Spectrally and Energy Efficient Wireless Communications: Signal and System Design, Mathematical Modelling and Optimisation

This thesis explores engineering studies and designs aiming to meeting the requirements of enhancing capacity and energy efficiency for next generation communication networks. Challenges of spectrum scarcity and energy constraints are addressed and new technologies are proposed, analytically investigated and examined. The thesis commences by reviewing studies on spectrally and energy-efficient techniques, with a special focus on non-orthogonal multicarrier modulation, particularly spectrally efficient frequency division multiplexing (SEFDM). Rigorous theoretical and mathematical modelling studies of SEFDM are presented. Moreover, to address the potential application of SEFDM under the 5th generation new radio (5G NR) heterogeneous numerologies, simulation-based studies of SEFDM coexisting with orthogonal frequency division multiplexing (OFDM) are conducted. New signal formats and corresponding transceiver structure are designed, using a Hilbert transform filter pair for shaping pulses. Detailed modelling and numerical investigations show that the proposed signal doubles spectral efficiency without performance degradation, with studies of two signal formats; uncoded narrow-band internet of things (NB-IoT) signals and unframed turbo coded multi-carrier signals. The thesis also considers using constellation shaping techniques and SEFDM for capacity enhancement in 5G system. Probabilistic shaping for SEFDM is proposed and modelled to show both transmission energy reduction and bandwidth saving with advantageous flexibility for data rate adaptation. Expanding on constellation shaping to improve performance further, a comparative study of multidimensional modulation techniques is carried out. A four-dimensional signal, with better noise immunity is investigated, for which metaheuristic optimisation algorithms are studied, developed, and conducted to optimise bit-to-symbol mapping. Finally, a specially designed machine learning technique for signal and system design in physical layer communications is proposed, utilising the application of autoencoder-based end-to-end learning. Multidimensional signal modulation with multidimensional constellation shaping is proposed and optimised by using machine learning techniques, demonstrating significant improvement in spectral and energy efficiencies

Channel Detection and Decoding With Deep Learning

In this thesis, we investigate the designs of pragmatic data detectors and channel decoders with the assistance of deep learning. We focus on three emerging and fundamental research problems, including the designs of message passing algorithms for data detection in faster-than-Nyquist (FTN) signalling, soft-decision decoding algorithms for high-density parity-check codes and user identification for massive machine-type communications (mMTC). These wireless communication research problems are addressed by the employment of deep learning and an outline of the main contributions are given below. In the first part, we study a deep learning-assisted sum-product detection algorithm for FTN signalling. The proposed data detection algorithm works on a modified factor graph which concatenates a neural network function node to the variable nodes of the conventional FTN factor graph to compensate any detrimental effects that degrade the detection performance. By investigating the maximum-likelihood bit-error rate performance of a finite length coded FTN system, we show that the error performance of the proposed algorithm approaches the maximum a posterior performance, which might not be approachable by employing the sum-product algorithm on conventional FTN factor graph. After investigating the deep learning-assisted message passing algorithm for data detection, we move to the design of an efficient channel decoder. Specifically, we propose a node-classified redundant decoding algorithm based on the received sequence’s channel reliability for Bose-Chaudhuri-Hocquenghem (BCH) codes. Two preprocessing steps are proposed prior to decoding, to mitigate the unreliable information propagation and to improve the decoding performance. On top of the preprocessing, we propose a list decoding algorithm to augment the decoder’s performance. Moreover, we show that the node-classified redundant decoding algorithm can be transformed into a neural network framework, where multiplicative tuneable weights are attached to the decoding messages to optimise the decoding performance. We show that the node-classified redundant decoding algorithm provides a performance gain compared to the random redundant decoding algorithm. Additional decoding performance gain can be obtained by both the list decoding method and the neural network “learned” node-classified redundant decoding algorithm. Finally, we consider one of the practical services provided by the fifth-generation (5G) wireless communication networks, mMTC. Two separate system models for mMTC are studied. The first model assumes that low-resolution digital-to-analog converters are equipped by the devices in mMTC. The second model assumes that the devices' activities are correlated. In the first system model, two rounds of signal recoveries are performed. A neural network is employed to identify a suspicious device which is most likely to be falsely alarmed during the first round of signal recovery. The suspicious device is enforced to be inactive in the second round of signal recovery. The proposed scheme can effectively combat the interference caused by the suspicious device and thus improve the user identification performance. In the second system model, two deep learning-assisted algorithms are proposed to exploit the user activity correlation to facilitate channel estimation and user identification. We propose a deep learning modified orthogonal approximate message passing algorithm to exploit the correlation structure among devices. In addition, we propose a neural network framework that is dedicated for the user identification. More specifically, the neural network aims to minimise the missed detection probability under a pre-determined false alarm probability. The proposed algorithms substantially reduce the mean squared error between the estimate and unknown sequence, and largely improve the trade-off between the missed detection probability and the false alarm probability compared to the conventional orthogonal approximate message passing algorithm. All the aforementioned three parts of research works demonstrate that deep learning is a powerful technology in the physical layer designs of wireless communications

Advanced receivers for distributed cooperation in mobile ad hoc networks

Mobile ad hoc networks (MANETs) are rapidly deployable wireless communications systems, operating with minimal coordination in order to avoid spectral efficiency losses caused by overhead. Cooperative transmission schemes are attractive for MANETs, but the distributed nature of such protocols comes with an increased level of interference, whose impact is further amplified by the need to push the limits of energy and spectral efficiency. Hence, the impact of interference has to be mitigated through with the use PHY layer signal processing algorithms with reasonable computational complexity. Recent advances in iterative digital receiver design techniques exploit approximate Bayesian inference and derivative message passing techniques to improve the capabilities of well-established turbo detectors. In particular, expectation propagation (EP) is a flexible technique which offers attractive complexity-performance trade-offs in situations where conventional belief propagation is limited by computational complexity. Moreover, thanks to emerging techniques in deep learning, such iterative structures are cast into deep detection networks, where learning the algorithmic hyper-parameters further improves receiver performance. In this thesis, EP-based finite-impulse response decision feedback equalizers are designed, and they achieve significant improvements, especially in high spectral efficiency applications, over more conventional turbo-equalization techniques, while having the advantage of being asymptotically predictable. A framework for designing frequency-domain EP-based receivers is proposed, in order to obtain detection architectures with low computational complexity. This framework is theoretically and numerically analysed with a focus on channel equalization, and then it is also extended to handle detection for time-varying channels and multiple-antenna systems. The design of multiple-user detectors and the impact of channel estimation are also explored to understand the capabilities and limits of this framework. Finally, a finite-length performance prediction method is presented for carrying out link abstraction for the EP-based frequency domain equalizer. The impact of accurate physical layer modelling is evaluated in the context of cooperative broadcasting in tactical MANETs, thanks to a flexible MAC-level simulato