182 research outputs found

    Diversity Management in MIMO-OFDM Systems

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    Advanced Channel Estimation Techniques for Multiple-Input Multiple-Output Multi-Carrier Systems in Doubly-Dispersive Channels

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    Flexible numerology of the physical layer has been introduced in the latest release of 5G new radio (NR) and the baseline waveform generation is chosen to be cyclic-prefix based orthogonal frequency division multiplexing (CP-OFDM). Thanks to the narrow subcarrier spacing and low complexity one tap equalization (EQ) of OFDM, it suits well to time-dispersive channels. For the upcoming 5G and beyond use-case scenarios, it is foreseen that the users might experience high mobility conditions. While the frame structure of the 5G NR is designed for long coherence times, the synchronization and channel estimation (CE) procedures are not fully and reliably covered for diverse applications. The research on alternative multi-carrier waveforms has brought up valuable results in terms of spectral efficiency, applications coexistence and flexibility. Nevertheless, the receiver design becomes more challenging for multiple-input multiple-output (MIMO) non-orthogonal multi-carriers because the receiver must deal with multiple dimensions of interference. This thesis aims to deliver accurate pilot-aided estimations of the wireless channel for coherent detection. Considering a MIMO non-orthogonal multi-carrier, e.g. generalized frequency division multiplexing (GFDM), we initially derive the classical and Bayesian estimators for rich multi-path fading channels, where we theoretically assess the choice of pilot design. Moreover, the well time- and frequency-localization of the pilots in non-orthogonal multi-carriers allows to reuse their energy from cyclic-prefix (CP). Taking advantage of this feature, we derive an iterative approach for joint CE and EQ of MIMO systems. Furthermore, exploiting the block-circularity of GFDM, we comprehensively analyze the complexity aspects, and propose a solution for low complexity implementation. Assuming very high mobility use-cases where the channel varies within the symbol duration, further considerations, particularly the channel coherence time must be taken into account. A promising candidate that is fully independent of the multi-carrier choice is unique word (UW) transmission, where the CP of random nature is replaced by a deterministic sequence. This feature, allows per-block synchronization and channel estimation for robust transmission over extremely doubly-dispersive channels. In this thesis, we propose a novel approach to extend the UW-based physical layer design to MIMO systems and we provide an in-depth study of their out-of-band emission, synchronization, CE and EQ procedures. Via theoretical derivations and simulation results, and comparisons with respect to the state-of-the-art CP-OFDM systems, we show that the proposed UW-based frame design facilitates robust transmission over extremely doubly-dispersive channels.:1 Introduction 1 1.1 Multi-Carrier Waveforms 1 1.2 MIMO Systems 3 1.3 Contributions and Thesis Structure 4 1.4 Notations 6 2 State-of-the-art and Fundamentals 9 2.1 Linear Systems and Problem Statement 9 2.2 GFDM Modulation 11 2.3 MIMO Wireless Channel 12 2.4 Classical and Bayesian Channel Estimation in MIMO OFDM Systems 15 2.5 UW-Based Transmission in SISO Systems 17 2.6 Summary 19 3 Channel Estimation for MIMO Non-Orthogonal Waveforms 21 3.1 Classical and Bayesian Channel Estimation in MIMO GFDM Systems 22 3.1.1 MIMO LS Channel Estimation 23 3.1.2 MIMO LMMSE Channel Estimation 24 3.1.3 Simulation Results 25 3.2 Basic Pilot Designs for GFDM Channel Estimation 29 3.2.1 LS/HM Channel Estimation 31 3.2.2 LMMSE Channel Estimation for GFDM 32 3.2.3 Error Characterization 33 3.2.4 Simulation Results 36 3.3 Interference-Free Pilot Insertion for MIMO GFDM Channel Estimation 39 3.3.1 Interference-Free Pilot Insertion 39 3.3.2 Pilot Observation 40 3.3.3 Complexity 41 3.3.4 Simulation Results 41 3.4 Bayesian Pilot- and CP-aided Channel Estimation in MIMO NonOrthogonal Multi-Carriers 45 3.4.1 Review on System Model 46 3.4.2 Single-Input-Single-Output Systems 47 3.4.3 Extension to MIMO 50 3.4.4 Application to GFDM 51 3.4.5 Joint Channel Estimation and Equalization via LMMSE Parallel Interference Cancellation 57 3.4.6 Complexity Analysis 61 3.4.7 Simulation Results 61 3.5 Pilot- and CP-aided Channel Estimation in Time-Varying Scenarios 67 3.5.1 Adaptive Filtering based on Wiener-Hopf Approac 68 3.5.2 Simulation Results 69 3.6 Summary 72 4 Design of UW-Based Transmission for MIMO Multi-Carriers 73 4.1 Frame Design, Efficiency and Overhead Analysis 74 4.1.1 Illustrative Scenario 74 4.1.2 CP vs. UW Efficiency Analysis 76 4.1.3 Numerical Results 77 4.2 Sequences for UW and OOB Radiation 78 4.2.1 Orthogonal Polyphase Sequences 79 4.2.2 Waveform Engineering for UW Sequences combined with GFDM 79 4.2.3 Simulation Results for OOB Emission of UW-GFDM 81 4.3 Synchronization 82 4.3.1 Transmission over a Centralized MIMO Wireless Channel 82 4.3.2 Coarse Time Acquisition 83 4.3.3 CFO Estimation and Removal 85 4.3.4 Fine Time Acquisition 86 4.3.5 Simulation Results 88 4.4 Channel Estimation 92 4.4.1 MIMO UW-based LMMSE CE 92 4.4.2 Adaptive Filtering 93 4.4.3 Circular UW Transmission 94 4.4.4 Simulation Results 95 4.5 Equalization with Imperfect Channel Knowledge 96 4.5.1 UW-Free Equalization 97 4.5.2 Simulation Results 99 4.6 Summary 102 5 Conclusions and Perspectives 103 5.1 Main Outcomes in Short 103 5.2 Open Challenges 105 A Complementary Materials 107 A.1 Linear Algebra Identities 107 A.2 Proof of lower triangular Toeplitz channel matrix being defective 108 A.3 Calculation of noise-plus-interference covariance matrix for Pilot- and CPaided CE 108 A.4 Bock diagonalization of the effective channel for GFDM 109 A.5 Detailed complexity analysis of Sec. 3.4 109 A.6 CRLB derivations for the pdf (4.24) 113 A.7 Proof that (4.45) emulates a circular CIR at the receiver 11

    Recent Advances in Wireless Communications and Networks

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    This book focuses on the current hottest issues from the lowest layers to the upper layers of wireless communication networks and provides "real-time" research progress on these issues. The authors have made every effort to systematically organize the information on these topics to make it easily accessible to readers of any level. This book also maintains the balance between current research results and their theoretical support. In this book, a variety of novel techniques in wireless communications and networks are investigated. The authors attempt to present these topics in detail. Insightful and reader-friendly descriptions are presented to nourish readers of any level, from practicing and knowledgeable communication engineers to beginning or professional researchers. All interested readers can easily find noteworthy materials in much greater detail than in previous publications and in the references cited in these chapters

    Smoothing techniques for decision-directed MIMO OFDM channel estimation

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    With the purpose of supplying the demand of faster and more reliable communication, multiple-input multiple-output (MIMO) systems in conjunction with Orthogonal Frequency Division Multiplexing (OFDM) are subject of extensive research. Successful Decoding requires an accurate channel estimate at the receiver, which is gained either by evaluation of reference symbols which requires designated resources in the transmit signal or decision-directed approaches. The latter offers a convenient way to maximize bandwidth efficiency, but it suffers from error propagation due to the dependency between the decoding of the current data symbol and the calculation of the next channel estimate. In our contribution we consider linear smoothing techniques to mitigate error propagation by the introduction of backward dependencies in the decision-based channel estimation. Designed as a post-processing step, frame repeat requests can be lowered by applying this technique if the data is insensitive to latency. The problem of high memory requirements of FIR smoothing in the context of MIMO-OFDM is addressed with an recursive approach that acquires minimal resources with virtual no performance loss. Channel estimate normalized mean square error and bit error rate (BER) performance evaluations are presented. For reference, a median filtering technique is presented that operates on the MIMO time-frequency grids of channel coefficients to reduce the peak-like outliers produced by wrong decisions due to unsuccessful decoding. Performance in terms of Bit Error Rate is compared to the proposed smoothing techniques

    Advanced signal processing concepts for multi-dimensional communication systems

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    Die weit verbreitete Nutzung von mobilem Internet und intelligenten Anwendungen hat zu einem explosionsartigen Anstieg des mobilen Datenverkehrs geführt. Mit dem Aufstieg von intelligenten Häusern, intelligenten Gebäuden und intelligenten Städten wächst diese Nachfrage ständig, da zukünftige Kommunikationssysteme die Integration mehrerer Netzwerke erfordern, die verschiedene Sektoren, Domänen und Anwendungen bedienen, wie Multimedia, virtuelle oder erweiterte Realität, Machine-to-Machine (M2M) -Kommunikation / Internet of Things (IoT), Automobilanwendungen und vieles mehr. Daher werden die Kommunikationssysteme zukünftig nicht nur eine drahtlose Verbindung über Gbps bereitstellen müssen, sondern auch andere Anforderungen erfüllen müssen, wie z. B. eine niedrige Latenzzeit und eine massive Maschinentyp-Konnektivität, während die Dienstqualität sichergestellt wird. Ohne bedeutende technologische Fortschritte zur Erhöhung der Systemkapazität wird die bestehende Telekommunikationsinfrastruktur diese mehrdimensionalen Anforderungen nicht unterstützen können. Dies stellt eine wichtige Forderung nach geeigneten Wellenformen und Signalverarbeitungslösungen mit verbesserten spektralen Eigenschaften und erhöhter Flexibilität dar. Aus der Spektrumsperspektive werden zukünftige drahtlose Netzwerke erforderlich sein, um mehrere Funkbänder auszunutzen, wie zum Beispiel niedrigere Frequenzbänder (typischerweise mit Frequenzen unter 10 GHz), mm-Wellenbänder (einige hundert GHz höchstens) und THz-Bänder. Viele alternative Technologien wie Optical Wireless Communication (OWC), dynamische Funksysteme und zellulares Radar sollten ebenfalls untersucht werden, um ihr wahres Potenzial abzuschätzen. Insbesondere bietet OWC ein großes, aber noch nicht genutztes optisches Band im sichtbaren Spektrum, das Licht als Mittel zur Informationsübertragung nutzt. Daher können zukünftige Kommunikationssysteme als zusammengesetzte Hybridnetzwerke angesehen werden, die aus einer Anzahl von verschiedenen drahtlosen Netzwerken bestehen, die auf Funk und optischem Zugang basieren. Auf der anderen Seite ist es eine große Herausforderung, fortschrittliche Signalverarbeitungslösungen für mehrere Bereiche von Kommunikationssystemen zu entwickeln. Diese Arbeit trägt zu diesem Ziel bei, indem sie Methoden für die Suche nach effizienten algebraischen Lösungen für verschiedene Anwendungen der digitalen Mehrkanal-Signalverarbeitung demonstriert. Insbesondere tragen wir zu drei verschiedenen Anwendungsgebieten bei, d.h. Wellenformen, optischen drahtlosen Systemen und mehrdimensionaler Signalverarbeitung. Gegenwärtig ist das Cyclic Prefix Orthogonal Frequency Division Multiplexing (CP-OFDM) die weit verbreitete Multitragetechnik für die meisten Kommunikationssysteme. Um jedoch die CP-OFDM-Nachteile in Bezug auf eine schlechte spektrale Eingrenzung, Robustheit in hoch asynchronen Umgebungen und Unflexibilität der Parameterwahl zu überwinden, wurden viele alternative Wellenformen vorgeschlagen. Solche Mehrfachträgerwellenformen umfassen einen Filter bank Multicarrier (FBMC), ein Generalized Frequency Division Multiplexing (GFDM), einen Universal Filter Multicarrier (UFMC) und ein Unique Word Orthogonal Orthogonal Frequency Division Multiplexing (UW-OFDM). Diese neuen Luftschnittstellenschemata verwenden verschiedene Ansätze, um einige der inhärenten Mängel bei CP-OFDM zu überwinden. Einige dieser Wellenformen wurden gut untersucht, während andere sich noch in den Kinderschuhen befinden. Insbesondere die Integration von Multiple-Input-Multiple-Output (MIMO) -Konzepten mit UW-OFDM und UFMC befindet sich noch in einem frühen Forschungsstadium. Daher schlagen wir im ersten Teil dieser Arbeit neuartige lineare und sukzessive Interferenzunterdrückungstechniken für MIMO UW-OFDM-Systeme vor. Das Design dieser Techniken zielt darauf ab, Empfänger mit einer geringen Rechenkomplexität zu erhalten. Ein weiterer Schwerpunkt ist die Anwendbarkeit von Space-Time Block Codes (STBCs) auf UW-OFDM und UFMC-Wellenformen. Zu diesem Zweck stellen wir neue Techniken zusammen mit Detektionsverfahren vor. Wir vergleichen auch die Leistung dieser Wellenformen mit unseren vorgeschlagenen Techniken mit den anderen Wellenformen des Standes der Technik, die in der Literatur vorgeschlagen wurden. Wir zeigen, dass raumzeitblockierte UW-OFDM-Systeme mit den vorgeschlagenen Methoden nicht nur andere Wellenformen signifikant übertreffen, sondern auch zu Empfängern mit geringer Rechnerkomplexität führen. Der zweite Anwendungsbereich umfasst optische Systeme im sichtbaren Band (390-700 nm), die in Plastic Optical Fibers (POFs), Multimode-Fasern oder OWC-Systemen wie der Kommunikation über Visible Light Communication (VLC) verwendet werden können. VLC kann Lösungen für eine Reihe von Anwendungen anbieten, einschließlich drahtloser lokaler, persönlicher und Körperbereichsnetzwerke (WLAN, WPAN und WBANs), Innenlokalisierung und -navigation, Fahrzeugnetze, U-Bahn- und Unterwassernetze und bietet eine Reihe von Datenraten von wenigen Mbps zu 10 Gbps. VLC nutzt voll sichtbare Light Emitting Diodes (LEDs) für den doppelten Zweck der Beleuchtung und Datenkommunikation bei sehr hohen Geschwindigkeiten. Daher verwenden solche Systeme Intensitätsmodulation und Direct Detection (IM / DD), wodurch gefordert wird, dass das Sendesignal reellwertig und positiv sein sollte. Dies impliziert auch, dass die herkömmlichen Wellenformen, die für die Radio Frequency (RF) Kommunikation ausgelegt sind, nicht direkt verwendet werden können. Zum Beispiel muss eine hermetische Symmetrie auf das CP-OFDM angewendet werden, um ein reellwertiges Signal zu erhalten (oft als Discrete Multitone Transmission (DMT) bezeichnet), das im Gegenzug die Bandbreiteneffizienz verringert. Darüber hinaus begrenzt die LED / LED-Treiberkombination die elektrische Bandbreite. Alle diese Faktoren erfordern die Verwendung spektral effizienter Übertragungsverfahren zusammen mit robusten Entzerrungsschemata, um hohe Datenraten zu erzielen. Deshalb schlagen wir im zweiten Teil der Arbeit Übertragungsverfahren vor, die für solche optischen Systeme am besten geeignet sind. Insbesondere demonstrieren wir die Leistung der PAM-Blockübertragung mit Frequenzbereichsausgleich. Wir zeigen, dass dieses Schema nicht nur leistungsstärker ist, sondern auch alle modernen Verfahren wie CP-DMT-Schemata übertrifft. Wir schlagen auch neue UW-DMT-Schemata vor, die vom UW-OFDM-Konzept abgeleitet sind. Diese Schemata zeigen auch ein sehr überlegenes Bitfehlerverhältnis (BER) -Performance gegenüber den herkömmlichen CP-DMT-Schemata. Der dritte Anwendungsbereich konzentriert sich auf mehrdimensionale Signalverarbeitungstechniken. Bei der Verwendung von MIMO, STBCs, Mehrbenutzerverarbeitung und Mehrträgerwellenformen bei der drahtlosen Kommunikation ist das empfangene Signal mehrdimensional und kann eine multilineare Struktur aufweisen. In diesem Zusammenhang können Signalverarbeitungstechniken, die auf einem Tensor-Modell basieren, gleichzeitig von mehreren Formen von Diversität profitieren, um Mehrbenutzer-Signaltrennung / -entzerrung und Kanalschätzung durchzuführen. Dieser Vorteil ist eine direkte Konsequenz der Eigenschaft der wesentlichen Eindeutigkeit, die für matrixbasierte Ansätze nicht verfügbar ist. Tensor-Zerlegung wie die Higher Order Singular Value Decomposition (HOSVD) und die Canonical Polyadic Decomposition (CPD) werden weithin zur Durchführung dieser Aufgaben empfohlen. Die Leistung dieser Techniken wird oft mit zeitraubenden Monte-Carlo-Versuchen bewertet. Im letzten Teil der Arbeit führen wir eine Störungsanalyse erster Ordnung dieser Tensor-Zerlegungsmethoden durch. Insbesondere führen wir eine analytische Performanceanalyse des Semi-algebraischen Frameworks für approximative Canonical polyadic decompositions Simultaneous matrix diagonalizations (SECSI) durch. Das SECSI-Framework ist ein effizientes Werkzeug zur Berechnung der CPD eines rauscharmen Tensor mit niedrigem Rang. Darüber hinaus werden die erhaltenen analytischen Ausdrücke in Bezug auf die Momente zweiter Ordnung des Rauschens formuliert, so dass abgesehen von einem Mittelwert von Null keine Annahmen über die Rauschstatistik erforderlich sind. Wir zeigen, dass die abgeleiteten analytischen Ergebnisse eine ausgezeichnete Übereinstimmung mit den Monte-Carlo-Simulationen zeigen.The widespread use of mobile internet and smart applications has led to an explosive growth in mobile data traffic. With the rise of smart homes, smart buildings, and smart cities, this demand is ever growing since future communication systems will require the integration of multiple networks serving diverse sectors, domains and applications, such as multimedia, virtual or augmented reality, machine-to-machine (M2M) communication / the Internet of things (IoT), automotive applications, and many more. Therefore, in the future, the communication systems will not only be required to provide Gbps wireless connectivity but also fulfil other requirements such as low latency and massive machine type connectivity while ensuring the quality of service. Without significant technological advances to increase the system capacity, the existing telecommunications infrastructure will be unable to support these multi-dimensional requirements. This poses an important demand for suitable waveforms with improved spectral characteristics and signal processing solutions with an increased flexibility. Moreover, future wireless networks will be required to exploit several frequency bands, such as lower frequency bands (typically with frequencies below 10 GHz), mm-wave bands (few hundred GHz at the most), and THz bands. Many alternative technologies such as optical wireless communication (OWC), dynamic radio systems, and cellular radar should also be investigated to assess their true potential. Especially, OWC offers large but yet unexploited optical band in the visible spectrum that uses light as a means to carry information. Therefore, future communication systems can be seen as composite hybrid networks that consist of a number of different wireless networks based on radio and optical access. On the other hand, it poses a significant challenge to come up with advanced signal processing solutions in multiple areas of communication systems. This thesis contributes to this goal by demonstrating methods for finding efficient algebraic solutions to various applications of multi-channel digital signal processing. In particular, we contribute to three different scientific fields, i.e., waveforms, optical wireless systems, and multi-dimensional signal processing. Currently, cyclic prefix orthogonal frequency division multiplexing (CP-OFDM) is the widely adopted multicarrier technique for most of the communication systems. However, to overcome the CP-OFDM demerits in terms of poor spectral containment, poor robustness in highly asynchronous environments, and inflexibility of parameter choice, and many alternative waveforms have been proposed. Such multicarrier waveforms include filter bank multicarrier (FBMC), generalized frequency division multiplexing (GFDM), universal filter multicarrier (UFMC), and unique word orthogonal frequency division multiplexing (UW-OFDM). These new air interface schemes take different approaches to overcome some of the inherent deficiencies in CP-OFDM. Some of these waveforms have been well investigated while others are still in its infancy. Specifically, the integration of multiple-input multiple-output (MIMO) concepts with UW-OFDM and UFMC is still at an early stage of research. Therefore, in the first part of this thesis, we propose novel linear and successive interference cancellation techniques for MIMO UW-OFDM systems. The design of these techniques is aimed to result in receivers with a low computational complexity. Another focus area is the applicability of space-time block codes (STBCs) to UW-OFDM and UFMC waveforms. For this purpose, we present novel techniques along with detection procedures. We also compare the performance of these waveforms with our proposed techniques to the other state-of-the-art waveforms that has been proposed in the literature. We demonstrate that space-time block coded UW-OFDM systems with the proposed methods not only outperform other waveforms significantly but also results in receivers with a low computational complexity. The second application area comprises of optical systems in the visible band (390-700 nm) that can be utilized in plastic optical fibers (POFs), multimode fibers or OWC systems such as visible light communication (VLC). VLC can provide solutions for a number of applications including wireless local, personal, and body area networks (WLAN, WPAN, and WBANs), indoor localization and navigation, vehicular networks, underground and underwater networks, offering a range of data rates from a few Mbps to 10 Gbps. VLC takes full advantage of visible light emitting diodes (LEDs) for the dual purpose of illumination and data communications at very high speeds. Because of the incoherent nature of the LED sources, such systems employ intensity modulation and direct detection (IM/DD), thus demanding that the transmit signal should be real-valued and positive. This also implies that the conventional waveforms designed for the radio frequency (RF) communication cannot be directly used. For example, a Hermitian symmetry has to be applied to the CP-OFDM spectrum to obtain a real-valued signal (often referred to as discrete multitone transmission (DMT)) that in return reduces the bandwidth efficiency. Moreover, the LED/LED driver combination limits the electrical bandwidth. All these factors require the use of spectrally efficient transmission schemes along with robust equalization schemes to achieve high data rates. Therefore, in the second part of the thesis, we propose transmission schemes that are best suited for such optical systems. Specifically, we demonstrate the performance of PAM block transmission with frequency domain equalization. We show that this scheme is not only more power efficient but also outperforms all of the state-of-the-art schemes such as CP-DMT schemes. We also propose novel UW-DMT schemes that are derived from the UW-OFDM concept. These schemes also show a much superior bit error ratio (BER) performance over the conventional CP-DMT schemes. The third application area focuses on multi-dimensional signal processing techniques. With the use of MIMO, STBCs, multi-user processing, and multicarrier waveforms in wireless communications, the received signal is multidimensional in nature and may exhibit a multilinear structure. In this context, signal processing techniques based on a tensor model can simultaneously benefit from multiple forms of diversity to perform multi-user signal separation/equalization and channel estimation. This advantage is a direct consequence of the essential uniqueness property that is not available for matrix based approaches. Tensor decompositions such as the higher order singular value decomposition (HOSVD) and the canonical polyadic decomposition (CPD) are widely recommended for performing these tasks. The performance of these techniques is often evaluated using time consuming Monte-Carlo trials. In the last part of the thesis, we perform a first-order perturbation analysis of the truncated HOSVD and the Semi-algebraic framework for approximate Canonical polyadic decompositions via Simultaneous matrix diagonalizations (SECSI). The SECSI framework is an efficient tool for the computation of the approximate CPD of a low-rank noise corrupted tensor. Especially, the SECSI framework shows a much improved performance and comparatively low-complexity as compared to the conventional algorithms such as alternative least squares (ALS). Moreover, it also facilitates the implementation on a parallel hardware architecture. The obtained analytical expressions for both algorithms are formulated in terms of the second-order moments of the noise, such that apart from a zero-mean, no assumptions on the noise statistics are required. We demonstrate that the derived analytical results exhibit an excellent match to the Monte-Carlo simulations

    Opportunistic Interference Alignment in MIMO Interference Channels

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    We present two interference alignment techniques such that an opportunistic point-to-point multiple input multiple output (MIMO) link can reuse, without generating any additional interference, the same frequency band of a similar pre-existing primary link. In this scenario, we exploit the fact that under power constraints, although each radio maximizes independently its rate by water-filling on their channel transfer matrix singular values, frequently, not all of them are used. Therefore, by aligning the interference of the opportunistic radio it is possible to transmit at a significant rate while insuring zero-interference on the pre-existing link. We propose a linear pre-coder for a perfect interference alignment and a power allocation scheme which maximizes the individual data rate of the secondary link. Our numerical results show that significant data rates are achieved even for a reduced number of antennas.Comment: To appear in proc. IEEE PIMRC 2008 - Workshop in Emerging Network Perspectives in Multiuser and Cooperative MIMO (NWMIMO). 5 pages and 4 figure
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