An Overview of Physical Layer Security with Finite-Alphabet Signaling

Providing secure communications over the physical layer with the objective of achieving perfect secrecy without requiring a secret key has been receiving growing attention within the past decade. The vast majority of the existing studies in the area of physical layer security focus exclusively on the scenarios where the channel inputs are Gaussian distributed. However, in practice, the signals employed for transmission are drawn from discrete signal constellations such as phase shift keying and quadrature amplitude modulation. Hence, understanding the impact of the finite-alphabet input constraints and designing secure transmission schemes under this assumption is a mandatory step towards a practical implementation of physical layer security. With this motivation, this article reviews recent developments on physical layer security with finite-alphabet inputs. We explore transmit signal design algorithms for single-antenna as well as multi-antenna wiretap channels under different assumptions on the channel state information at the transmitter. Moreover, we present a review of the recent results on secure transmission with discrete signaling for various scenarios including multi-carrier transmission systems, broadcast channels with confidential messages, cognitive multiple access and relay networks. Throughout the article, we stress the important behavioral differences of discrete versus Gaussian inputs in the context of the physical layer security. We also present an overview of practical code construction over Gaussian and fading wiretap channels, and we discuss some open problems and directions for future research.Comment: Submitted to IEEE Communications Surveys & Tutorials (1st Revision

An Overview of Physical Layer Security with Finite Alphabet Signaling

Providing secure communications over the physical layer with the objective of achieving secrecy without requiring a secret key has been receiving growing attention within the past decade. The vast majority of the existing studies in the area of physical layer security focus exclusively on the scenarios where the channel inputs are Gaussian distributed. However, in practice, the signals employed for transmission are drawn from discrete signal constellations such as phase shift keying and quadrature amplitude modulation. Hence, understanding the impact of the finite-alphabet input constraints and designing secure transmission schemes under this assumption is a mandatory step towards a practical implementation of physical layer security. With this motivation, this article reviews recent developments on physical layer security with finite-alphabet inputs. We explore transmit signal design algorithms for single-antenna as well as multi-antenna wiretap channels under different assumptions on the channel state information at the transmitter. Moreover, we present a review of the recent results on secure transmission with discrete signaling for various scenarios including multi-carrier transmission systems, broadcast channels with confidential messages, cognitive multiple access and relay networks. Throughout the article, we stress the important behavioral differences of discrete versus Gaussian inputs in the context of the physical layer security. We also present an overview of practical code construction over Gaussian and fading wiretap channels, and discuss some open problems and directions for future research

Receiver Design and Security for Low Power Wireless Communications Systems

This dissertation focuses on two important areas in wireless communications: receiver design and security. In the first part of this dissertation we consider low data rate receiver design for ultra-wideband (UWB), a wideband radio technology that promises to help solve the frequency allocation problem that often inhibits narrowband systems. Reference-based receivers are promising candidates in the UWB regime, because the conventional rake receiver designs suffers from complexity limitations and inaccuracies in channel estimation. Many reference-based systems have arisen as viable solutions for receivers. We unify these systems as well as other systems into the general framework for performance analysis to suggest the optimal system for varying constraints. We improve the performance of frequency-shifted reference (FSR-UWB) for an average power constraint by halving the frequency offset and employing a sample-and-hold approach across the frame period. Also, we introduce a novel peak mitigation technique; tone reservation, for the multi-differential (MD) version of FSR-UWB, to reduce the high peak-to-average power ratio observed as the data carriers increase. The next part of this dissertation is about wireless security which is ubiquitous in modern news. Cryptography is widely use for security but it assumes limited computational abilities of an eavesdropper, is based on the unproven hardness of the underlying primitives, and allows for the message to be recorded and decrypted later. In this dissertation we consider an information-theoretic security approach to guaranteeing everlasting secrecy. We contribute a new secrecy rate pair outage formulation, where an outage event is based on the instantaneous rates of the destination and the eavesdropper being below and above desired thresholds, respectively. In our new secrecy rate pair outage formulation, two new unaccounted outage events emerge: secrecy breach, where the eavesdropper is above the targeted threshold; unreliable, where the destination is unable to successfully decode the message. The former case must be carefully avoided, while for the latter case we can exploit automatic retransmissions (ARQ) while maintaining the eavesdropper intercept probability below the target threshold. We look at both ``simple\u27\u27 receivers and also complex receivers that use a buffer to store previous messages to maximally combine signal-to-noise ratio (SNR). Then we extend these results to the two-hop case where we maximize the end-to-end secure throughput by optimizing the intercept probability at each eavesdropper given a total end-to-end intercept constraint. Lastly, we consider the difficult case in information-theoretic security: the near eavesdropper case, where we contribute an optimal power allocation algorithm that leverages nearby chatter nodes to generate noise to reduce the probability of intercept by the eavesdropper while minimally impeding the source-to-destination communication. As shown in both one-hop and two-hop cases, allowing a slight outage at the destination for cases of when the eavesdropper is above a specific threshold greatly improves secrecy performance

Cellular, Wide-Area, and Non-Terrestrial IoT: A Survey on 5G Advances and the Road Towards 6G

The next wave of wireless technologies is proliferating in connecting things among themselves as well as to humans. In the era of the Internet of things (IoT), billions of sensors, machines, vehicles, drones, and robots will be connected, making the world around us smarter. The IoT will encompass devices that must wirelessly communicate a diverse set of data gathered from the environment for myriad new applications. The ultimate goal is to extract insights from this data and develop solutions that improve quality of life and generate new revenue. Providing large-scale, long-lasting, reliable, and near real-time connectivity is the major challenge in enabling a smart connected world. This paper provides a comprehensive survey on existing and emerging communication solutions for serving IoT applications in the context of cellular, wide-area, as well as non-terrestrial networks. Specifically, wireless technology enhancements for providing IoT access in fifth-generation (5G) and beyond cellular networks, and communication networks over the unlicensed spectrum are presented. Aligned with the main key performance indicators of 5G and beyond 5G networks, we investigate solutions and standards that enable energy efficiency, reliability, low latency, and scalability (connection density) of current and future IoT networks. The solutions include grant-free access and channel coding for short-packet communications, non-orthogonal multiple access, and on-device intelligence. Further, a vision of new paradigm shifts in communication networks in the 2030s is provided, and the integration of the associated new technologies like artificial intelligence, non-terrestrial networks, and new spectra is elaborated. Finally, future research directions toward beyond 5G IoT networks are pointed out.Comment: Submitted for review to IEEE CS&

Resource Allocation for Interference Management in Wireless Networks

Interference in wireless networks is a major problem that impacts system performance quite substantially. Combined with the fact that the spectrum is limited and scarce, the performance and reliability of wireless systems significantly deteriorates and, hence, communication sessions are put at the risk of failure. In an attempt to make transmissions resilient to interference and, accordingly, design robust wireless systems, a diverse set of interference mitigation techniques are investigated in this dissertation. Depending on the rationale motivating the interfering node, interference can be divided into two categories, communication and jamming. For communication interference such as the interference created by legacy users(e.g., primary user transmitters in a cognitive radio network) at non-legacy or unlicensed users(e.g.,secondary user receivers), two mitigation techniques are presented in this dissertation. One exploits permutation trellis codes combined with M-ary frequency shift keying in order to make SU transmissions resilient to PUs’ interference, while the other utilizes frequency allocation as a mitigation technique against SU interference using Matching theory. For jamming interference, two mitigation techniques are also investigated here. One technique exploits time and structures a jammer mitigation framework through an automatic repeat request protocol. The other one utilizes power and, following a game-theoretic framework, employs a defense strategy against jamming based on a strategic power allocation. Superior performance of all of the proposed mitigation techniques is shown via numerical results

Design and Analysis of Security Schemes for Low-cost RFID Systems

With the remarkable progress in microelectronics and low-power semiconductor technologies, Radio Frequency IDentification technology (RFID) has moved from obscurity into mainstream applications, which essentially provides an indispensable foundation to realize ubiquitous computing and machine perception. However, the catching and exclusive characteristics of RFID systems introduce growing security and privacy concerns. To address these issues are particularly challenging for low-cost RFID systems, where tags are extremely constrained in resources, power and cost. The primary reasons are: (1) the security requirements of low-cost RFID systems are even more rigorous due to large operation range and mass deployment; and (2) the passive tags' modest capabilities and the necessity to keep their prices low present a novel problem that goes beyond the well-studied problems of traditional cryptography. This thesis presents our research results on the design and the analysis of security schemes for low-cost RFID systems. Motivated by the recent attention on exploiting physical layer resources in the design of security schemes, we investigate how to solve the eavesdropping, modification and one particular type of relay attacks toward the tag-to-reader communication in passive RFID systems without requiring lightweight ciphers. To this end, we propose a novel physical layer scheme, called Backscatter modulation- and Uncoordinated frequency hopping-assisted Physical Layer Enhancement (BUPLE). The idea behind it is to use the amplitude of the carrier to transmit messages as normal, while to utilize its periodically varied frequency to hide the transmission from the eavesdropper/relayer and to exploit a random sequence modulated to the carrier's phase to defeat malicious modifications. We further improve its eavesdropping resistance through the coding in the physical layer, since BUPLE ensures that the tag-to-eavesdropper channel is strictly noisier than the tag-to-reader channel. Three practical Wiretap Channel Codes (WCCs) for passive tags are then proposed: two of them are constructed from linear error correcting codes, and the other one is constructed from a resilient vector Boolean function. The security and usability of BUPLE in conjunction with WCCs are further confirmed by our proof-of-concept implementation and testing. Eavesdropping the communication between a legitimate reader and a victim tag to obtain raw data is a basic tool for the adversary. However, given the fundamentality of eavesdropping attacks, there are limited prior work investigating its intension and extension for passive RFID systems. To this end, we firstly identified a brand-new attack, working at physical layer, against backscattered RFID communications, called unidirectional active eavesdropping, which defeats the customary impression that eavesdropping is a ``passive" attack. To launch this attack, the adversary transmits an un-modulated carrier (called blank carrier) at a certain frequency while a valid reader and a tag interacts at another frequency channel. Once the tag modulates the amplitude of reader's signal, it causes fluctuations on the blank carrier as well. By carefully examining the amplitude of the backscattered versions of the blank carrier and the reader's carrier, the adversary could intercept the ongoing reader-tag communication with either significantly lower bit error rate or from a significantly greater distance away. Our concept is demonstrated and empirically analyzed towards a popular low-cost RFID system, i.e., EPC Gen2. Although active eavesdropping in general is not trivial to be prohibited, for a particular type of active eavesdropper, namely a greedy proactive eavesdropper, we propose a simple countermeasure without introducing extra cost to current RFID systems. The needs of cryptographic primitives on constraint devices keep increasing with the growing pervasiveness of these devices. One recent design of the lightweight block cipher is Hummingbird-2. We study its cryptographic strength under a novel technique we developed, called Differential Sequence Attack (DSA), and present the first cryptanalytic result on this cipher. In particular, our full attack can be divided into two phases: preparation phase and key recovery phase. During the key recovery phase, we exploit the fact that the differential sequence for the last round of Hummingbird-2 can be retrieved by querying the full cipher, due to which, the search space of the secret key can be significantly reduced. Thus, by attacking the encryption (decryption resp.) of Hummingbird-2, our algorithm recovers 36-bit (another 28-bit resp.) out of 128-bit key with $2^{68}$ ($2^{60}$ resp.) time complexity if particular differential conditions of the internal states and of the keys at one round can be imposed. Additionally, the rest 64-bit of the key can be exhaustively searched and the overall time complexity is dominated by $2^{68}$. During the preparation phase, by investing $2^{81}$ effort in time, the adversary is able to create the differential conditions required in the key recovery phase with at least 0.5 probability. As an additional effort, we examine the cryptanalytic strength of another lightweight candidate known as A2U2, which is the most lightweight cryptographic primitive proposed so far for low-cost tags. Our chosen-plaintext-attack fully breaks this cipher by recovering its secret key with only querying the encryption twice on the victim tag and solving 32 sparse systems of linear equations (where each system has 56 unknowns and around 28 unknowns can be directly obtained without computation) in the worst case, which takes around 0.16 second on a Thinkpad T410 laptop