13 research outputs found
Orthogonal Frequency Division Multiplexing modulation and inter-carrier interference cancellation
The Orthogonal Frequency Division Multiplexing (OFDM) technique, wireless channel models, and a pair of new intercarrier interference self-cancellation methods are investigated in this thesis. The first chapter addresses the history of OFDM, along with its principles and applications. Chapter two consists of three parts: the principal, the modern OFDM models, and the Peak to Average Power Ratio (PAPR) problem. Chapter two also summarizes possible PAPR solutions. Chapter three discusses a series of well-known wireless channel models, as well as the general formula for wireless channels. In Chapter four, ICI problem has been discussed, along with its existing solutions. Chapter five focuses on two new ICI self-cancellation schemes, namely the clustering method and the multi-codebook method. These two new methods show promising results through the simulations. A summary of this thesis and the discussion of future research are also provided in Chapter five
Channel estimation, data detection and carrier frequency offset estimation in OFDM systems
Orthogonal Frequency Division Multiplexing (OFDM) plays an important role in the implementation of high data rate communication. In this thesis, the problems of data detection and channel and carrier frequency offset estimation in OFDM systems are studied. Multi-symbol non-coherent data detection is studied which performs data detection by processing multiple symbols without the knowledge of the channel impulse response (CIR). For coherent data detection, the CIR needs to be estimated. Our objective in this thesis is to work on blind channel estimators which can extract the CIR using just one block of received OFDM data. A blind channel estimator for (Single Input Multi Output) SIMO OFDM systems is derived. The conditions under which the estimator is identifiable is studied and solutions to resolve the phase ambiguity of the proposed estimator are given.A channel estimator for superimposed OFDM systems is proposed and its CRB is derived. The idea of simultaneous transmission of pilot and data symbols on each subcarrier, the so called superimposed technique, introduces the efficient use of bandwidth in OFDM context. Pilot symbols can be added to data symbols to enable CIR estimation without sacrificing the data rate.
Despite the many advantages of OFDM, it suffers from sensitivity to carrier frequency offset (CFO). CFO destroys the orthogonality between the subcarriers. Thus, it is necessary for the receiver to estimate and compensate for the frequency offset. Several high accuracy estimators are derived. These include CFO estimators, as well as a joint iterative channel/CFO estimator/data detector for superimposed OFDM. The objective is to achieve CFO estimation with using just one OFDM block of received data and without the knowledge of CIR
Filter bank multicarrier waveforms for future wireless networks: interference analysis and cancellation
Billions of devices are expected to connect to future wireless networks. Although conventional orthogonal division multiplexing (OFDM) has proven to be an effective physical layer waveform for enhanced mobile broadband (eMBB), it experiences various challenges. For example, OFDM experiences high out-of-band (OOB) emission caused by the use of rectangular filters. This causes interference to adjacent frequency bands and make OFDM highly sensitive to asynchronous transmissions.
Filter bank multicarrier (FBMC) systems have emerged as a promising waveform candidate to satisfy the requirements of future wireless networks. They employ prototype filters with faster spectral decay, which results in better OOB emission and spectral efficiency compared to OFDM. Also, FBMC systems support asynchronous transmissions, which can reduce the signaling overhead in future applications. However, in FBMC systems there is no subcarriers orthogonality, resulting in
intrinsic interference. The purpose of this thesis is to address the intrinsic interference problem to make FBMC a viable option for practical application in future wireless networks. In this thesis, iterative interference cancellation (IIC) receivers are developed for FBMC systems to improve their performance and applicability in future applications. First, an IIC receiver is studied for uncoded FBMC with quadrature amplitude modulation (FBMC-QAM) systems. To improve the decoding performance, bit-interleaved coded modulation with iterative decoding (BICM-ID) is incorporated into the IIC receiver design and the technique of extrinsic information transfer (EXIT) chart analysis is used to track the convergence of the IIC-based BICM-ID receiver. Furthermore, the energy harvesting capabilities of FBMC is considered. Particularly, FBMC is integrated with a simultaneous wireless information and power transfer (SWIPT) technique. Finally, an interference cancellation receiver is investigated for asynchronous FBMC systems in both single and mixed numerology systems. Analytical expressions are derived for the various schemes and simulations results are shown to verify the performance of the different FBMC systems
Multiuser non coherent massive MIMO schemes based on DPSK for future communication systems
The explosive usage of rich multimedia content in wireless devices has overloaded the
communication networks. Moreover, the fifth generation (5G) of wireless communications
involves new requirements in the radio access network (RAN) which require higher network
capacities and new capabilities such as ultra-reliable and low-latency communication
(URLLC), vehicular communications or augmented reality. All this has encouraged a remarkable
spectrum crisis in the RF bands. A need for searching alternative techniques
with more spectral efficiency to accommodate the needs of future emerging wireless communications
is emerging. In this context, massive MIMO (m-MIMO) systems have been
proposed as a promising solution for providing a substantial increase in the network capacity,
becoming one of the key enabling technologies for 5G and beyond. m-MIMO
provides high spectral- and energy-efficiency thanks to the deployment of a large number
of antennas at the BS. However, we have to take into account that the current communication
technologies are based on coherent transmission techniques so far, which require
the transmission of a huge amount of signaling. This drawback is escalating with the
excessive available number of antennas in m-MIMO. Therefore, the differential encoding
and non coherent (NC) detection are an alternative solution to circumvent the drawbacks
of m-MIMO in coherent systems. This Ph.D. Thesis is focused on signal processing
techniques for NC detection in conjunction with m-MIMO, proposing new constellation
designs and NC detection algorithms, where the information is transmitted in the signal
differential phase.
First, we design new constellation schemes for an uplink multiuser NC m-MIMO system
in Rayleigh fading channels. These designs allow us to separate the users' signals
at the receiver thanks to a one-to-one correspondence between the constellation for each
user and the received joint constellation. Two approaches are considered in terms of BER:
each user achieves a different performance and, on the other hand, the same performance
is provided for all users. We analyze the number of antennas needed for those designs
and compare to the required number by other designs in the literature. It is shown that
our designs based on DPSK require a lower number of antennas than that required by
their counterpart schemes based on energy. In addition, we compare the performance to
their coherent counterpart systems, resulting NC-m-MIMO based on DPSK capable of
outperforming the coherent systems with the suitable designs.
Second, in order to reduce the number of antennas required for a target performance
we propose a multi-user bit interleaved coded modulation - iterative decoding (BICM-ID) scheme as channel coding for a NC-m-MIMO system based on DPSK. We propose a novel
NC approach for calculating EXIT curves based on the number of antennas. Then using
the EXIT chart we find the best channel coding scheme for our NC-m-MIMO proposal.
We show that the number of users served by the BS can be increased with a 70% reduction
in the number of antennas with respect to the case without channel coding. In particular,
we show that with 100 antennas for error protection equal design for all users and a coding
rate of 1/2 we achieve the minimum probability of error.
Third, we consider that current scenarios such as backhaul wireless systems, rural
or suburban environments, and even new device-to-device (D2D) communications or the
communications in higher frequencies (millimeter and the emerging ones in terahertz frequencies)
can have a predominant line-of-sight (LOS) component, modeled by Rician
fading. For all these new possible scenarios in 5G, we analyze the behavior of the NC
m-MIMO systems when we have a Rician fading. We present a new constellation design
to overcome the problem of the LOS channel component, as well as an associated detection
algorithm to separate each user in reception taking into account the characterization
of the constellation. In addition, for contemplating a more realistic scenario, we propose
grouping users which experience a Rayleigh fading with those with Rician fading, analyzing
the SINR and the performance of such combination in a multi-user NC m-MIMO
system based on M-DPSK. The adequate user grouping allows unifying the constellation
for both groups of users and the detection algorithm, reducing the complexity of the
receiver. Also, the number of users that may be multiplexed may be further increased
thanks to the improved performance.
In the fourth part of this Thesis, we analyse the performance of multi-user NC m-
MIMO based on DPSK in real environments and practical channels defined for the current
standards such as LTE, the future technologies such as 5G and even for communications
in the terahertz band. For this purpose, we use a metric to model the time-varying characteristics
of the practical channels. We employ again the EXIT charts tool for analyzing
and designing iteratively decoded systems. This analysis allows us to obtain an estimate
of the degradation of the system's performance imposed by realistic channels. Hence, we
show that our proposed system is robust to temporal variations, thus it is more recommendable
the employment of NC-m-MIMO-DPSK in the future communication standards
such as 5G. In order to reduce he number of hardware resources required in terms of RF
chains, facilitating its implementation in a real system, we propose incorporating differential
spatial modulation (DSM). We present and analyze a novel multiuser scheme for
NC-m-MIMO combined with DSM with which we can see that the number of antennas
is not a
affected by the incorporation of DSM, even we have an improvement on the
performance with respect to the coherent case.
Finally, we study the viability of multiplexing users by constellation schemes against
classical multiplexing techniques such as time division multiple access (TDMA). In order
to fully characterize the system performance we analyze the block error rate (BLER)
and the throughput of a NC-m-MIMO system. The results show a significant advantage
regarding the number of antennas for multiplexing in the constellation against TDMA.
However, in some cases, the demodulation of multiple users in constellation could require
an excessively large number of antennas compared to TDMA. Therefore, it is necessary to
properly manage the tradeoff
between throughout and the number of antennas, to reach
an optimal operational point, as shown in this Thesis.El inmenso uso de contenido multimedia en los dispositivos inalámbricos ha sobrecargado
las redes de comunicaciones. Además, la quinta generación (5G) de sistemas de
comunicaciones demanda nuevos requisitos para la red de acceso radio, la cual requiere
ofrecer capacidades de red mayores y nuevas funcionalidades como comunicaciones ultra
fiables y con muy poca letancia (URLLC), comunicaciones vehiculares o aplicaciones
como la realidad aumentada. Todo esto ha propiciado una crisis notable en el espectro
electromagnético, lo que ha llevado a una necesidad por buscar técnicas alternativas con
más eficiencia espectral para acomodar todos los requisitos de las tecnologías de comunicaciones
emergentes y futuras. En este contexto, los sistemas multi antena masivos,
conocidos como massive MIMO, m-MIMO, han sido propuestos como una solución prometedora
que proporciona un incremento substancial de la capacidad de red, convirtiéndose
en una de las tecnologías claves para el 5G. Los sistemas m-MIMO elevan enormemente el
número de antenas en la estación base, lo que les permite ofrecer alta eficiencia espectral
y energética. No obstante, tenemos que tener en cuenta que las actuales tecnologías de comunicaciones
emplean técnicas coherentes, las cuales requieren de información del estado
del canal y por ello la transmisión de una enorme cantidad de información de señalización.
Este inconveniente se ve agravado en el caso del m-MIMO debido al enorme número de
antenas. Por ello, la codificación diferencial y la detección no coherente (NC) son una
solución alternativa para solventar el problema de m-MIMO en los sistemas coherentes.
Esta Tesis se centra en las técnicas de procesado de señal para detección NC junto con
m-MIMO, proponiendo nuevos esquemas de constelación y algoritmos de detección NC,
donde la información sea transmitida en la diferencia de fase de la señal.
Primero, diseñamos nuevas constelaciones para un sistema multi usuario NC en m-
MIMO en enlace ascendente (uplink) en canales con desvanecimiento tipo Rayleigh. Estos
diseños nos permiten separar las señales de los usuarios en el receptor gracias a la correspondencia
unívoca entre la constelación de cada usuario individual y la constelación
conjunta recibida en la estación base. Hemos considerado dos enfoques para el diseño en
términos de probabilidad de error: cada usuario consigue un rendimiento distinto, mientras
que por otro lado, todos los usuarios son capaces de recibir las mismas prestaciones
de probabilidad de error. Analizamos el número de antenas necesario para estos diseños y
comparamos con el número requerido por otros diseños propuestos en la literatura. Nuestro
diseño basado en DPSK requiere un número menor de antenas comparado con los
sistemas basados en detección de energía. También comparamos con su homólogo coherente, resultando que NC-m-MIMO basado en DPSK es capaz de superar a los sistemas
coherentes con los diseños adecuados.
En segundo lugar, para reducir el número de antenas requerido para un rendimiento
dado, proponemos incluir un esquema de codificación de canal. Hemos optado por un
esquema de modulación codificado por bit entrelazado y decodificación iterativa (BICMID).
Hemos empleado la herramienta EXIT chart para el diseño de la codificación de canal,
proponiendo un nuevo enfoque para calcular las curvas EXIT de forma NC y basadas en
el número de antenas. Los resultados muestran que el número de usuarios servidos por
la estación base puede ser incrementado reduciendo un 70% el número de antenas con
respecto al caso sin codificación de canal. En particular, para un array de 100 antenas
y un diseño que ofrezca iguales prestaciones a todos los usuarios, con un código de tasa
1=2, podemos conseguir la mínima probabilidad de error.
En tercer lugar, consideramos escenarios donde el canal tenga una componente predominante
de visión directa (LOS) con la estación base modelada mediante un desvanecimiento
tipo Rician. Por ejemplo, sistemas inalámbricos de backhaul, entornos rurales
o sub urbanos, comunicaciones entre dispositivos (D2D), también cuando nos movemos
hacia frecuencias superiores como son en la banda de milimétricas o más recientemente,
la banda de terahercios para buscar mayores anchos de banda. Todos estos escenarios
están contemplados en el futuro 5G. Los diseños presentados para canales Rayleigh ya no
son válidos debido a la componente LOS del canal, por ello presentamos un nuevo diseño de constelación que resuelve el problema de la componente LOS, así como una guía para
diseñar nuevas constelaciones. También proponemos un algoritmo asociado al diseñno de
la constelación para poder separar a los usuarios en recepción. Además, para contemplar
un escenario más realista donde podamos encontrar tanto desvanecimiento Rayleigh como
Rice, proponemos agrupar usuarios de ambos grupos, analizando su rendimiento y relación
señal a interferencia en la combinación. El adecuado agrupamiento permite unificar el
diseño de la constelación para ambos desvanecimientos y por tanto reducir la complejidad
en el receptor. También, el número de usuarios multiplicados en la constelación podría
ser incrementado, gracias a la mejora en el rendimiento.
El cuarto módulo de esta tesis es dedicado a analizar el rendimiento de los diseños
propuestos en presencia de canales reales, donde disponemos de variabilidad temporal y en
frecuencia. Proponemos usar una métrica que modela las características de la variabilidad
temporal y, usando de nuevo la herramienta EXIT, analizamos los sistemas decodificados
iterativamente considerando ahora los parámetros prácticos del canal. Este análisis nos
permite obtener una estimación de la degradación que sufre el rendimiento del sistema
impuesto por canales reales. Los resultados muestran que los sistemas NC-m-MIMO basados
en DPSK son muy robustos a la variabilidad temporal por lo que son recomendables
para los nuevos escenarios propuestos por el 5G, donde el canal cambia rápidamente.
Otra consideración para introducir los sistemas NC con m-MIMO es la problemática
de necesitar muchas cadenas de radio frecuencia que llevarían a tamaños de dispositivos
enormes. Para reducir este número se propone la modulación espacial. En esta Tesis,
estudiamos su uso con los sistemas NC, proponiendo una solución de modulación espacial
diferencial para esquemas con múltiples usuarios combinado con NC-m-MIMO.
Finalmente, estudiamos la viabilidad de multiplexar usuarios en la constelación frente
a usar técnicas clásicas de multiplexación como TDMA. Para caracterizar completamente
el rendimiento del sistema, analizamos la tasa de error de bloque (BLER) y el throughput
de un sistema NC-m-MIMO. Los resultados muestran una ventaja significativa en cuanto
al número de antennas para multiplexar usuarios en la constelación frente al requerido
por TDMA. No obstante, en algunos casos, la demodulación de múltiples usuarios en
la constelación podría requerir un número de antennas excesivamente grande comparado
con la multiplexación en el tiempo. Por ello, es necesario gestionar adecuadamente un
balance entre el throughput y el número de antenas para alcanzar un punto operacional
óptimo, como se muestra en esta Tesis.Programa Oficial de Doctorado en Multimedia y Comunicaciones por la Universidad Carlos III de Madrid y la Universidad Rey Juan CarlosPresidente: Ana Isabel Pérez Neira.- Secretario: Máximo Morales Céspedes.- Vocal: María del Carmen Aguayo Torre
MIMO designs for filter bank multicarrier and multiantenna systems based on OQAM
From the perspective of increasingly data rate requirements in mobile communications, it is deemed necessary to do further research so that the future goals can be reached. To that end, the radio-based communications are resorting to multicarrier modulations and spatial diversity. Until today, the orthogonal frequency division multiplexing (OFDM) modulation is regarded as the dominant technology. On one hand, the OFDM modulation is able to accommodate multiantenna configurations in a very straightforward manner. On the other hand, the poor stopband attenuation exhibited by the OFDM modulation, highlights that a definitely tight synchronization is required. In addition, the cyclic prefix (CP) has to be sufficiently long to avoid inter-block interference, which may substantially reduce the spectral efficiency.
In order to overcome the OFDM drawbacks, the filter bank multicarrier modulation based on OQAM (FBMC/OQAM) is introduced. This modulation does not need any CP and benefits from pulse shaping techniques. This aspect becomes crucial in cognitive radio networks and communication systems where nodes are unlikely to be synchronized. In principle, the poor frequency confinement exhibited by OFDM should tip the balance towards FBMC/OQAM. However, the perfect reconstruction property of FBMC/OQAM systems does not hold in presence of multipath fading. This means that the FBMC/OQAM modulation is affected by inter-symbol and inter-carrier interference, unless the channel is equalized to some extent. This observation highlights that the FBMC/OQAM extension to MIMO architectures becomes a big challenge due to the need to cope with both modulation- and multiantenna-induced interference.
The goal of this thesis is to study how the FBMC/OQAM modulation scheme can benefit from the degrees of freedom provided by the spatial dimension. In this regard, the first attempt to put the research on track is based on designing signal processing techniques at reception. In this case the emphasis is on single-input-multiple-output (SIMO) architectures. Next, the possibility of pre-equalizing the channel at transmission is investigated. It is considered that multiple antennas are placed at the transmit side giving rise to a multiple-input-single-output (MISO) configuration. In this scenario, the research is not only focused on counteracting the channel but also on distributing the power among subcarriers. Finally, the joint transmitter and receiver design in multiple-input-multiple-output (MIMO) communication systems is covered.
From the theory developed in this thesis, it is possible to conclude that the techniques originally devised in the OFDM context can be easily adapted to FBMC/OQAM systems if the channel frequency response is flat within the subchannels. However, metrics such as the peak to average power ratio or the sensitivity to the carrier frequency offset constraint the number of subcarriers, so that the frequency selectivity may be appreciable at the subcarrier level. Then, the flat fading assumption is not satisfied and the specificities of FBMC/OQAM systems have to be considered. In this situation, the proposed techniques allow FBMC/OQAM to remain competitive with OFDM. In addition, for some multiantenna configurations and propagation conditions FBMC/OQAM turns out to be the best choice. The simulation-based results together with the theoretical analysis conducted in this thesis contribute to make progress towards the application of FBMC/OQAM to MIMO channels. The signal processing techniques that are described in this dissertation allow designers to exploit the potentials of FBMC/OQAM and MIMO to improve the link reliability as well as the spectral efficiency