Index modulation for next generation wireless communications.

Doctoral Degree. University of KwaZulu-Natal, Durban.A multicarrier index modulation technique in the form of quadrature spatial modulation (QSM) orthogonal frequency division multiplexing (QSM-OFDM) is proposed, in which transmit antenna indices are employed to transmit additional bits. Monte Carlo simulation results demonstrates a 5 dB gain in signal-to-noise ratio (SNR) over other OFDM schemes. Furthermore, an analysis of the receiver computational complexity is presented. A low-complexity near-ML detector for space-time block coded (STBC) spatial modulation (STBC-SM) with cyclic structure (STBC-CSM), which demonstrate near-ML error performance and yields significant reduction in computational complexity is proposed. In addition, the union-bound theoretical framework to quantify the average bit-error probability (ABEP) of STBC-CSM is formulated and validates the Monte Carlo simulation results. The application of media-based modulation (MBM), to STBC-SM and STBC-CSM employing radio frequency (RF) mirrors, in the form of MBSTBC-SM and MBSTBC-CSM is proposed to improve the error performance. Numerical results of the proposed schemes demonstrate significant improvement in error performance when compared with STBC-CSM and STBC-SM. In addition, the analytical framework of the union-bound on the ABEP of MBSTBC-SM and MBSTBC-CSM for the ML detector is formulated and agrees well with Monte Carlo simulations. Furthermore, a low-complexity near-ML detector for MBSTBC-SM and MBSTBC-CSM is proposed, and achieves a near-ML error performance. Monte Carlo simulation results demonstrate a trade-off between the error performance and the resolution of the detector that is employed. Finally, the application of MBM, an index modulated system to spatial modulation, in the form of spatial MBM (SMBM) is investigated. SMBM employs RF mirrors located around the transmit antenna units to create distinct channel paths to the receiver. This thesis presents an easy to evaluate theoretical bound for the error performance of SMBM, which is validated by Monte Carlo simulation results. Lastly, two low-complexity suboptimal mirror activation pattern (MAP) optimization techniques are proposed, which improve the error performance of SMBM significantly

A Survey of Downlink Non-orthogonal Multiple Access for 5G Wireless Communication Networks

Accepted by ZTE CommunicationsAccepted by ZTE CommunicationsAccepted by ZTE CommunicationsAccepted by ZTE CommunicationsAccepted by ZTE CommunicationsNon-orthogonal multiple access (NOMA) has been recognized as a promising multiple access technique for the next generation cellular communication networks. In this paper, we first discuss a simple NOMA model with two users served by a single-carrier simultaneously to illustrate its basic principles. Then, a more general model with multicarrier serving an arbitrary number of users on each subcarrier is also discussed. An overview of existing works on performance analysis, resource allocation, and multiple-input multiple-output NOMA are summarized and discussed. Furthermore, we discuss the key features of NOMA and its potential research challenges

MIMO signal processing in offset-QAM based filter bank multicarrier systems

Next-generation communication systems have to comply with very strict requirements for increased flexibility in heterogeneous environments, high spectral efficiency, and agility of carrier aggregation. This fact motivates research in advanced multicarrier modulation (MCM) schemes, such as filter bank-based multicarrier (FBMC) modulation. This paper focuses on the offset quadrature amplitude modulation (OQAM)-based FBMC variant, known as FBMC/OQAM, which presents outstanding spectral efficiency and confinement in a number of channels and applications. Its special nature, however, generates a number of new signal processing challenges that are not present in other MCM schemes, notably, in orthogonal-frequency-division multiplexing (OFDM). In multiple-input multiple-output (MIMO) architectures, which are expected to play a primary role in future communication systems, these challenges are intensified, creating new interesting research problems and calling for new ideas and methods that are adapted to the particularities of the MIMO-FBMC/OQAM system. The goal of this paper is to focus on these signal processing problems and provide a concise yet comprehensive overview of the recent advances in this area. Open problems and associated directions for future research are also discussed.Peer ReviewedPostprint (author's final draft

Recent Advances in Wireless Communications and Networks

This book focuses on the current hottest issues from the lowest layers to the upper layers of wireless communication networks and provides "real-time" research progress on these issues. The authors have made every effort to systematically organize the information on these topics to make it easily accessible to readers of any level. This book also maintains the balance between current research results and their theoretical support. In this book, a variety of novel techniques in wireless communications and networks are investigated. The authors attempt to present these topics in detail. Insightful and reader-friendly descriptions are presented to nourish readers of any level, from practicing and knowledgeable communication engineers to beginning or professional researchers. All interested readers can easily find noteworthy materials in much greater detail than in previous publications and in the references cited in these chapters

Exploiting diversity in wireless channels with bit-interleaved coded modulation and iterative decoding (BICM-ID)

This dissertation studies a state-of-the-art bandwidth-efficient coded modulation technique, known as bit interleaved coded modulation with iterative decoding (BICM-ID), together with various diversity techniques to dramatically improve the performance of digital communication systems over wireless channels. For BICM-ID over a single-antenna frequency non-selective fading channel, the problem of mapping over multiple symbols, i.e., multi-dimensional (multi-D) mapping, with 8-PSK constellation is investigated. An explicit algorithm to construct a good multi-D mapping of 8-PSK to improve the asymptotic performance of BICM-ID systems is introduced. By comparing the performance of the proposed mapping with an unachievable lower bound, it is conjectured that the proposed mapping is the global optimal mapping. The superiority of the proposed mapping over the best conventional (1-dimensional complex) mapping and the multi-D mapping found previously by computer search is thoroughly demonstrated. In addition to the mapping issue in single-antenna BICM-ID systems, the use of signal space diversity (SSD), also known as linear constellation precoding (LCP), is considered in BICM-ID over frequency non-selective fading channels. The performance analysis of BICM-ID and complex N-dimensional signal space diversity is carried out to study its performance limitation, the choice of the rotation matrix and the design of a low-complexity receiver. Based on the design criterion obtained from a tight error bound, the optimality of the rotation matrix is established. It is shown that using the class of optimal rotation matrices, the performance of BICM-ID systems over a frequency non-selective Rayleigh fading channel approaches that of the BICM-ID systems over an additive white Gaussian noise (AWGN) channel when the dimension of the signal constellation increases. Furthermore, by exploiting the sigma mapping for any M-ary quadrature amplitude modulation (QAM) constellation, a very simple sub-optimal, yet effective iterative receiver structure suitable for signal constellations with large dimensions is proposed. Simulation results in various cases and conditions indicate that the proposed receiver can achieve the analytical performance bounds with low complexity. The application of BICM-ID with SSD is then extended to the case of cascaded Rayleigh fading, which is more suitable to model mobile-to-mobile communication channels. By deriving the error bound on the asymptotic performance, it is first illustrated that for a small modulation constellation, a cascaded Rayleigh fading causes a much more severe performance degradation than a conventional Rayleigh fading. However, BICM-ID employing SSD with a sufficiently large constellation can close the performance gap between the Rayleigh and cascaded Rayleigh fading channels, and their performance can closely approach that over an AWGN channel. In the next step, the use of SSD in BICM-ID over frequency selective Rayleigh fading channels employing a multi-carrier modulation technique known as orthogonal frequency division multiplexing (OFDM) is studied. Under the assumption of correlated fading over subcarriers, a tight bound on the asymptotic error performance for the general case of applying SSD over all N subcarriers is derived and used to establish the best achievable asymptotic performance by SSD. It is then shown that precoding over subgroups of at least L subcarriers per group, where L is the number of channel taps, is sufficient to obtain this best asymptotic error performance, while significantly reducing the receiver complexity. The optimal joint subcarrier grouping and rotation matrix design is subsequently determined by solving the Vandermonde linear system. Illustrative examples show a good agreement between various analytical and simulation results. Further, by combining the ideas of multi-D mapping and subcarrier grouping, a novel power and bandwidth-efficient bit-interleaved coded modulation with OFDM and iterative decoding (BI-COFDM-ID) in which multi-D mapping is performed over a group of subcarriers for broadband transmission in a frequency selective fading environment is proposed. A tight bound on the asymptotic error performance is developed, which shows that subcarrier mapping and grouping have independent impacts on the overall error performance, and hence they can be independently optimized. Specifically, it is demonstrated that the optimal subcarrier mapping is similar to the optimal multi-D mapping for BICM-ID in frequency non-selective Rayleigh fading environment, whereas the optimal subcarrier grouping is the same with that of OFDM with SSD. Furthermore, analytical and simulation results show that the proposed system with the combined optimal subcarrier mapping and grouping can achieve the full channel diversity without using SSD and provide significant coding gains as compared to the previously studied BI-COFDM-ID with the same power, bandwidth and receiver complexity. Finally, the investigation is extended to the application of BICM-ID over a multiple-input multiple-output (MIMO) system equipped with multiple antennas at both the transmitter and the receiver to exploit both time and spatial diversities, where neither the transmitter nor the receiver knows the channel fading coefficients. The concentration is on the class of unitary constellation, due to its advantages in terms of both information-theoretic capacity and error probability. The tight error bound with respect to the asymptotic performance is also derived for any given unitary constellation and mapping rule. Design criteria regarding the choice of unitary constellation and mapping are then established. Furthermore, by using the unitary constellation obtained from orthogonal design with quadrature phase-shift keying (QPSK or 4-PSK) and 8-PSK, two different mapping rules are proposed. The first mapping rule gives the most suitable mapping for systems that do not implement iterative processing, which is similar to a Gray mapping in coherent channels. The second mapping rule yields the best mapping for systems with iterative decoding. Analytical and simulation results show that with the proposed mappings of the unitary constellations obtained from orthogonal designs, the asymptotic error performance of the iterative systems can closely approach a lower bound which is applicable to any unitary constellation and mapping