Intelligent Reflecting Surface Aided Wireless Power Transfer With a DC-Combining Based Energy Receiver and Practical Waveforms

This paper studies intelligent reflecting surface (IRS) aided wireless power transfer (WPT) to batteryless Internet of Everything (IoE) devices. A practical energy receiver (ER) with multiple antennas is investigated. Multiple RF energy flows gleaned by all the receive antennas are input multiple energy harvesters, which are further rectified to direct-current (DC) energy. The resultant multiple DC energy flows are then combined in the DC domain for energy storage. Three classic waveforms, namely deterministic waveform, M-QAM waveform, and Gaussian waveform, are considered for WPT. We maximize the output DC power by jointly designing the active transmit beamformer of the transmitter and the passive reflecting beamformer of the IRS with the above-mentioned waveforms, respectively, subject to the transmit power constraint at the transmitter and to the limited resolution constraints on the phase-shifters of the IRS. A low complexity alternating optimization (AO) algorithm is proposed, which converges to a Karush-Kuhn-Tucker (KKT) point and thus results in a locally optimal solution. The numerical results demonstrate that the Gaussian waveform has the best energy performance with a low input RF power to the energy harvesters. By contrast, the deterministic waveform becomes superior with a high input RF power to the energy harvesters

Energy Efficiency in MIMO Underlay and Overlay Device-to-Device Communications and Cognitive Radio Systems

This paper addresses the problem of resource allocation for systems in which a primary and a secondary link share the available spectrum by an underlay or overlay approach. After observing that such a scenario models both cognitive radio and D2D communications, we formulate the problem as the maximization of the secondary energy efficiency subject to a minimum rate requirement for the primary user. This leads to challenging non-convex, fractional problems. In the underlay scenario, we obtain the global solution by means of a suitable reformulation. In the overlay scenario, two algorithms are proposed. The first one yields a resource allocation fulfilling the first-order optimality conditions of the resource allocation problem, by solving a sequence of easier fractional problems. The second one enjoys a weaker optimality claim, but an even lower computational complexity. Numerical results demonstrate the merits of the proposed algorithms both in terms of energy-efficient performance and complexity, also showing that the two proposed algorithms for the overlay scenario perform very similarly, despite the different complexity.Comment: to appear in IEEE Transactions on Signal Processin

Doctor of Philosophy

dissertationThe demand for high speed communication has been increasing in the past two decades. Multicarrier communication technology has been suggested to address this demand. Orthogonal frequency-division multiplexing (OFDM) is the most widely used multicarrier technique. However, OFDM has a number of disadvantages in time-varying channels, multiple access, and cognitive radios. On the other hand, filterbank multicarrier (FBMC) communication has been suggested as an alternative to OFDM that can overcome the disadvantages of OFDM. In this dissertation, we investigate the application of filtered multitone (FMT), a subset of FBMC modulation methods, to slow fading and fast fading channels. We investigate the FMT transmitter and receiver in continuous and discrete time domains. An efficient implementation of FMT systems is derived and the conditions for perfect reconstruction in an FBMC communication system are presented. We derive equations for FMT in slow fading channels that allow evaluation of FMT when applied to mobile wireless communication systems. We consider using fractionally spaced per tone channel equalizers with different number of taps. The numerical results are presented to investigate the performance of these equalizers. The numerical results show that single-tap equalizers suffice for typical wireless channels. The equalizer design study is advanced by introducing adaptive equalizers which use channel estimation. We derive equations for a minimum mean square error (MMSE) channel estimator and improve the channel estimation by considering the finite duration of channel impulse response. The results of optimum equalizers (when channel is known perfectly) are compared with those of the adaptive equalizers, and it is found that a loss of 1 dB or less incurs. We also introduce a new form of FMT which is specially designed to handle doubly dispersive channels. This method is called FMT-dd (FMT for doubly dispersive channels). The proposed FMT-dd is applied to two common methods of data symbol orientation in the time-frequency space grid; namely, rectangular and hexagonal lattices. The performance of these methods along with OFDM and the conventional FMT are compared and a significant improvement in performance is observed. The FMT-dd design is applied to real-world underwater acoustic (UWA) communication channels. The experimental results from an at-sea experiment (ACOMM10) show that this new design provides a significant gain over OFDM. The feasibility of implementing a MIMO system for multicarrier UWA communication channels is studied through computer simulations. Our study emphasizes the bandwidth efficiency of multicarrier MIMO communications .We show that the value of MIMO to UWA communication is very limited

Resource Allocation for Broadband Wireless Access Networks with Imperfect CSI

The high deployment and maintenance costs of last mile wireline networks (i.e., DSL and cable networks) have urged service providers to search for new cost-effective solutions to provide broadband connectivity. Broadband wireless access (BWA) networks, which offer a wide coverage area and high transmission rates in addition to their fast and low-cost deployment, have emerged as an alternative to last mile wireline networks. Therefore, BWA networks are expected to be deployed in areas with different terrain profiles (e.g., urban, suburban, rural) where wireless communication faces different channel impairments. This fact necessitates the adoption of various transmission technologies that combat the channel impairments of each profile. Implementation scenarios of BWA networks considered in this thesis are multicarrier-based direct transmission and single carrier-based cooperative transmission scenarios. The performance of these transmission technologies highly depends on how resources are allocated. In this thesis, we focus on the development of practical resource allocation schemes for the mentioned BWA networks implementation scenarios. In order to develop practical schemes, the imperfection of channel state information (CSI) and computational power limitations are among considered practical implementation issues. The design of efficient resource allocation schemes at the MAC layer heavily relies on the CSI reported from the PHY layer as a measure of the wireless channel condition. The channel estimation error and feedback delay renders the reported CSI erroneous. The inaccuracy in CSI propagates to higher layers, resulting in performance degradation. Although this effect is intuitive, a quantitative measure of this degradation is necessary for the design of practical resource allocation schemes. An approach to the evaluation of the ergodic mutual information that reflects this degradation is developed for single carrier, multicarrier, direct, and cooperative scenarios with inaccurate CSI. Given the CSI estimates and estimation error statistics, the presented evaluation of ergodic mutual information can be used in resource allocation and in assessing the severity of estimation error on performance degradation. A point-to-multipoint (PMP) network that employs orthogonal frequency division multiple access (OFDMA) is considered as one of the most common implementation scenarios of BWA networks. Replacing wireline networks requires not only providing the last mile connectivity to subscribers but also supporting their diverse services with stringent quality of service (QoS) requirements. Therefore, the resource allocation problem (i.e., subcarriers, rate and power allocation) is modeled as a network utility maximization (NUM) one that captures the characteristics of this implementation scenario. A dual decomposition-based resource allocation scheme that takes into consideration the diversity of service requirements and inaccuracy of the CSI estimation is developed. Numerical evaluations and simulations are conducted to validate our theoretical claims that the scheme maximizes resource utilization, coordinates with the call admission controller to guarantee QoS, and accounts for CSI inaccuracy. Cooperation has recently received great attention from the research community and industry because of its low cost and fast deployment in addition to the performance improvement it brings to BWA networks. In cooperative scenarios, subscribers cooperate to relay each other's signals. For this implementation scenario of BWA networks, a robust and constrained Kalman filter-based power allocation scheme is proposed to minimize power consumption and guarantee bit error probability (BEP) requirements. The proposed scheme is robust to CSI inaccuracy, responsive to changes in BEP requirements, and optimal in allocating resources. In summary, research results presented in this thesis contribute to the development of practical resource allocation schemes for BWA networks

Linear and Dirty-Paper Techniques for the Multiuser MIMO Downlink

Multi-input, multi-output (MIMO) communications systems have attracted considerable attention over the past decade, mostly for single-user, point-to-point scenarios. The multiple-user MIMO case has attracted less attention, and most of the research on this problem has focused on uplink communications. Only recently has the multi-user MIMO downlink been addressed, beginning with information-theoretic capacity results [1–5], and followed by prac-tical implementations, including those based on linear techniques [6, 7] and non-linear pre-coding [8–11]. In this chapter we review these techniques and discuss some important open problems

Data-driven stabilization and safe control of nonlinear systems

The recent successes of machine learning solutions have inspired the research of new control algorithms derived directly from the available data without any intermediate step. Being able to design a stabilizing controller directly from data has the main advantage that, since it does not rely on a model of the system to control, the controller design is not influenced by any modeling error.Most of the time real systems are simplified with linear models to reduce the overall complexity in the controller design discarding all the complex nonlinear behaviors. A linear approximation could be an excessive simplification for complex system where the presence of nonlinear dynamics are important to understand those processes and nonlinearities can not be ignored. However, the analysis and control of a nonlinear model is often challenging. This thesis investigates data-based control methods for continuous and discrete-time nonlinear systems that do not require to model the system. In particular, we have developed a solution to obtain a stabilizing state feedback controller for the case of nonlinear systems. Stabilizing a closed-loop system is critical, but sometimes it is not enough. Safety is another important criteria considered in the design of a controller. We were able to formulate a new data-driven procedure to find a stabilizing controller that can also guarantee that the state of the system never violates the safety constraints.For all the solutions presented, we discussed how to handle real noisy measurements

Spatial modulation schemes and modem architectures for millimeter wave radio systems

The rapid growth of wireless industry opens the door to several use cases such as internet of things and device-to-device communications, which require boosting the reliability and the spectral efficiency of the wireless access network, while reducing the energy consumption at the terminals. The vast spectrum available in millimeter-wave (mmWave) frequency band is one of the most promising candidates to achieve high-speed communications. However, the propagation of the radio signals at high carrier frequencies suffers from severe path-loss which reduces the coverage area. Fortunately, the small wavelengths of the mmWave signals allow packing a large number of antennas not only at the base station (BS) but also at the user terminal (UT). These massive antenna arrays can be exploited to attain high beamforming and combining gains and overcome the path-loss associated with the mmWave propagation. In conventional (fully digital) multiple-input-multiple-output (MIMO) transceivers, each antenna is connected to a specific radio-frequency (RF) chain and high resolution analog-to-digital-converter. Unfortunately, these devices are expensive and power hungry especially at mmWave frequency band and when operating in large bandwidths. Having this in mind, several MIMO transceiver architectures have been proposed with the purpose of reducing the hardware cost and the energy consumption. Fully connected hybrid analog and digital precoding schemes were proposed in with the aim of replacing some of the conventional RF chains by energy efficient analog devices. These fully connected mapping requires many analog devices that leads to non-negligible energy consumption. Partially connected hybrid architectures have been proposed to improve the energy efficiency of the fully connected transceivers by reducing the number of analog devices. Simplifying the transceiver’s architecture to reduce the power consumption results in a degradation of the attained spectral efficiency. In this PhD dissertation, we propose novel modulation schemes and massive MIMO transceiver design to combat the challenges at the mmWave cellular systems. The structure of the doctoral manuscript can be expressed as In Chapter 1, we introduce the transceiver design challenges at mmWave cellular communications. Then, we illustrate several state of the art architectures and highlight their limitations. After that, we propose scheme that attains high-energy efficiency and spectrum efficiency. In chapter 2, first, we mathematically describe the state of the art of the SM and highlight the main challenges with these schemes when applied at mmWave frequency band. In order to combat these challenges (for example, high cost and high power consumption), we propose novel SM schemes specifically designed for mmWave massive MIMO systems. After that, we explain how these schemes can be exploited in attaining energy efficient UT architecture. Finally, we present the channel model, systems assumptions and the transceiver devices power consumption models. In chapter 3, we consider single user SM system. First, we propose downlink (DL) receive SM (RSM) scheme where the UT can be implemented with single or multiple radio-frequency chains and the BS can be fully digital or hybrid architecture. Moreover, we consider different precoders at the BS and propose low complexity and efficient antenna selection schemes for narrowband and wideband transmissions. After that, we propose joint uplink-downlink SM scheme where we consider RSM in the DL and transmit SM (TSM) in the UL based on energy efficient hybrid UT architecture. In chapter 4, we extend the SM system to the multi-user case. Specifically, we develop joint multi-user power allocation, user selection and antenna selection algorithms for the broadcast and the multiple access channels. Chapter 5 is presented for concluding the thesis and proposing future research directions.Considerando los altos requerimientos de los servicios de nueva generación, las infraestructuras de red actual se han visto obligadas a evolucionar en la forma de manejar los diferentes recursos de red y computación. Con este fin, nuevas tecnologías han surgido para soportar las funcionalidades necesarias para esta evolución, significando también un gran cambio de paradigma en el diseño de arquitecturas para la futura implementación de redes.En este sentido, este documento de tesis doctoral presenta un análisis sobre estas tecnologías, enfocado en el caso de redes inter/intra Data Centre. Por consiguiente, la introducción de tecnologías basadas en redes ópticas ha sido estudiada, con el fin de identificar problemas actuales que puedan llegar a ser solucionados mediante el diseño y aplicación de nuevas técnicas, asimismo como a través del desarrollo o la extensión de los componentes de arquitectura de red.Con este propósito, se han definido una serie de propuestas relacionadas con aspectos cruciales, así como el control de dispositivos ópticos por SDN para habilitar el manejo de redes híbridas, la necesidad de definir un mecanismo de descubrimiento de topologías ópticas capaz de exponer información precisa, y el analizar las brechas existentes para la definición de una arquitectura común en fin de soportar las comunicaciones 5G.Para validar estas propuestas, se han presentado una serie de validaciones experimentales por medio de escenarios de prueba específicos, demostrando los avances en control, orquestación, virtualización y manejo de recursos con el fin de optimizar su utilización. Los resultados expuestos, además de corroborar la correcta operación de los métodos y componentes propuestos, abre el camino hacia nuevas formas de adaptar los actuales despliegues de red respecto a los desafíos definidos en el inicio de una nueva era de las telecomunicaciones.Postprint (published version