Joint oversampled carrier and time-delay synchronization in digital communications with large excess bandwidth

This paper deals with the joint estimation of the pair dynamical carrier phase/Doppler shift and the time-delay in a digital receiver. We consider a Binary Offset Carrier shaping function as used in satellite positioning, which is a time-limited pulse with a large excess bandwidth, and a Data Aided synchronization scenario, where we have a constant time-delay and a Brownian phase evolution with a linear drift. The proposed study is relative to the use of an oversampled signal model after matched filtering, leading to a colored reception noise and a non-stationary power signal. The contribution of this paper is twofold. First, we derive the Hybrid Cramér–Rao Bound for the joint phase/Doppler estimation problem. Then, we propose a method for the joint time-delay/carrier synchronization, which couples an Extended Kalman Filter and an Expectation-Maximization type algorithm. Our numerical results show the potential gain of using the oversampled signal for carrier synchronization, obtaining better performances than using a classical synchronizer, and good time-delay estimation

Adaptive spatial combining for passive time-reversed communications

Passive time reversal has aroused considerable interest in underwater communications as a computationally inexpensive means of mitigating the intersymbol interference introduced by the channel using a receiver array. In this paper the basic technique is extended by adaptively weighting sensor contributions to partially compensate for degraded focusing due to mismatch between the assumed and actual medium impulse responses. Two algorithms are proposed, one of which restores constructive interference between sensors, and the other one minimizes the output residual as in widely used equalization schemes. These are compared with plain time reversal and variants that employ postequalization and channel tracking. They are shown to improve the residual error and temporal stability of basic time reversal with very little added complexity. Results are presented for data collected in a passive time-reversal experiment that was conducted during the MREA’04 sea trial. In that experiment a single acoustic projector generated a 2/4-PSK phase-shift keyed stream at 200/400 baud, modulated at 3.6 kHz, and received at a range of about 2 km on a sparse vertical array with eight hydrophones. The data were found to exhibit significant Doppler scaling, and a resampling-based preprocessing method is also proposed here to compensate for that scaling

Symbol-timing estimation in space-time coding systems based on orthogonal training sequences

Space-time coding has received considerable interest recently as a simple transmit diversity technique for improving the capacity and data rate of a channel without bandwidth expansion. Most research in space-time coding, however, assumes that the symbol timing at the receiver is perfectly known. In practice, this has to be estimated with high accuracy. In this paper, a new symbol-timing estimator for space-time coding systems is proposed. It improves the conventional algorithm of Naguib et al. such that accurate timing estimates can be obtained even if the over-sampling ratio is small. Analytical mean-square error (MSE) expressions are derived for the proposed estimator. Simulation and analytical results show that for a modest oversampling ratio (such as Q equal to four), the MSE of the proposed estimator is significantly smaller than that of the conventional algorithm. The effects of the number of transmit and receive antennas, the oversampling ratio, and the length of training sequence on the MSE are also examined. © 2005 IEEE.published_or_final_versio

Hardware Architecture of a QAM Receiver for Short-Range Optical Communications

[EN] Short-reach optical fiber communications systems aim to achieve high throughput, in the order of tens of Gbps. The implementation of these high-speed systems requires parallel processing, which makes low-complexity designs of their subsystems a key to the successful large-scale deployment of this technology. Half-Cycle Nyquist Subcarrier Modulation (HC-SCM) was originally suggested for these systems with the goal of using as much bandwidth as possible and, therefore, achieving high communication rates. Recently, Oversampled Subcarrier Modulation (OVS-SCM) was proposed as an alternative more computational efficient than HC-SCM and also with a better spectral efficiency. This paper proposes a hardware-efficient architecture for an OVS-SCM receiver, which takes into account the inherent parallel processing of these systems. This receiver takes 16 samples in parallel from a 5 GSa/s analog-to-digital converter with a 3.2 GHz 3 dB bandwidth. Design solutions for the frame detection block, the mixer, the resampler, the fractional interpolator, the matched filter and the timing estimator are presented. Our results show that, compared to the HC-SCM receiver, this proposal reduces the computational load of the downconverter stages by 90%. FPGA implementation results are given to demonstrate that our proposal can be implemented in state-of-the-art devices.This work was supported in part by MCIN/AEI/10.13039/501100011033 under Grants RTI2018-101658-B100 and PID2021-126514OB-I00, and in part by the European Union through "ERDF Away of making Europe."Valls Coquillat, J.; Torres Carot, V.; Pérez Pascual, MA.; Almenar Terre, V. (2023). Hardware Architecture of a QAM Receiver for Short-Range Optical Communications. Journal of Lightwave Technology. 41(2):451-461. https://doi.org/10.1109/JLT.2022.321735745146141

Advanced classification of OFDM and MIMO signals with enhanced second order cyclostationarity detection

With the emergence of cognitive radio and the introduction of new modulation techniques such as OFDM and MIMO, the problem of Modulation Classification (MC) becomes more challenging and complicated. In the first part of the thesis, we explore the automatic modulation classification to blindly distinguish OFDM from single carrier signals. We use the fourth order cumulants; an approach which in the past has been also applied to classify single carrier signals. A blind OFDM parameter estimation scheme was then followed, which includes the estimation of number of subcarriers, CP length, timing and frequency offset and the oversampling factor for the OFDM signal. For the second part of the thesis, we improve the statistical signal processing techniques that were used in the first part. Particularly, the second order cyclostationarity based methods have been examined and improved. Based on the fact that most of the cyclostationary communication signals has a real cyclostationary part and a complex non-cyclostaionary part, we suggest an approach that enhance the second order cyclostationarity and hence increase its probability of detection. Using such improved second-order cyclostationarity, we present an improved synchronization method based on second order cyclostationarity. With the proposed approach, it is shown that the timing estimator, is independent of the frequency offset estimator, and therefore performs better than the previously proposed class of blind synchronization methods. To negate the dependence of the blind synchronization scheme on the prior knowledge of the raised cosine pulse shaping filters, we proposed a blind roll-off factor estimator based on the second order cyclostationarity. Last, we address the MIMO classification problem, wherein we estimate the number of transmitting antennas. Here the second order cyclostationarity test has been applied in distinguishing STC from BLAST modulation

New advances in synchronization of digital communication receivers

Synchronization is a challenging but very important task in communications. In digital communication systems, a hierarchy of synchronization problems has to be considered: carrier synchronization, symbol timing synchronization and frame synchronization. For bandwidth efficiency and burst transmission reasons, the former two synchronization steps tend to favor non-data aided (NDA or blind) techniques, while in general, the last one is usually solved by inserting repetitively known bits or words into the data sequence, and is referred to as a data-aided (DA) approach. Over the last two decades, extensive research work has been carried out to design nondata-aided timing recovery and carrier synchronization algorithms. Despite their importance and spread use, most of the existing blind synchronization algorithms are derived in an ad-hoc manner without exploiting optimally the entire available statistical information. In most cases their performance is evaluated by computer simulations, rigorous and complete performance analysis has not been performed yet. It turns out that a theoretical oriented approach is indispensable for studying the limit or bound of algorithms and comparing different methods. The main goal of this dissertation is to develop several novel signal processing frameworks that enable to analyze and improve the performance of the existing timing recovery and carrier synchronization algorithms. As byproducts of this analysis, unified methods for designing new computationally and statistically efficient (i.e., minimum variance estimators) blind feedforward synchronizers are developed. Our work consists of three tightly coupled research directions. First, a general and unified framework is proposed to develop optimal nonlinear least-squares (NLS) carrier recovery scheme for burst transmissions. A family of blind constellation-dependent optimal "matched" NLS carrier estimators is proposed for synchronization of burst transmissions fully modulated by PSK and QAM-constellations in additive white Gaussian noise channels. Second, a cyclostationary statistics based framework is proposed for designing computationally and statistically efficient robust blind symbol timing recovery for time-selective flat-fading channels. Lastly, dealing with the problem of frame synchronization, a simple and efficient data-aided approach is proposed for jointly estimating the frame boundary, the frequency-selective channel and the carrier frequency offset

Equalization with oversampling in multiuser CDMA systems

Some of the major challenges in the design of new-generation wireless mobile systems are the suppression of multiuser interference (MUI) and inter-symbol interference (ISI) within a single user created by the multipath propagation. Both of these problems were addressed successfully in a recent design of A Mutually Orthogonal Usercode-Receiver (AMOUR) for asynchronous or quasisynchronous code division multiple access (CDMA) systems. AMOUR converts a multiuser CDMA system into parallel single-user systems regardless of the multipath and guarantees ISI mitigation, irrespective of the channel locations. However, the noise amplification at the receiver can be significant in some multipath channels. In this paper, we propose to oversample the received signal as a way of improving the performance of AMOUR systems. We design Fractionally Spaced AMOUR (FSAMOUR) receivers with integral and rational amounts of oversampling and compare their performance with the conventional method. An important point that is often overlooked in the design of zero-forcing channel equalizers is that sometimes, they are not unique. This becomes especially significant in multiuser applications where, as we will show, the nonuniqueness is practically guaranteed. We exploit this flexibility in the design of AMOUR and FSAMOUR receivers and achieve noticeable improvements in performance

Are PLLs dead? A tutorial on kalman filter-based techniques for digital carrier synchronization

Carrier synchronization is a fundamental stage in the receiver side of any communication or positioning system. Traditional carrier phase tracking techniques are based on well-known phase-locked loop (PLL) closed-loop architectures, which are still the methods of choice in modern receivers. Those techniques are well understood, easy to tune, and perform well under benign propagation conditions, but their applicability is seriously compromised in harsh propagation environments, where the signal may be affected by high dynamics, shadowing, strong fadings, multipath effects, or ionospheric scintillation. From an optimal filtering standpoint, the Kalman filter (KF) is clearly a powerful alternative, but the synchronization community seems still reluctant to exploit all the potential it has to offer. The purpose of this article is twofold: i) to review the basics and state of the art on both PLL and KF-based tracking techniques and ii) to present and justify the reasoning behind the systematic use of KF-based tracking approaches instead of the well-established PLL-based architectures from both theoretical and practical points of view. To support the discussion, two specific scenarios of interest to the aerospace community are numerically evaluated: robust carrier tracking of global navigation satellite systems' signals and synchronization in a deep space communications system