doi:10.1155/2011/614571 Research Article MMSE Beamforming for SC-FDMA Transmission over

which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited. We consider transmit beamforming for single-carrier frequency-division multiple access (SC-FDMA) transmission over frequency-selective multiple-input multiple-output (MIMO) channels. The beamforming filters are optimized for minimization of the sum of the mean-squared errors (MSEs) of the transmitted data streams after MIMO minimum mean-squared error linear equalization (MMSE-LE), and for minimization of the product of the MSEs after MIMO MMSE decision-feedback equalization (MMSE-DFE), respectively. We prove that for SC-FDMA transmission in both cases eigenbeamforming, diagonalizing the overall channel, together with a nonuniform power distribution is the optimum beamforming strategy. The optimum power allocation derived for MMSE-LE is similar in spirit to classical results for the optimum continuous-time transmit filter for linear modulation formats obtained by Berger/Tufts and Yang/Roy, whereas for MMSE-DFE the capacity achieving waterfilling strategy well known from conventional single-carrier transmission schemes is obtained. Moreover, we present a modification of the beamformer design to mitigate an increase of the peak-to-average power ratio (PAPR) which is in general associated with beamforming. Simulation results demonstrate the high performance of the proposed beamforming algorithms. 1

Spectrally efficient Non-Orthogonal Multiple Access (NOMA) techniques for future generation mobile systems

With the expectation of over a 1000-fold increase in the number of connected devices by 2020, efficient utilization of the limited bandwidth has become ever more important in the design of mobile wireless systems. Furthermore, the ever-increasing demand for higher data rates has made it necessary for a new waveform design that satisfies not only throughput demands, but network capacity as well. One such technique recently proposed is the non-orthogonal multiple access (NOMA) which utilizes the distance-dependent power domain multiplexing, based on the principles of signal superposition. In this thesis, new spectrally efficient non-orthogonal signal techniques are proposed. The goal of the schemes is to allow simultaneous utilization of the same time frequency network resources. This is achieved by designing component signals in both power and phase domain such that users are precoded or preformed to form a single and uniquely decodable composite signal. The design criteria are based on maximizing either the sum rate or spectral efficiency, minimizing multi-user interference and detection ambiguity, and maximizing the minimum Euclidean distance between the composite constellation points. The design principles are applied in uplink, downlink and coordinated multipoint (CoMP) scenarios. We assume ideal channel state with perfect estimation, low mobility and synchronization scenarios so as to prove the concept and serve as a bound for any future work in non-ideal conditions. Extensive simulations and numerical analysis are carried to show the superiority and compatibility of the schemes. First, a new NOMA signal design called uplink NOMA with constellation precoding is proposed. The precoding weights are generated at the eNB based on the number of users to be superposed. The eNB signals the precoding weights to be employed by the users to adjust their transmission. The adjustments utilize the channel state information estimated from common periodic pilots broadcasted by the eNB. The weights ensure the composite received signal at the eNB belongs to the pre-known constellation. Furthermore, the users precode to the eNB antenna that requires the least total transmit power from all the users. At the eNB, joint maximum likelihood (JML) detection is employed to recover the component signals. As the composite constellation is as that of a single user transmitting that same constellation, multiple access interference can be viewed as absent, which allows multiple users to transmit at their full rates. Furthermore, the power gain achieved by the sum of the component signals maximizes the sum rate. Secondly, the constellation design principle is employed in the downlink scenario. In the scheme, called downlink NOMA with constellation preforming, the eNB preforms the users signal with power and phase weights prior to transmission. The preforming ensures multi-user interference is eliminated and the spectral efficiency maximized. The preformed composite constellation is broadcasted by the eNB which is received by all users. Subsequently, the users perform JML detection with the designed constellation to extract their individual component signals. Furthermore, improved signal reliability is achieved in transmit and receive diversity scenarios in the schemes called distributed transmit and receive diversity combining, respectively. Thirdly, the constellation preforming on the downlink is extended to MIMO spatial multiplexing scenarios. The first MIMO scheme, called downlink NOMA with constellation preforming, each eNB antenna transmits a preformed composite signal composed of a set of multiple users’ streams. This achieves spatial multiplexing with diversity with less transmit antennas, reducing costs associated with multiple RF chains, while still maximizing the sum rate. In the second MIMO scheme, a highly spectrally efficient MIMO preforming scheme is proposed. The scheme, called group layer MIMO with constellation preforming, the eNB preforms to a specific group of users on each transmit antenna. In all the schemes, the users perform JML detection to recover their signals. Finally, the adaptability of the constellation design is shown in CoMP. The scheme, called CoMP with joint constellation processing, the additional degrees of freedom, in form of interfering eNBs, are utilized to enable spatial multiplexing to a user with a single receive antenna. This is achieved by precoding each stream from the coordinating eNB with weights signalled by a central eNB. Consequently, the inter-cell interference is eliminated and the sum-rate maximized. To reduce the total power spent on precoding, an active cell selection scheme is proposed where the precoding is employed on the highest interferers to the user. Furthermore, a power control scheme is applied the design principle, where the objective is to reduce cross-layer interference by adapting the transmission power to the mean channel gain

Adaptive Precoding and Resource Allocation in Cognitive Radio Networks

In this thesis, we develop efficient resource allocation and adaptive precoding schemes for two scenarios: multiuser MIMO-OFDM and multiuser MIMO based CR networks. In the context of the multiuser MIMO-OFDM CR network, we have developed resource allocation and adaptive precoding schemes for both the downlink (DL) and uplink (UL). The proposed schemes are characterized by both computational and spectral efficiencies. The adaptive precoder operates based on generating degrees of freedom (DoF). The resource allocation has been formulated as a sum-rate maximization problem subject to the upper-limit of total power and interference at primary user constraints. The formulated optimization problem is a mixed integer programming having a combinatorial complexity which is hard to solve, and therefore we separated it into a two-phase procedure to elaborate computational efficiency: Adaptive precoding (DoF assignment) and subcarrier mapping. From the implementation perspective, the resource allocation of the DL is central based processing, but the UL is semi-distributed based. The DL and UL problems are sorted out using the Lagrange multiplier theory which is regarded as an efficient alternative methodology compared to the convex optimization theory. The solution is not only characterized by low-complexity, but also by optimality. Numerical simulations illustrate remarkable spectral and SNR gains provided by the proposed schemes.In dieser Dissertation werden effiziente Ressourcenallokation und adaptive Vorkodierungsverfahren für zwei Szenarios entwickelt: Mehrbenutzer-MIMO-OFDM und Mehrbenutzer-MIMO jeweils basierend auf CR-Netzwerken. Im Bereich der Mehrbenutzer-MIMO-OFDM CR-Netzwerke wurden Verfahren zur Ressourcenallokation und zur adaptiven Vorkodierung jeweils für den Downlink (DL) und den Uplink (UL) entwickelt. Die Ressourcenallokation wurde als Optimierungsproblem formuliert, bei dem die Summenrate maximiert wird, wobei die Gesamtsendeleistung und die Interferenz an den Primärnutzern begrenzt ist. Das formulierte Optimierungsproblem ist ein sogenanntes Mixed-Integer-Programm, dessen kombinatorische Komplexität nur extrem aufwendig lösbar ist. Auf Grund dessen wurde es zur Komplexitätsreduktion in zwei Phasen aufgeteilt: Adaptive Vorkodierung (DoF-Zuordnung) und Subkanalzuordnung. Während die Ressourcenallokation für den DL aus Implementierungssicht ein zentralistischer Prozess ist, kann sie für den UL als semiverteilt eingeordnet werden. Die Aufgabe der zentralen Ressourcenallokation wird gelöst, um die zentrale adaptive Vorkodierung und die Subkanalzuordnung für UL und DL zu verwalten. Die Subkanalzuordnung ist für den DL optimal und effizient gelöst, indem das Problem als konvexes Problem modelliert ist. Für den UL wiederum ist das Problem trotz der Konvexität quasi-optimal gelöst, da in der Problemformulierung eine Begrenzung der Ressourcen pro Benutzer existiert

Collaborative modulation multiple access for single hop and multihop networks

While the bandwidth available for wireless networks is limited, the world has seen an unprecedented growth in the number of mobile subscribers and an ever increasing demand for high data rates. Therefore efficient utilisation of bandwidth to maximise link spectral efficiency and number of users that can be served simultaneously are primary goals in the design of wireless systems. To achieve these goals, in this thesis, a new non-orthogonal uplink multiple access scheme which combines the functionalities of adaptive modulation and multiple access called collaborative modulation multiple access (CMMA) is proposed. CMMA enables multiple users to access the network simultaneously and share the same bandwidth even when only a single receive antenna is available and in the presence of high channel correlation. Instead of competing for resources, users in CMMA share resources collaboratively by employing unique modulation sets (UMS) that differ in phase, power, and/or mapping structure. These UMS are designed to insure that the received signal formed from the superposition of all users’ signals belongs to a composite QAM constellation (CC) with a rate equal to the sum rate of all users. The CC and its constituent UMSs are designed centrally at the BS to remove ambiguity, maximize the minimum Euclidian distance (dmin) of the CC and insure a minimum BER performance is maintained. Users collaboratively precode their transmitted signal by performing truncated channel inversion and phase rotation using channel state information (CSI ) obtained from a periodic common pilot to insure that their combined signal at the BS belongs to the CC known at the BS which in turn performs a simple joint maximum likelihood detection without the need for CSI. The coherent addition of users’ power enables CMMA to achieve high link spectral efficiency at any time without extra power or bandwidth but on the expense of graceful degradation in BER performance. To improve the BER performance of CMMA while preserving its precoding and detection structure and without the need for pilot-aided channel estimation, a new selective diversity combining scheme called SC-CMMA is proposed. SC-CMMA optimises the overall group performance providing fairness and diversity gain for various users with different transmit powers and channel conditions by selecting a single antenna out of a group of L available antennas that minimises the total transmit power required for precoding at any one time. A detailed study of capacity and BER performance of CMMA and SC-CMMA is carried out under different level of channel correlations which shows that both offer high capacity gain and resilience to channel correlation. SC-CMMA capacity even increase with high channel correlation between users’ channels. CMMA provides a practical solution for implementing the multiple access adder channel (MAAC) in fading environments hence a hybrid approach combining both collaborative coding and modulation referred to as H-CMMA is investigated. H-CMMA divides users into a number of subgroups where users within a subgroup are assigned the same modulation set and different multiple access codes. H-CMMA adjusts the dmin of the received CC by varying the number of subgroups which in turn varies the number of unique constellation points for the same number of users and average total power. Therefore H-CMMA can accommodate many users with different rates while flexibly managing the complexity, rate and BER performance depending on the SNR. Next a new scheme combining CMMA with opportunistic scheduling using only partial CSI at the receiver called CMMA-OS is proposed to combine both the power gain of CMMA and the multiuser diversity gain that arises from users’ channel independence. To avoid the complexity and excessive feedback associated with the dynamic update of the CC, the BS takes into account the independence of users’ channels in the design of the CC and its constituent UMSs but both remain unchanged thereafter. However UMS are no longer associated with users, instead channel gain’s probability density function is divided into regions with identical probability and each UMS is associated with a specific region. This will simplify scheduling as users can initially chose their UMS based on their CSI and the BS will only need to resolve any collision when the channels of two or more users are located at the same region. Finally a high rate cooperative communication scheme, called cooperative modulation (CM) is proposed for cooperative multiuser systems. CM combines the reliability of the cooperative diversity with the high spectral efficiency and multiple access capabilities of CMMA. CM maintains low feedback and high spectral efficiency by restricting relaying to a single route with the best overall channel. Two possible variations of CM are proposed depending on whether CSI available only at the users or just at the BS and the selected relay. The first is referred to Precode, Amplify, and Forward (PAF) while the second one is called Decode, Remap, and Forward (DMF). A new route selection algorithm for DMF based on maximising dmin of random CC is also proposed using a novel fast low-complexity multi-stage sphere based algorithm to calculate the dmin at the relay of random CC that is used for both relay selection and detection

Linear and Dirty-Paper Techniques for the Multiuser MIMO Downlink

Multi-input, multi-output (MIMO) communications systems have attracted considerable attention over the past decade, mostly for single-user, point-to-point scenarios. The multiple-user MIMO case has attracted less attention, and most of the research on this problem has focused on uplink communications. Only recently has the multi-user MIMO downlink been addressed, beginning with information-theoretic capacity results [1–5], and followed by prac-tical implementations, including those based on linear techniques [6, 7] and non-linear pre-coding [8–11]. In this chapter we review these techniques and discuss some important open problems

Multi-User Signal and Spectra Coordination for Digital Subscriber Lines

The appetite amongst consumers for ever higher data-rates seems insatiable. This booming market presents a huge opportunity for telephone and cable operators. It also presents a challenge: the delivery of broadband services to millions of customers across sparsely populated areas. Fully fibre-based networks, whilst technically the most advanced solution, are prohibitively expensive to deploy. Digital subscriber lines (DSL) provide an alternative solution. Seen as a stepping-stone to a fully fibre-based network, DSL operates over telephone lines that are already in place, minimizing the cost of deployment. The basic principle behind DSL technology is to increase data-rate by widening the transmission bandwidth. Unfortunately, operating at high frequencies, in a medium originally designed for voice-band transmission, leads to crosstalk between the different DSLs. Crosstalk is typically 10-15 dB larger than the background noise and is the dominant source of performance degradation in DSL. This thesis develops practical multi-user techniques for mitigating crosstalk in DSL. The techniques proposed have low complexity, low latency, and are compatible with existing customer premises equipment (CPE). In addition to being practical, the techniques also yield near-optimal performance, operating close to the theoretical multi-user channel capacity. Multi-user techniques are based on the coordination of the different users in a network, and this can be done on either a spectral or signal level