é o processamento de sinais e desenvolvimento de algoritmos que podem ser utilizados para a habilitar a função de radar nos sistemas de comunicação. OFDM (Orthogonal Frequency Division Multiplexing) é uma forma de onda com modulação multi-portadora, popular em sistemas de comunicação. Para sistemas de radar, O OFDM melhora a resolução e fornece eficiência espectral, além disso sua diversidade de frequências melhora o desempenho na detecção do radar. Essa tese tem como objetivo utilizar formas de onda multi-portadoras para sistemas de radar, possibilitando a operação simultânea de funções de radar e de comunicação num mesmo dispositivo. A tese esta dividida em duas partes. Na primeira parte da tese são realizados estudos da adaptabilidade de outras formas de onda multi-portadora para funções de radar. Nos dias atuais, muitos estudos sobre o uso do sinal OFDM para funções de comunicação e radar vêm sendo realizados, no entanto, outras formas de onda mostram-se possíveis candidatas a aplicações em sistemas de comunicação, e assim, avaliações para funções de sistema de radar se tornam necessárias. Nesta tese, com a intenção de demonstrar que formas de onda multi-portadoras alternativas podem superar o OFDM nos sistemas de Radar/comunicação (RadCom), propomos a adaptação das seguintes formas de onda: FBMC (Filter Bank Multicarrier); GFDM (Generalized Frequency Division Multiplexing); e UFMC (Universal Filtering Multicarrier) para funções de radar. Também produzimos uma análise de desempenho dessas formas de onda sobre o aspecto da estimativa de parâmetros-alvo, ruído de fundo, interferência entre sistemas e parametrização do sistema. Na segunda parte da tese serão explorados técnicas de processamento de sinal de forma a solucionar algumas das limitações do uso de formas de ondas multi-portadora para sistemas RadCom. Os sistemas de radar baseados no OFDM são candidatos promissores para futuras redes de transporte inteligentes, porque combinam funções de estimativa de alvo com funções de rede de comunicação em um único sistema. Explorando a funcionalidade dupla habilitada pelo OFDM, nesta tese, apresentamos métodos cooperativos de alta resolução para estimar o posição, velocidade e direção dos alvos. A estimativa de parâmetros de alta resolução é um requisito importante para sistemas de radar automotivo, especialmente em cenários de múltiplos alvos que exigem melhor desempenho de separação de alvos. Ao explorar a cooperação entre veículos, os estudos apresentados nesta tese também permitem o rastreamento distribuído de alvos. O resultado é um rastreamento multi-alvo altamente preciso em toda a rede de veículos cooperativos, levando a melhorias na confiabilidade e segurança do transporte.Programa Doutoral em Telecomunicaçõe