A Practical Tessellation-Based Approach for Optimizing Cell-Specific Bias Values in LTE-A Heterogeneous Cellular Networks

In order to implement an optimized solution for cell range expansion (CRE) and enhanced intercell interference coordination (eICIC) schemes in long-term evolution-advanced (LTE-A) heterogeneous cellular networks (HCNs) and to realize good load-balancing performance in existing LTE-A systems, a practical tessellation-based algorithm is proposed. In this algorithm, a globalized cell-specific bias optimization and a localized almost blank subframe (ABS) ratio update are proposed. The proposed scheme does not require major changes to existing protocols. Thus, it can be implemented in existing LTE-A systems with any legacy user equipment (UE) with only a partial update to the BSs and core networks. From simulation results, it is shown that the tessellation formed by the proposed approach is quite consistent with the optimal one for various realistic scenarios. Thus, the proposed scheme can provide a much better load-balancing capability compared with the conventional common bias scheme. Owing to the improved load-balancing capability, the user rate distribution of the proposed scheme is much better than that obtained from the conventional scheme and is even indistinguishable from that of the ideal joint user association scheme

Planning for Small Cells in a Cellular Network

In this thesis, we analyze the effect of deploying small cells on the performance of a network comprising several macro cells. We identify potential locations for low-power base-stations based on the coverage patterns of the macro cells and propose three schemes for placing the small cells. We show that by judiciously installing just two small cells for every macro base-station at these locations and allocating separate resources to all the small cells on a global level, we can increase the performance of the network significantly (~ 45%). An added benefit of our schemes is that we can switch o the macro base-stations at night (when the number of active users is low) and significantly reduce their operation cost.4 month

ENERGY-EFFICIENT DESIGN OF HETEROGENEOUS CELLULAR NETWORKS USING STOCHASTIC GEOMETRY

Ph.DDOCTOR OF PHILOSOPH

Diversity Combining under Interference Correlation in Wireless Networks

A theoretical framework is developed for analyzing the performance of diversity combining under interference correlation. Stochastic models for different types of diversity combining and networks are presented and used for analysis. These models consider relevant system aspects such as network density, path loss, channel fading, number of antennas, and transmitter/receiver processing. Theoretical results are derived, performance comparisons are presented, and design insights are obtained

Performance Evaluation and Enhancement in 5G Networks : A Stochastic Geometry Approach

PhDThe deployment of heterogeneous networks (HetNets), in which low power nodes (LPNs) and high power nodes (HPNs) coexist, has become a promising solution for extending coverage and increasing capacity in wireless networks. Meanwhile, several advanced technologies such as massive multi-input multi-output (MIMO), cloud radio access networks (C-RAN) and device-to-device (D2D) communications have been proposed as competent candidates for supporting the next generation (5G) network. Since single technology cannot solely achieve the envisioned 5G requirements, the e ect of integrating multiple technologies in one system is worth to be investigated. In this thesis, a thoroughly theoretical analysis is conducted to evaluate the network performance in di erent scenarios, where two or more 5G techniques are employed. First, the downlink performance of massive MIMO enabled HetNets is fully evaluated. The exact and asymptotic expressions for the probability of a user being associated with a macro cell or a small cell are presented. The analytical expressions for the spectrum e ciency (SE) and energy e ciency (EE) in the K-tier network are also derived. The analysis reveals that the implementation of massive MIMO in the macro cell can considerably improve the network performance and decrease the demands for small cells in HetNets, which simpli es the network deployment. Then, the downlink performance of a massive MIMO enabled heterogeneous C-RAN is investigated. The exact expressions for the SE and EE of the remote radio heads (RRHs) tier and a tractable approximation approach for evaluating the SE and EE of the macrocell tier are obtained. Numerical results collaborate the analysis and prove that massive MIMO with dense deployment of RRHs can signi cantly enhance the performance of heterogeneous C-RAN theoretically. Next, the uplink performance of massive MIMO enabled HetNets is exploited with interference management via derived SE and EE expressions. The numerical results show that the uplink performance in the massive MIMO macrocells can be signi cantly improved through uplink power control in the small cells, while more uplink transmissions in the macrocells have mild adverse e ect on the uplink performance of the small cells. In addition, the SE and EE of the massive MIMO macrocells with heavier load can be improved by expanding the small cell range. Lastly, the uplink performance of the D2D underlaid massive MIMO network is investigated and a novel D2D power control scheme is proposed. The average uplink achievable SE and EE expressions for the cellular and D2D are derived and results demonstrate that the proposed power control can e ciently mitigate the interference from the D2D. Moreover, the D2D scale properties are obtained, which provide the su cient conditions for achieving the anticipated SE. The results demonstrate that there exists the optimal D2D density for maximizing the area SE of D2D tier. In addition, the achievable EE of a cellular user can be comparable to that of a D2D user. Stochastic geometry is applied to model all of the systems mentioned above. Monte Carlo simulations are also developed and conducted to validate the derived expressions and the theoretical analysis

Distributed Resource Allocation and Performance Analysis in 5G Wireless Cellular Networks

This thesis focuses on the study of Heterogeneous Networks (HetNets), Device-to-device (D2D) communication networks, and unmanned aerial vehicle (UAV) networks in fifth generation wireless communication (5G) systems. HetNets that consist of macro-cells and small-cells have become increasingly popular in current wireless networks and 5G systems to meet the exponentially growing demand for higher data rates. Compared to conventional homogeneous cellular networks, the disparity of transmission power among different types of base stations (BSs), the relatively random deployment of SBSs, and the densifying networks, bring new challenges, such as the imbalanced load between macro and small cells and severe inter-cell interference. In the other hand, with the skyrocketing number of tablets and smart phones, the notion of caching popular content in the storage of BSs and users' devices is proposed to reduce duplicated wireless transmissions. To fulfill multi-fold communication requirements from humans, machine, and things, the 5G systems which include D2D communications, UAV communications, and so on, can improve the network performance. Among them, the performance analyses of these emerging technologies are attracting much attention and should be investigated first. This thesis focuses on these hot issues and emerging technologies in 5G systems, analyzing the network performance and conducting the allocation of available resources, such as serving BSs, spectrum resources, and storage resources. Specifically, three main research focuses are included in the thesis. The first focus of this thesis is the impact of the BS idle mode capacity (IMC) on the network performance of multi-tier and dense HCNs with both line-of-sight (LoS) and non-line-of-sight (NLoS) transmissions. I consider a more practical set-up with a finite number of UEs in the analysis. Moreover, the SBSs apply a positive power bias in the cell association procedure, so that macrocell UEs are actively encouraged to use the more lightly loaded SBSs. In addition, to address the severe interference that these cell range expanded UEs may suffer, the MBSs apply enhanced inter-cell interference coordination (eICIC), in the form of almost blank subframe (ABS) mechanism. For this model, I derive the coverage probability and the rate of a typical UE in the whole network or a certain tier. The impact of the IMC on the performance of the network is shown to be significant. In particular, it is important to note that there will be a surplus of BSs when the BS density exceeds the UE density, and thus a large number of BSs switch off. As a result, the overall coverage probability, as well as the area spectral efficiency (ASE), will continuously increase with the BS density, addressing the network outage that occurs when all BSs are active and the interference becomes LoS dominated. Finally, the optimal ABS factors are investigated in different BS density regions. One of major findings is that MBSs should give up all resources in favor of the SBSs when the small cell networks go ultra-dense. This reinforces the need for orthogonal deployments, shedding new light on the design and deployment of the future 5G dense HCNs. The second focus of this thesis is the content caching in D2D communication networks. In practical deployment, D2D content caching has its own problem that is not all of the user devices are willing to share the content with others due to numerous concerns such as security, battery life, and social relationship. To solve this problem, I consider the factor of social relationship in the deployment of D2D content caching. First, I apply stochastic geometry theory to derive an analytical expression of downloading performance for the D2D caching network. Specifically, a social relationship model with respect to the physical distance is adopted in the analysis to obtain the average downloading delay performance using random and deterministic caching strategies. Second, to achieve a better performance in more practical and specific scenarios, I develop a socially aware distributed caching strategy based on a decentralized learning automaton, to optimize the cache placement operation in D2D networks. Different from the existing caching schemes, the proposed algorithm not only considers the file request probability and the closeness of devices as measured by their physical distance, but also takes into account the social relationship between D2D users. The simulation results show that the proposed algorithm can converge quickly and outperforms the random and deterministic caching strategies. With these results, the work sheds insights on the design of D2D caching in the practical deployment of 5G networks. The third focus of this thesis is the performance analysis for practical UAV-enabled networks. By considering both LoS and NLoS transmissions between aerial BSs and ground users, the coverage probability and the ASE are derived. Considering that there is no consensus on the path loss model for studying UAVs in the literature, in this focus, three path loss models, i.e., high-altitude model, low-altitude model, and ultra-low-altitude model, are investigated and compared. Moreover, the lower bound of the network performance is obtained assuming that UAVs are hovering randomly according to homogeneous Poisson point process (HPPP), while the upper bound is derived assuming that UAVs can instantaneously move to the positions directly overhead ground users. From the analytical and simulation results for a practical UAV height of 50 meters, I find that the network performance of the high-altitude model and the low-altitude model exhibit similar trends, while that of the ultra-low-altitude model deviates significantly from the above two models. In addition, the optimal density of UAVs to maximize the coverage probability performance has also been investigated

Energy aware management of 5G networks

Doctor of PhilosophyDepartment of Electrical and Computer EngineeringBalasubramaniam NatarajanThe number of wireless devices is predicted to skyrocket from about 5 billion in 2015 to 25 billion by 2020. Therefore, traffic volume demand is envisioned to explode in the very near future. The proposed fifth generation (5G) of mobile networks is expected to be a mixture of network components with different sizes, transmit powers, back-haul connections and radio access technologies. While there are many interesting problems within the 5G framework, we address the challenges of energy-related management in a heterogeneous 5G networks. Based on the 5G architecture, in this dissertation, we present some fundamental methodologies to analyze and improve the energy efficiency of 5G network components using mathematical tools from optimization, control theory and stochastic geometry. Specifically, the main contributions of this research include: • We design power-saving modes in small cells to maximize energy efficiency. We first derive performance metrics for heterogeneous cellular networks with sleep modes based on stochastic geometry. Then we quantify the energy efficiency and maximize it with quality-of-service constraint based on an analytical model. We also develop a simple sleep strategy to further improve the energy efficiency according to traffic conditions. • We conduct a techno-economic analysis of heterogeneous cellular networks powered by both on-grid electricity and renewable energy. We propose a scheme to minimize the electricity cost based on a real-time pricing model. • We provide a framework to uncover desirable system design parameters that offer the best gains in terms of ergodic capacity and average achievable throughput for device-to-device underlay cellular networks. We also suggest a two-phase scheme to optimize the ergodic capacity while minimizing the total power consumption. • We investigate the modeling and analysis of simultaneous information and energy transfer in Internet of things and evaluate both transmission outage probability and power outage probability. Then we try to balance the trade-off between the outage performances by careful design of the power splitting ratio. This research provides valuable insights related to the trade-offs between energy-conservation and system performance in 5G networks. Theoretical and simulation results help verify the performance of the proposed algorithms

Radio Resource Management in LTE-Advanced Systems with Carrier Aggregation

In order to meet the ever-increasing demand for wireless broadband services from fast growing mobile users, the Long Term Evolution -Advanced (LTE-A) standard has been proposed to effectively improve the system capacity and the spectral efficiency for the fourth-generation (4G) wireless mobile communications. Many advanced techniques are incorporated in LTE-A systems to jointly ameliorate system performance, among which Carrier Aggregation (CA) is considered as one of the most promising improvements that has profound significance even in the upcoming 5G era. Component carriers (CCs) from various portions of the spectrum are logically concatenated to form a much larger virtual band, resulting in remarkable boosted system capacity and user data throughput. However, the unique features of CA have posed many emerging challenges as well as span-new opportunities on the Radio Resource Management (RRM) in the LTE-A systems. First, although multi-CC transmission can bring higher throughput, it may incur more intensive interference for each CC and more power consumption for users. Thus the performance gain of CA under different conditions needs fully evaluating. Besides, as CA offers flexible CC selection and cross-CC load balancing and scheduling, enhanced RRM strategies should be designed to further optimize the overall resource utilization. In addition, CA enables the frequency reuse on a CC resolution, adding another dimension to inter-cell interference management in heterogeneous networks (HetNets). New interference management mechanisms should be designed to take the advantage of CA. Last but not least, CA empowers the LTE-A systems to aggregate the licensed spectrum with the unlicensed spectrum, thus offering a capacity surge. Yet how to balance the traffic between licensed and unlicensed spectrum and how to achieve a harmony coexistence with other unlicensed systems are still open issues. To this end, the dissertation emphasizes on the new functionalities introduced by CA to optimize the RRM performance in LTE-A systems. The main objectives are four-fold: 1) to fully evaluate the benefits of CA from different perspectives under different conditions via both theoretical analysis and simulations; 2) to design cross-layer CC selection, packet scheduling and power control strategies to optimize the target performance; 3) to analytically model the interference of HetNets with CA and propose dynamic interference mitigation strategies in a CA scenario; and 4) to investigate the impact of LTE transmissions on other unlicensed systems and develop enhanced RRM mechanisms for harmony coexistence. To achieve these objectives, we first analyze the benefits of CA via investigating the user accommodation capabilities of the system in the downlink admission control process. The LTE-A users with CA capabilities and the legacy LTE users are considered. Analytical models are developed to derive the maximum number of users that can be admitted into the system given the user QoS requirements and traffic features. The results show that with only a slightly higher spectrum utilization, the system can admit as much as twice LTE-A users than LTE users when the user traffic is bursty. Second, we study the RRM in the single-tier LTE-A system and propose a cross-layer dynamic CC selection and power control strategy for uplink CA. Specifically, the uplink power offset effects caused by multi-CC transmission are considered. An estimation method for user bandwidth allocation is developed and a combinatorial optimization problem is formulated to improve the user throughput via maximizing the user power utilization. Third, we explore the interference management problem in multi-tier HetNets considering the CC-resolution frequency reuse. An analytical model is devised to capture the randomness behaviors of the femtocells exploiting the stochastic geometry theory. The interaction between the base stations of different tiers are formulated into a two-level Stackelberg game, and a backward induction method is exploited to obtain the Nash equilibrium. Last, we focus on the mechanism design for licensed and unlicensed spectrum aggregation. An LTE MAC protocol on unlicensed spectrum is developed considering the coexistence with the Wi-Fi systems. The protocol captures the asynchronous nature of Wi-Fi transmissions in time-slotted LTE frame structure and strike a tunable tradeoff between LTE and Wi-Fi performance. Analytical analysis is also presented to reveal the essential relation among different parameters of the two systems. In summary, the dissertation aims at fully evaluating the benefits of CA in different scenarios and making full use of the benefits to develop efficient and effective RRM strategies for better LTE-Advanced system performance

Delay and energy efficiency optimizations in smart grid neighbourhood area networks

Smart grids play a significant role in addressing climate change and growing energy demand. The role of smart grids includes reducing greenhouse gas emission reduction by providing alternative energy resources to the traditional grid. Smart grids exploit renewable energy resources into the power grid and provide effective two-way communications between smart grid domains for efficient grid control. The smart grid communication plays a pivotal role in coordinating energy generation, energy transmission, and energy distribution. Cellular technology with long term evolution (LTE)-based standards has been a preference for smart grid communication networks. However, integrating the cellular technology and the smart grid communication network puts forth a significant challenge for the LTE because LTE was initially invented for human centric broadband purpose. Delay and energy efficiency are two critical parameters in smart grid communication networks. Some data in smart grids are real-time delay-sensitive data which is crucial in ensuring stability of the grid. On the other hand, when abnormal events occur, most communication devices in smart grids are powered by local energy sources with limited power supply, therefore energy-efficient communications are required. This thesis studies energy-efficient and delay-optimization schemes in smart grid communication networks to make the grid more efficient and reliable. A joint power control and mode selection in device-to-device communications underlying cellular networks is proposed for energy management in the Future Renewable Electric Energy Delivery and Managements system. Moreover, a joint resource allocation and power control in heterogeneous cellular networks is proposed for phasor measurement units to achieve efficient grid control. Simulation results are presented to show the effectiveness of the proposed schemes