A Survey of Physical Layer Security Techniques for 5G Wireless Networks and Challenges Ahead

Physical layer security which safeguards data confidentiality based on the information-theoretic approaches has received significant research interest recently. The key idea behind physical layer security is to utilize the intrinsic randomness of the transmission channel to guarantee the security in physical layer. The evolution towards 5G wireless communications poses new challenges for physical layer security research. This paper provides a latest survey of the physical layer security research on various promising 5G technologies, including physical layer security coding, massive multiple-input multiple-output, millimeter wave communications, heterogeneous networks, non-orthogonal multiple access, full duplex technology, etc. Technical challenges which remain unresolved at the time of writing are summarized and the future trends of physical layer security in 5G and beyond are discussed.Comment: To appear in IEEE Journal on Selected Areas in Communication

Principles of Physical Layer Security in Multiuser Wireless Networks: A Survey

This paper provides a comprehensive review of the domain of physical layer security in multiuser wireless networks. The essential premise of physical-layer security is to enable the exchange of confidential messages over a wireless medium in the presence of unauthorized eavesdroppers without relying on higher-layer encryption. This can be achieved primarily in two ways: without the need for a secret key by intelligently designing transmit coding strategies, or by exploiting the wireless communication medium to develop secret keys over public channels. The survey begins with an overview of the foundations dating back to the pioneering work of Shannon and Wyner on information-theoretic security. We then describe the evolution of secure transmission strategies from point-to-point channels to multiple-antenna systems, followed by generalizations to multiuser broadcast, multiple-access, interference, and relay networks. Secret-key generation and establishment protocols based on physical layer mechanisms are subsequently covered. Approaches for secrecy based on channel coding design are then examined, along with a description of inter-disciplinary approaches based on game theory and stochastic geometry. The associated problem of physical-layer message authentication is also introduced briefly. The survey concludes with observations on potential research directions in this area.Comment: 23 pages, 10 figures, 303 refs. arXiv admin note: text overlap with arXiv:1303.1609 by other authors. IEEE Communications Surveys and Tutorials, 201

An Overview of Physical Layer Security with Finite-Alphabet Signaling

Providing secure communications over the physical layer with the objective of achieving perfect secrecy without requiring a secret key has been receiving growing attention within the past decade. The vast majority of the existing studies in the area of physical layer security focus exclusively on the scenarios where the channel inputs are Gaussian distributed. However, in practice, the signals employed for transmission are drawn from discrete signal constellations such as phase shift keying and quadrature amplitude modulation. Hence, understanding the impact of the finite-alphabet input constraints and designing secure transmission schemes under this assumption is a mandatory step towards a practical implementation of physical layer security. With this motivation, this article reviews recent developments on physical layer security with finite-alphabet inputs. We explore transmit signal design algorithms for single-antenna as well as multi-antenna wiretap channels under different assumptions on the channel state information at the transmitter. Moreover, we present a review of the recent results on secure transmission with discrete signaling for various scenarios including multi-carrier transmission systems, broadcast channels with confidential messages, cognitive multiple access and relay networks. Throughout the article, we stress the important behavioral differences of discrete versus Gaussian inputs in the context of the physical layer security. We also present an overview of practical code construction over Gaussian and fading wiretap channels, and we discuss some open problems and directions for future research.Comment: Submitted to IEEE Communications Surveys & Tutorials (1st Revision

Secure Beamforming For MIMO Broadcasting With Wireless Information And Power Transfer

This paper considers a basic MIMO information-energy (I-E) broadcast system, where a multi-antenna transmitter transmits information and energy simultaneously to a multi-antenna information receiver and a dual-functional multi-antenna energy receiver which is also capable of decoding information. Due to the open nature of wireless medium and the dual purpose of information and energy transmission, secure information transmission while ensuring efficient energy harvesting is a critical issue for such a broadcast system. Assuming that physical layer security techniques are applied to the system to ensure secure transmission from the transmitter to the information receiver, we study beamforming design to maximize the achievable secrecy rate subject to a total power constraint and an energy harvesting constraint. First, based on semidefinite relaxation, we propose global optimal solutions to the secrecy rate maximization (SRM) problem in the single-stream case and a specific full-stream case where the difference of Gram matrices of the channel matrices is positive semidefinite. Then, we propose a simple iterative algorithm named inexact block coordinate descent (IBCD) algorithm to tackle the SRM problem of general case with arbitrary number of streams. We proves that the IBCD algorithm can monotonically converge to a Karush-Kuhn-Tucker (KKT) solution to the SRM problem. Furthermore, we extend the IBCD algorithm to the joint beamforming and artificial noise design problem. Finally, simulations are performed to validate the performance of the proposed beamforming algorithms.Comment: Submitted to journal for possible publication. First submission to arXiv Mar. 14 201

Secure Communication with a Wireless-Powered Friendly Jammer

In this paper, we propose to use a wireless-powered friendly jammer to enable secure communication between a source node and destination node, in the presence of an eavesdropper. We consider a two-phase communication protocol with fixed-rate transmission. In the first phase, wireless power transfer is conducted from the source to the jammer. In the second phase, the source transmits the information-bearing signal under the protection of a jamming signal sent by the jammer using the harvested energy in the first phase. We analytically characterize the long-time behavior of the proposed protocol and derive a closed-form expression for the throughput. We further optimize the rate parameters for maximizing the throughput subject to a secrecy outage probability constraint. Our analytical results show that the throughput performance differs significantly between the single-antenna jammer case and the multi-antenna jammer case. For instance, as the source transmit power increases, the throughput quickly reaches an upper bound with single-antenna jammer, while the throughput grows unbounded with multi-antenna jammer. Our numerical results also validate the derived analytical results.Comment: accepted for publication in IEEE Transactions on Wireless Communication

Physical layer security jamming: Theoretical limits and practical designs in wireless networks

Physical layer security has been recently recognized as a promising new design paradigm to provide security in wireless networks. In addition to the existing conventional cryptographic methods, physical layer security exploits the dynamics of fading channels to enhance secured wireless links. In this approach, jamming plays a key role by generating noise signals to confuse the potential eavesdroppers, and significantly improves quality and reliability of secure communications between legitimate terminals. This article presents theoretical limits and practical designs of jamming approaches for physical layer security. In particular, the theoretical limits explore the achievable secrecy rates of user cooperation based jamming whilst the centralized, and game theoretic based precoding techniques are reviewed for practical implementations. In addition, the emerging wireless energy harvesting techniques are exploited to harvest the required energy to transmit jamming signals. Future directions of these approaches, and the associated research challenges are also briefly outlined