Joint precoding and antenna selection in massive mimo systems

This thesis presents an overview of massive multiple-input multiple-output (MIMO) systems and proposes new algorithms to jointly precode and select the antennas. Massive MIMO is a new technology, which is candidate for comprising the fifth-generation (5G) of mobile cellular systems. This technology employs a huge amount of antennas at the base station and can reach high data rates under favorable, or asymptotically favorable, propagation conditions, while using simple linear processing. However, massive MIMO systems have some drawbacks, such as the high cost related to the base stations. A way to deal with this issue is to employ antenna selection algorithms at the base stations. These algorithms reduce the number of active antennas, decreasing the deployment and maintenance costs related to the base stations. Moreover, this thesis also describes a class of nonlinear precoders that are rarely addressed in the literature; these techniques are able to generate precoded sparse signals in order to achieve joint precoding and antenna selection. This thesis proposes two precoders belonging to this class, where the number of selected antennas is controlled by a design parameter. Simulation results show that the proposed precoders reach a lower bit-error rate than the classical antenna selection algorithms. Furthermore, simulation results show that the proposed precoders present a linear relation between the aforementioned design parameter that controls the signals’ sparsity and the number of selected antennas. Such relation is invariant to the number of base station’s antennas and the number of terminals served by this base station.Esta dissertação apresenta uma visão geral sobre MIMO (do termo em inglês, multiple-input multiple-output) massivo e propõe novos algoritmos que permitem a pré-codificacão de sinais e a seleção de antenas de forma simultânea. MIMO massivo é uma nova tecnologia candidata para compor a quinta geração (5G) dos sistemas celulares. Essa tecnologia utiliza uma quantidade muito grande de antenas na estação-base e, sob condições de propagação favorável ou assintoticamente favorável, pode alcançar taxas de transmissão elevadas, ainda que utilizando um simples processamento linear. Entretanto, os sistemas MIMO massivo apresentam algumas desvantagens, como por exemplo, o alto custo de implementação das estações-bases. Uma maneira de lidar com esse problema é utilizar algoritmos de seleção de antenas na estação-base. Com esses algoritmos é possível reduzir o número de antenas ativas e consequentemente reduzir o custo nas estações-bases. Essa dissertação também apresenta uma classe pouco estudada de pré-codificadores não-lineares que buscam sinais pré-codificados esparsos para realizar a seleção de antenas conjuntamente com a pré-codificação. Além disso, este trabalho propõem dois novos pré-codificadores pertencentes a essa classe, para os quais o número de antenas selecionadas é controlado por um parâmetro de projeto. Resultados de simulações mostram que os pré-codificadores propostos conseguem uma BER (do termo em inglês, bit-error rate) menor que os algoritmos clássicos usados para selecionar antenas. Além disso, resultados de simulações mostram que os pré-codificadores propostos apresentam uma relação linear com o parâmetro de projeto que controla a quantidade de antenas selecionadas; tal relação independe do número de antenas na estação-base e do número de terminais servidos por essa estação

Deep Learning Designs for Physical Layer Communications

Wireless communication systems and their underlying technologies have undergone unprecedented advances over the last two decades to assuage the ever-increasing demands for various applications and emerging technologies. However, the traditional signal processing schemes and algorithms for wireless communications cannot handle the upsurging complexity associated with fifth-generation (5G) and beyond communication systems due to network expansion, new emerging technologies, high data rate, and the ever-increasing demands for low latency. This thesis extends the traditional downlink transmission schemes to deep learning-based precoding and detection techniques that are hardware-efficient and of lower complexity than the current state-of-the-art. The thesis focuses on: precoding/beamforming in massive multiple-inputs-multiple-outputs (MIMO), signal detection and lightweight neural network (NN) architectures for precoder and decoder designs. We introduce a learning-based precoder design via constructive interference (CI) that performs the precoding on a symbol-by-symbol basis. Instead of conventionally training a NN without considering the specifics of the optimisation objective, we unfold a power minimisation symbol level precoding (SLP) formulation based on the interior-point-method (IPM) proximal ‘log’ barrier function. Furthermore, we propose a concept of NN compression, where the weights are quantised to lower numerical precision formats based on binary and ternary quantisations. We further introduce a stochastic quantisation technique, where parts of the NN weight matrix are quantised while the remaining is not. Finally, we propose a systematic complexity scaling of deep neural network (DNN) based MIMO detectors. The model uses a fraction of the DNN inputs by scaling their values through weights that follow monotonically non-increasing functions. Furthermore, we investigate performance complexity tradeoffs via regularisation constraints on the layer weights such that, at inference, parts of network layers can be removed with minimal impact on the detection accuracy. Simulation results show that our proposed learning-based techniques offer better complexity-vs-BER (bit-error-rate) and complexity-vs-transmit power performances compared to the state-of-the-art MIMO detection and precoding techniques

Joint Beamforming and Power Control in Coordinated Multicell: Max-Min Duality, Effective Network and Large System Transition

This paper studies joint beamforming and power control in a coordinated multicell downlink system that serves multiple users per cell to maximize the minimum weighted signal-to-interference-plus-noise ratio. The optimal solution and distributed algorithm with geometrically fast convergence rate are derived by employing the nonlinear Perron-Frobenius theory and the multicell network duality. The iterative algorithm, though operating in a distributed manner, still requires instantaneous power update within the coordinated cluster through the backhaul. The backhaul information exchange and message passing may become prohibitive with increasing number of transmit antennas and increasing number of users. In order to derive asymptotically optimal solution, random matrix theory is leveraged to design a distributed algorithm that only requires statistical information. The advantage of our approach is that there is no instantaneous power update through backhaul. Moreover, by using nonlinear Perron-Frobenius theory and random matrix theory, an effective primal network and an effective dual network are proposed to characterize and interpret the asymptotic solution.Comment: Some typos in the version publised in the IEEE Transactions on Wireless Communications are correcte

Interference Exploitation via Symbol-Level Precoding: Overview, State-of-the-Art and Future Directions

Interference is traditionally viewed as a performance limiting factor in wireless communication systems, which is to be minimized or mitigated. Nevertheless, a recent line of work has shown that by manipulating the interfering signals such that they add up constructively at the receiver side, known interference can be made beneficial and further improve the system performance in a variety of wireless scenarios, achieved by symbol-level precoding (SLP). This paper aims to provide a tutorial on interference exploitation techniques from the perspective of precoding design in a multi-antenna wireless communication system, by beginning with the classification of constructive interference (CI) and destructive interference (DI). The definition for CI is presented and the corresponding mathematical characterization is formulated for popular modulation types, based on which optimization-based precoding techniques are discussed. In addition, the extension of CI precoding to other application scenarios as well as for hardware efficiency is also described. Proof-of-concept testbeds are demonstrated for the potential practical implementation of CI precoding, and finally a list of open problems and practical challenges are presented to inspire and motivate further research directions in this area

Massive hybrid antenna array for millimeter-wave cellular communications

© 2002-2012 IEEE. A massive hybrid array consists of multiple analog subarrays, with each subarray having its digital processing chain. It offers the potential advantage of balancing cost and performance for massive arrays and therefore serves as an attractive solution for future millimeter-wave (mm- Wave) cellular communications. On one hand, using beamforming analog subarrays such as phased arrays, the hybrid configuration can effectively collect or distribute signal energy in sparse mm-Wave channels. On the other hand, multiple digital chains in the configuration provide multiplexing capability and more beamforming flexibility to the system. In this article, we discuss several important issues and the state-of-the-art development for mm-Wave hybrid arrays, such as channel modeling, capacity characterization, applications of various smart antenna techniques for single-user and multiuser communications, and practical hardware design. We investigate how the hybrid array architecture and special mm-Wave channel property can be exploited to design suboptimal but practical massive antenna array schemes. We also compare two main types of hybrid arrays, interleaved and localized arrays, and recommend that the localized array is a better option in terms of overall performance and hardware feasibility