Design guidelines for spatial modulation

A new class of low-complexity, yet energyefficient Multiple-Input Multiple-Output (MIMO) transmission techniques, namely the family of Spatial Modulation (SM) aided MIMOs (SM-MIMO) has emerged. These systems are capable of exploiting the spatial dimensions (i.e. the antenna indices) as an additional dimension invoked for transmitting information, apart from the traditional Amplitude and Phase Modulation (APM). SM is capable of efficiently operating in diverse MIMO configurations in the context of future communication systems. It constitutes a promising transmission candidate for large-scale MIMO design and for the indoor optical wireless communication whilst relying on a single-Radio Frequency (RF) chain. Moreover, SM may also be viewed as an entirely new hybrid modulation scheme, which is still in its infancy. This paper aims for providing a general survey of the SM design framework as well as of its intrinsic limits. In particular, we focus our attention on the associated transceiver design, on spatial constellation optimization, on link adaptation techniques, on distributed/ cooperative protocol design issues, and on their meritorious variants

Quantized Multimode Precoding in Spatially Correlated Multi-Antenna Channels

Multimode precoding, where the number of independent data-streams is adapted optimally, can be used to maximize the achievable throughput in multi-antenna communication systems. Motivated by standardization efforts embraced by the industry, the focus of this work is on systematic precoder design with realistic assumptions on the spatial correlation, channel state information (CSI) at the transmitter and the receiver, and implementation complexity. For spatial correlation of the channel matrix, we assume a general channel model, based on physical principles, that has been verified by many recent measurement campaigns. We also assume a coherent receiver and knowledge of the spatial statistics at the transmitter along with the presence of an ideal, low-rate feedback link from the receiver to the transmitter. The reverse link is used for codebook-index feedback and the goal of this work is to construct precoder codebooks, adaptable in response to the statistical information, such that the achievable throughput is significantly enhanced over that of a fixed, non-adaptive, i.i.d. codebook design. We illustrate how a codebook of semiunitary precoder matrices localized around some fixed center on the Grassmann manifold can be skewed in response to the spatial correlation via low-complexity maps that can rotate and scale submanifolds on the Grassmann manifold. The skewed codebook in combination with a lowcomplexity statistical power allocation scheme is then shown to bridge the gap in performance between a perfect CSI benchmark and an i.i.d. codebook design.Comment: 30 pages, 4 figures, Preprint to be submitted to IEEE Transactions on Signal Processin

MIMO Systems

In recent years, it was realized that the MIMO communication systems seems to be inevitable in accelerated evolution of high data rates applications due to their potential to dramatically increase the spectral efficiency and simultaneously sending individual information to the corresponding users in wireless systems. This book, intends to provide highlights of the current research topics in the field of MIMO system, to offer a snapshot of the recent advances and major issues faced today by the researchers in the MIMO related areas. The book is written by specialists working in universities and research centers all over the world to cover the fundamental principles and main advanced topics on high data rates wireless communications systems over MIMO channels. Moreover, the book has the advantage of providing a collection of applications that are completely independent and self-contained; thus, the interested reader can choose any chapter and skip to another without losing continuity

Multiuser MIMO techniques with feedback

Kooperative Antennenanlagen haben vor kurzem einen heißen Forschungsthema geworden, da Sie deutlich höhere spektrale Effizienz als herkömmliche zelluläre Systeme versprechen. Der Gewinn wird durch die Eliminierung von Inter-Zelle Störungen (ICI) durch Koordinierung der-Antenne Übertragungen erworben. Vor kurzem, verteilte Organisation Methoden vorgeschlagen. Eine der größten Herausforderungen für das Dezentrale kooperative Antennensystem ist Kanalschätzung für den Downlink Kanal besonders wenn FDD verwendet wird. Alle zugehörigen Basisstationen im genossenschaftlichen Bereich müssen die vollständige Kanal Informationen zu Wissen, die entsprechenden precoding Gewicht Matrix zu berechnen. Diese Information ist von mobilen Stationen übertragen werden Stationen mit Uplink Ressourcen zu stützen. Wird als mehrere Basisstationen und mehreren mobilen Stationen in kooperativen Antennensysteme und jede Basisstation und Mobilstation beteiligt sind, können mit mehreren Antennen ausgestattet sein, die Anzahl der Kanal Parameter wieder gefüttert werden erwartet, groß zu sein. In dieser Arbeit wird ein effizientes Feedback Techniken der downlink Kanal Informationen sind für die Multi-user Multiple Input Multiple Output Fall vorgeschlagen, der insbesondere auf verteilte kooperative Antennensysteme zielt. Zuerst wird ein Unterraum-basiertes Kanalquantisierungsverfahren vorgeschlagen, das ein vorbestimmtes Codebuch verwendet. Ein iterativer Codebuchentwurfsalgorithmus wird vorgeschlagen, der zu einem lokalen optimalen Codebuch konvergiert. Darüber hinaus werden Feedback-Overhead-Reduktionsverfahren entwickelt, die die zeitliche Korrelation des Kanals ausnutzen. Es wird gezeigt, dass das vorgeschlagene adaptive Codebuchverfahren in Verbindung mit einem Datenkomprimierungsschema eine Leistung nahe an dem perfekten Kanalfall erzielt, was viel weniger Rückkopplungsoverhead im Vergleich zu anderen Techniken erfordert. Das auf dem Unterraum basierende Kanalquantisierungsverfahren wird erweitert, indem mehrere Antennen auf der Senderseite und/oder auf der Empfängerseite eingeführt werden, und die Leistung eines Vorcodierungs- (/Decodierungs-) Schemas mit regulierter Blockdiagonalisierung (RBD) wurde untersucht. Es wird ein kosteneffizientes Decodierungsmatrixquantisierungsverfahren vorgeschlagen, dass eine komplexe Berechnung an der Mobilstation vermeiden kann, während es nur eine leichte Verschlechterung zeigt. Die Arbeit wird abgeschlossen, indem die vorgeschlagenen Feedback-Methoden hinsichtlich ihrer Leistung, ihres erforderlichen Feedback-Overheads und ihrer Rechenkomplexität verglichen werden.Cooperative antenna systems have recently become a hot research topic, as they promise significantly higher spectral efficiency than conventional cellular systems. The gain is acquired by eliminating inter-cell interference (ICI) through coordination of the base antenna transmissions. Recently, distributed organization methods have been suggested. One of the main challenges of the distributed cooperative antenna system is channel estimation for the downlink channel especially when FDD is used. All of the associated base stations in the cooperative area need to know the full channel state information to calculate the corresponding precoding weight matrix. This information has to be transferred from mobile stations to base stations by using uplink resources. As several base stations and several mobile stations are involved in cooperative antenna systems and each base station and mobile station may be equipped with multiple antennas, the number of channel state parameters to be fed back is expected to be big. In this thesis, efficient feedback techniques of the downlink channel state information are proposed for the multi-user multiple-input multiple-output case, targeting distributed cooperative antenna systems in particular. First, a subspace based channel quantization method is proposed which employs a predefined codebook. An iterative codebook design algorithm is proposed which converges to a local optimum codebook. Furthermore, feedback overhead reduction methods are devised exploiting temporal correlation of the channel. It is shown that the proposed adaptive codebook method in conjunction with a data compression scheme achieves a performance close to the perfect channel case, requiring much less feedback overhead compared with other techniques. The subspace based channel quantization method is extended by introducing multiple antennas at the transmitter side and/or at the receiver side and the performance of a regularized block diagonalization (RBD) precoding(/decoding) scheme has been investigated as well as a zero-forcing (ZF) precoding scheme. A cost-efficient decoding matrix quantization method is proposed which can avoid a complex computation at the mobile station while showing only a slight degradation. The thesis is concluded by comparing the proposed feedback methods in terms of their performance, their required feedback overhead, and their computational complexity. The techniques that are developed in this thesis can be useful and applicable for 5G, which is envisioned to support the high granularity/resolution codebook and its efficient deployment schemes. Keywords: MU-MIMO, COOPA, limited feedback, CSI, CQ, feedback overhead reduction, Givens rotatio

Linear Transmit-Receive Strategies for Multi-user MIMO Wireless Communications

Die Notwendigkeit zur Unterdrueckung von Interferenzen auf der einen Seite und zur Ausnutzung der durch Mehrfachzugriffsverfahren erzielbaren Gewinne auf der anderen Seite rueckte die raeumlichen Mehrfachzugriffsverfahren (Space Division Multiple Access, SDMA) in den Fokus der Forschung. Ein Vertreter der raeumlichen Mehrfachzugriffsverfahren, die lineare Vorkodierung, fand aufgrund steigender Anzahl an Nutzern und Antennen in heutigen und zukuenftigen Mobilkommunikationssystemen besondere Beachtung, da diese Verfahren das Design von Algorithmen zur Vorcodierung vereinfachen. Aus diesem Grund leistet diese Dissertation einen Beitrag zur Entwicklung linearer Sende- und Empfangstechniken fuer MIMO-Technologie mit mehreren Nutzern. Zunaechst stellen wir ein Framework zur Approximation des Datendurchsatzes in Broadcast-MIMO-Kanaelen mit mehreren Nutzern vor. In diesem Framework nehmen wir das lineare Vorkodierverfahren regularisierte Blockdiagonalisierung (RBD) an. Durch den Vergleich von Dirty Paper Coding (DPC) und linearen Vorkodieralgorithmen (z.B. Zero Forcing (ZF) und Blockdiagonalisierung (BD)) ist es uns moeglich, untere und obere Schranken fuer den Unterschied bezueglich Datenraten und bezueglich Leistung zwischen beiden anzugeben. Im Weiteren entwickeln wir einen Algorithmus fuer koordiniertes Beamforming (Coordinated Beamforming, CBF), dessen Loesung sich in geschlossener Form angeben laesst. Dieser CBF-Algorithmus basiert auf der SeDJoCo-Transformation und loest bisher vorhandene Probleme im Bereich CBF. Im Anschluss schlagen wir einen iterativen CBF-Algorithmus namens FlexCoBF (flexible coordinated beamforming) fuer MIMO-Broadcast-Kanaele mit mehreren Nutzern vor. Im Vergleich mit bis dato existierenden iterativen CBF-Algorithmen kann als vielversprechendster Vorteil die freie Wahl der linearen Sende- und Empfangsstrategie herausgestellt werden. Das heisst, jede existierende Methode der linearen Vorkodierung kann als Sendestrategie genutzt werden, waehrend die Strategie zum Empfangsbeamforming frei aus MRC oder MMSE gewaehlt werden darf. Im Hinblick auf Szenarien, in denen Mobilfunkzellen in Clustern zusammengefasst sind, erweitern wir FlexCoBF noch weiter. Hier wurde das Konzept der koordinierten Mehrpunktverbindung (Coordinated Multipoint (CoMP) transmission) integriert. Zuletzt stellen wir drei Moeglichkeiten vor, Kanalzustandsinformationen (Channel State Information, CSI) unter verschiedenen Kanalumstaenden zu erlangen. Die Qualitaet der Kanalzustandsinformationen hat einen starken Einfluss auf die Guete des Uebertragungssystems. Die durch unsere neuen Algorithmen erzielten Verbesserungen haben wir mittels numerischer Simulationen von Summenraten und Bitfehlerraten belegt.In order to combat interference and exploit large multiplexing gains of the multi-antenna systems, a particular interest in spatial division multiple access (SDMA) techniques has emerged. Linear precoding techniques, as one of the SDMA strategies, have obtained more attention due to the fact that an increasing number of users and antennas involved into the existing and future mobile communication systems requires a simplification of the precoding design. Therefore, this thesis contributes to the design of linear transmit and receive strategies for multi-user MIMO broadcast channels in a single cell and clustered multiple cells. First, we present a throughput approximation framework for multi-user MIMO broadcast channels employing regularized block diagonalization (RBD) linear precoding. Comparing dirty paper coding (DPC) and linear precoding algorithms (e.g., zero forcing (ZF) and block diagonalization (BD)), we further quantify lower and upper bounds of the rate and power offset between them as a function of the system parameters such as the number of users and antennas. Next, we develop a novel closed-form coordinated beamforming (CBF) algorithm (i.e., SeDJoCo based closed-form CBF) to solve the existing open problem of CBF. Our new algorithm can support a MIMO system with an arbitrary number of users and transmit antennas. Moreover, the application of our new algorithm is not only for CBF, but also for blind source separation (BSS), since the same mathematical model has been used in BSS application.Then, we further propose a new iterative CBF algorithm (i.e., flexible coordinated beamforming (FlexCoBF)) for multi-user MIMO broadcast channels. Compared to the existing iterative CBF algorithms, the most promising advantage of our new algorithm is that it provides freedom in the choice of the linear transmit and receive beamforming strategies, i.e., any existing linear precoding method can be chosen as the transmit strategy and the receive beamforming strategy can be flexibly chosen from MRC or MMSE receivers. Considering clustered multiple cell scenarios, we extend the FlexCoBF algorithm further and introduce the concept of the coordinated multipoint (CoMP) transmission. Finally, we present three strategies for channel state information (CSI) acquisition regarding various channel conditions and channel estimation strategies. The CSI knowledge is required at the base station in order to implement SDMA techniques. The quality of the obtained CSI heavily affects the system performance. The performance enhancement achieved by our new strategies has been demonstrated by numerical simulation results in terms of the system sum rate and the bit error rate

Novel feedback and signalling mechanisms for interference management and efficient modulation

In order to meet the ever-growing demand for mobile data, a number of different technologies have been adopted by the fourth generation standardization bodies. These include multiple access schemes such as spatial division multiple access (SDMA), and efficient modulation techniques such as orthogonal frequency division multiplexing (OFDM)-based modulation. The specific objectives of this theses are to develop an effective feedback method for interference management in smart antenna SDMA systems and to design an efficient OFDM-based modulation technique, where an additional dimension is added to the conventional two-dimensional modulation techniques such as quadrature amplitude modulation (QAM). In SDMA time division duplex (TDD) systems, where channel reciprocity is maintained, uplink (UL) channel sounding method is considered as one of the most promising feedback methods due to its bandwidth and delay efficiency. Conventional channel sounding (CCS) only conveys the channel state information (CSI) of each active user to the base station (BS). Due to the limitation in system performance because of co-channel interference (CCI) from adjacent cells in interference-limited scenarios, CSI is only a suboptimal metric for multiuser spatial multiplexing optimization. The first major contribution of this theses is a novel interference feedback method proposed to provide the BS with implicit knowledge about the interference level received by each mobile station (MS). More specifically, it is proposed to weight the conventional channel sounding pilots by the level of the experienced interference at the user’s side. Interference-weighted channel sounding (IWCS) acts as a spectrally efficient feedback technique that provides the BS with implicit knowledge about CCI experienced by each MS, and significantly improves the downlink (DL) sum capacity for both greedy and fair scheduling policies. For the sake of completeness, a novel procedure is developed to make the IWCS pilots usable for UL optimization. It is proposed to divide the optimization metric obtained from the IWCS pilots by the interference experienced at the BS’s antennas. The resultant new metric, the channel gain divided by the multiplication of DL and UL interference, provides link-protection awareness and is used to optimize both UL and DL. Using maximum capacity scheduling criterion, the link-protection aware metric results in a gain in the median system sum capacity of 26.7% and 12.5% in DL and UL respectively compared to the case when conventional channel sounding techniques are used. Moreover, heuristic algorithm has been proposed in order to facilitate a practical optimization and to reduce the computational complexity. The second major contribution of this theses is an innovative transmission approach, referred to as subcarrier-index modulation (SIM), which is proposed to be integrated with OFDM. The key idea of SIM is to employ the subcarrier-index to convey information to the receiver. Furthermore, a closed-form analytical bit error ratio (BER) of SIM OFDM in Rayleigh channel is derived. Simulation results show BER performance gain of 4 dB over 4-QAM OFDM for both coded and uncoded data without power saving policy. Alternatively, power saving policy maintains an average gain of 1 dB while only using half OFDM symbol transmit power