Ultra-Dense Networks in 5G and Beyond: Challenges and Promising Solutions

Ultra-Dense Network (UDN) is one of the promising and leading directions in Fifth Generation and beyond (5GB) networks. In UDNs, Small Cells (SCs) or Small Base Stations (SBSs) such as microcells, picocells, or femtocells are deployed in high densities where inter-site distances are within the range of few or tens of meters. UDNs also require that SCs are typically deployed in relatively large densities compared to the Human-Type Communication Users (HTCUs) such as smartphones, tablets, and/or laptops. Such SCs are characterized by their low transmission powers, small coverage areas, and low cost. Hence, the deployment of the SCs can be done either by the cellular network operators or by the customers themselves within their premises to maintain certain levels of Quality of Service (QoS). However, the randomness of the deployment of the SCs along with the small inter-site distances may degrade the achievable performance due to the uncontrolled Inter-Cell Interference (ICI). Therefore, idle mode capability is an inevitable feature in the high-density regime of SCs. In idle mode, a SC is switched off to prevent ICI when no user is associated to it. In doing so, we can imagine the UDN as a mobile network that keeps following the users to remain as close as possible to them. In 5G, different use cases are required to be supported such as enhanced Mobile Broad-Band (eMBB), Ultra-Reliable and Low-Latency Communication (URLLC), and massive Machine-Type Communication (mMTC). On one hand, the inevitable upcoming era of smart living requires unprecedented advances in enabling technologies to support the main building blocks of this era which are Internet of Things (IoT) devices. Machine-Type Communication (MTC), the cellular version of Machine-to-Machine (M2M) communication, constitutes the main enabling technology to support communications among such devices with minimal or even without human intervention. The massive number of these devices, Machine-Type Communication Devices (MTCDs), and the immense amount of traffic generated by them require a paramount shift in cellular and non-cellular wireless technologies to achieve the required connectivity. On the other hand, the sky-rocketing number of data hungry applications installed on human-held devices, or HTCUs, such as video conferencing and virtual reality applications require their own advances in the wireless infrastructure in terms of high capacity, enhanced reliability, and reduced latency. Throughout this thesis, we exploit the UDN infrastructure integrated with other 5G resources and enabling technologies to explore the possible opportunities in supporting both HTC and MTC, either solely or simultaneously. Given the shorter distances between transmitters and receivers encountered in UDNs, more realistic models of the path loss must be adopted such as the Stretched Exponential Path Loss (SEPL) model. We use tools from stochastic geometry to formulate novel mathematical frameworks that can be used to investigate the achievable performance without having to rely on extensive time-consuming Monte-Carlo simulations. Besides, the derived analytical expressions can be used to tune some system parameters or to propose some approaches/techniques that can be followed to optimize the performance of the system under certain circumstances. Tackling practical scenarios, the complexity, or sometimes in-feasibility, of providing unlimited backhaul capacity for the massive number of SCs must be considered. In this regard, we adopt multiple-association where each HTCU is allowed to associate with multiple SCs. By doing so, we carefully split the targeted traffic among several backhaul links to mitigate the bottleneck forced by limited backhaul capacities. It is noteworthy that for coexisting MTCDs with the HTCUs, activating more SCs would allow more MTCDs to be supported without introducing additional ICI towards the HTCUs. Targeting different application, multiple-association can be also adopted to tackle computation-intensive applications of HTCUs. In particular, for applications such as augmented reality and environment recognition that require heavy computations, a task is split and partially offloaded to multiple SCs with integrated Edge Computing Servers (ECSs). Then, the task partitions are processed in parallel to reduce the end-to-end processing delay. Based on relative densities between HTCUs and SCs, we use tools from stochastic geometry to develop an offline adaptive task division technique that further reduces the average end-to-end processing delay per user. With the frequent serious data breaches experienced in recent years, securing data has become more of a business risk rather than an information technology (IT) issue. Hence, we exploit the dense number of SCs found in UDN along with Physical Layer Security (PLS) protocols to secure data transfer. In particular, we again adopt multiple-association and split the data of HTCUs into multiple streams originating from different SCs to prevent illegitimate receivers from eavesdropping. To support massive number of MTCDs, we deploy the Non-Orthogonal Multiple-Access (NOMA) technique. Using power NOMA, more than one device can be supported over the same frequency/time resource and their signals are distinguished at the receiver using Successive Interference Cancellation (SIC). In the same scope, exploiting the available resources in 5G and beyond networks, we investigate a mMTC scenario in an UDN operating in the Millimeter Wave (mmWave) band and supported by wireless backhauling. In doing so, we shed lights on the possible gains of utilizing the mmWave band where the severe penetration losses of mmWave can be exploited to mitigate the significant ICI in UDNs. Also, the vast bandwidth available in the mmWave band helps to allocate more Resource Blocks (RBs) per SCs which corresponds to supporting more MTCDs

Resource allocation for NOMA wireless systems

Power-domain non-orthogonal multiple access (NOMA) has been widely recognized as a promising candidate for the next generation of wireless communication systems. By applying superposition coding at the transmitter and successive interference cancellation at the receiver, NOMA allows multiple users to access the same time-frequency resource in power domain. This way, NOMA not only increases the system’s spectral and energy efficiencies, but also supports more users when compared with the conventional orthogonal multiple access (OMA). Meanwhile, improved user fairness can be achieved by NOMA. Nonetheless, the promised advantages of NOMA cannot be realized without proper resource allocation. The main resources in wireless communication systems include time, frequency, space, code and power. In NOMA systems, multiple users are accommodated in each time/frequency/code resource block (RB), forming a NOMA cluster. As a result, how to group the users into NOMA clusters and allocate the power is of significance. A large number of studies have been carried out for developing efficient power allocation (PA) algorithms in single-input single-output (SISO) scenarios with fixed user clustering. To fully reap the gain of NOMA, the design of joint PA and user clustering is required. Moreover, the study of PA under multiple-input multiple-output (MIMO) systems still remains at an incipient stage. In this dissertation, we develop novel algorithms to allocate resource for both SISO-NOMA and MIMO-NOMA systems. More specifically, Chapter 2 compares the system capacity of MIMO-NOMA with MIMO-OMA. It is proved analytically that MIMO-NOMA outperforms MIMO-OMA in terms of both sum channel capacity and ergodic sum capacity when there are multiple users in a cluster. Furthermore, it is demonstrated that the more users are admitted to a cluster, the lower is the achieved sum rate, which illustrates the tradeoff between the sum rate and maximum number of admitted users. Chapter 3 addresses the PA problem for a general multi-cluster multi-user MIMONOMA system to maximize the system energy efficiency (EE). First, a closed-form solution is derived for the corresponding sum rate (SE) maximization problem. Then, the EE maximization problem is solved by applying non-convex fractional programming. Chapter 4 investigates the energy-efficient joint user-RB association and PA problem for an uplink hybrid NOMA-OMA system. The considered problem requires to jointly optimize the user clustering, channel assignment and power allocation. To address this hard problem, a many-to-one bipartite graph is first constructed considering the users and RBs as the two sets of nodes. Based on swap matching, a joint user-RB association and power allocation scheme is proposed, which converges within a limited number of iterations. Moreover, for the power allocation under a given user-RB association, a low complexity optimal PA algorithm is proposed. Furthermore, Chapter 5 focuses on securing the confidential information of massive MIMO-NOMA networks by exploiting artificial noise (AN). An uplink training scheme is first proposed, and on this basis, the base station precodes the confidential information and injects the AN. Following this, the ergodic secrecy rate is derived for downlink transmission. Additionally, PA algorithms are proposed to maximize the SE and EE of the system. Finally, conclusions are drawn and possible extensions to resource allocation in NOMA systems are discussed in Chapter 6

Low-complexity dynamic resource scheduling for downlink MC-NOMA over fading channels

In this paper, we investigate dynamic resource scheduling (i.e., joint user, subchannel, and power scheduling) for downlink multi-channel non-orthogonal multiple access (MC-NOMA) systems over time-varying fading channels. Specifically, we address the weighted average sum rate maximization problem with quality-of-service (QoS) constraints. In particular, to facilitate fast resource scheduling, we focus on developing a very low-complexity algorithm. To this end, by leveraging Lagrangian duality and the stochastic optimization theory, we first develop an opportunistic MC-NOMA scheduling algorithm whereby the original problem is decomposed into a series of subproblems, one for each time slot. Accordingly, resource scheduling works in an online manner by solving one subproblem per time slot, making it more applicable to practical systems. Then, we further develop a heuristic joint subchannel assignment and power allocation (Joint-SAPA) algorithm with very low computational complexity, called Joint-SAPA-LCC, that solves each subproblem. Finally, through simulation, we show that our Joint-SAPA-LCC algorithm provides good performance comparable to the existing Joint-SAPA algorithms despite requiring much lower computational complexity. We also demonstrate that our opportunistic MC-NOMA scheduling algorithm in which the Joint-SAPA-LCC algorithm is embedded works well while satisfying given QoS requirements.Comment: 39 pages, 11 figure

A novel spectral-efficient resource allocation approach for NOMA-based full-duplex systems

© 2019 IEEE. This paper investigates the coexistence of non- orthogonal multiple access (NOMA) and full-duplex (FD), where the NOMA successive interference cancellation technique is applied simultaneously to both uplink (UL) and downlink (DL) transmissions in the same time-frequency resource block. Specifically, we jointly optimize the user association (UA) and power control to maximize the overall sum rate, subject to user-specific quality-of-service and total transmit power constraints. To be spectrally-efficient, we introduce the tensor model to optimize the UL users' decoding order and the DL users' clustering, which results in a mixed-integer non- convex problem. For solving this problem, we first relax the binary variables to be continuous, and then propose a low-complexity design based on the combination of the inner convex approximation framework and the penalty method. Numerical results show that the proposed algorithm significantly outperforms the conventional FD-based schemes, FD-NOMA and its half-duplex counterpart with random UA

Recent Advances in Cellular D2D Communications

Device-to-device (D2D) communications have attracted a great deal of attention from researchers in recent years. It is a promising technique for offloading local traffic from cellular base stations by allowing local devices, in physical proximity, to communicate directly with each other. Furthermore, through relaying, D2D is also a promising approach to enhancing service coverage at cell edges or in black spots. However, there are many challenges to realizing the full benefits of D2D. For one, minimizing the interference between legacy cellular and D2D users operating in underlay mode is still an active research issue. With the 5th generation (5G) communication systems expected to be the main data carrier for the Internet-of-Things (IoT) paradigm, the potential role of D2D and its scalability to support massive IoT devices and their machine-centric (as opposed to human-centric) communications need to be investigated. New challenges have also arisen from new enabling technologies for D2D communications, such as non-orthogonal multiple access (NOMA) and blockchain technologies, which call for new solutions to be proposed. This edited book presents a collection of ten chapters, including one review and nine original research works on addressing many of the aforementioned challenges and beyond

Energy-efficient non-orthogonal multiple access for wireless communication system

Non-orthogonal multiple access (NOMA) has been recognized as a potential solution for enhancing the throughput of next-generation wireless communications. NOMA is a potential option for 5G networks due to its superiority in providing better spectrum efficiency (SE) compared to orthogonal multiple access (OMA). From the perspective of green communication, energy efficiency (EE) has become a new performance indicator. A systematic literature review is conducted to investigate the available energy efficient approach researchers have employed in NOMA. We identified 19 subcategories related to EE in NOMA out of 108 publications where 92 publications are from the IEEE website. To help the reader comprehend, a summary for each category is explained and elaborated in detail. From the literature review, it had been observed that NOMA can enhance the EE of wireless communication systems. At the end of this survey, future research particularly in machine learning algorithms such as reinforcement learning (RL) and deep reinforcement learning (DRL) for NOMA are also discussed