Optimization of 5G Second Phase Heterogeneous Radio Access Networks with Small Cells

Due to the exponential increase in high data-demanding applications and their services per coverage area, it is becoming challenging for the existing cellular network to handle the massive sum of users with their demands. It is conceded to network operators that the current wireless network may not be capable to shelter future traffic demands. To overcome the challenges the operators are taking interest in efficiently deploying the heterogeneous network. Currently, 5G is in the commercialization phase. Network evolution with addition of small cells will develop the existing wireless network with its enriched capabilities and innovative features. Presently, the 5G global standardization has introduced the 5G New Radio (NR) under the 3rd Generation Partnership Project (3GPP). It can support a wide range of frequency bands (<6 GHz to 100 GHz). For different trends and verticals, 5G NR encounters, functional splitting and its cost evaluation are well-thought-out. The aspects of network slicing to the assessment of the business opportunities and allied standardization endeavours are illustrated. The study explores the carrier aggregation (Pico cellular) technique for 4G to bring high spectral efficiency with the support of small cell massification while benefiting from statistical multiplexing gain. One has been able to obtain values for the goodput considering CA in LTE-Sim (4G), of 40 Mbps for a cell radius of 500 m and of 29 Mbps for a cell radius of 50 m, which is 3 times higher than without CA scenario (2.6 GHz plus 3.5 GHz frequency bands). Heterogeneous networks have been under investigation for many years. Heterogeneous network can improve users service quality and resource utilization compared to homogeneous networks. Quality of service can be enhanced by putting the small cells (Femtocells or Picocells) inside the Microcells or Macrocells coverage area. Deploying indoor Femtocells for 5G inside the Macro cellular network can reduce the network cost. Some service providers have started their solutions for indoor users but there are still many challenges to be addressed. The 5G air-simulator is updated to deploy indoor Femto-cell with proposed assumptions with uniform distribution. For all the possible combinations of apartments side length and transmitter power, the maximum number of supported numbers surpassed the number of users by more than two times compared to papers mentioned in the literature. Within outdoor environments, this study also proposed small cells optimization by putting the Pico cells within a Macro cell to obtain low latency and high data rate with the statistical multiplexing gain of the associated users. Results are presented 5G NR functional split six and split seven, for three frequency bands (2.6 GHz, 3.5GHz and 5.62 GHz). Based on the analysis for shorter radius values, the best is to select the 2.6 GHz to achieve lower PLR and to support a higher number of users, with better goodput, and higher profit (for cell radius u to 400 m). In 4G, with CA, from the analysis of the economic trade-off with Picocell, the Enhanced multi-band scheduler EMBS provide higher revenue, compared to those without CA. It is clearly shown that the profit of CA is more than 4 times than in the without CA scenario. This means that the slight increase in the cost of CA gives back more than 4-time profit relatively to the ”without” CA scenario.Devido ao aumento exponencial de aplicações/serviços de elevado débito por unidade de área, torna-se bastante exigente, para a rede celular existente, lidar com a enormes quantidades de utilizadores e seus requisitos. É reconhecido que as redes móveis e sem fios atuais podem não conseguir suportar a procura de tráfego junto dos operadores. Para responder a estes desafios, os operadores estão-se a interessar pelo desenvolvimento de redes heterogéneas eficientes. Atualmente, a 5G está na fase de comercialização. A evolução destas redes concretizar-se-á com a introdução de pequenas células com aptidões melhoradas e características inovadoras. No presente, os organismos de normalização da 5G globais introduziram os Novos Rádios (NR) 5G no contexto do 3rd Generation Partnership Project (3GPP). A 5G pode suportar uma gama alargada de bandas de frequência (<6 a 100 GHz). Abordam-se as divisões funcionais e avaliam-se os seus custos para as diferentes tendências e verticais dos NR 5G. Ilustram-se desde os aspetos de particionamento funcional da rede à avaliação das oportunidades de negócio, aliadas aos esforços de normalização. Exploram-se as técnicas de agregação de espetro (do inglês, CA) para pico células, em 4G, a disponibilização de eficiência espetral, com o suporte da massificação de pequenas células, e o ganho de multiplexagem estatística associado. Obtiveram-se valores do débito binário útil, considerando CA no LTE-Sim (4G), de 40 e 29 Mb/s para células de raios 500 e 50 m, respetivamente, três vezes superiores em relação ao caso sem CA (bandas de 2.6 mais 3.5 GHz). Nas redes heterogéneas, alvo de investigação há vários anos, a qualidade de serviço e a utilização de recursos podem ser melhoradas colocando pequenas células (femto- ou pico-células) dentro da área de cobertura de micro- ou macro-células). O desenvolvimento de pequenas células 5G dentro da rede com macro-células pode reduzir os custos da rede. Alguns prestadores de serviços iniciaram as suas soluções para ambientes de interior, mas ainda existem muitos desafios a ser ultrapassados. Atualizou-se o 5G air simulator para representar a implantação de femto-células de interior com os pressupostos propostos e distribuição espacial uniforme. Para todas as combinações possíveis do comprimento lado do apartamento, o número máximo de utilizadores suportado ultrapassou o número de utilizadores suportado (na literatura) em mais de duas vezes. Em ambientes de exterior, propuseram-se pico-células no interior de macro-células, de forma a obter atraso extremo-a-extremo reduzido e taxa de transmissão dados elevada, resultante do ganho de multiplexagem estatística associado. Apresentam-se resultados para as divisões funcionais seis e sete dos NR 5G, para 2.6 GHz, 3.5GHz e 5.62 GHz. Para raios das células curtos, a melhor solução será selecionar a banda dos 2.6 GHz para alcançar PLR (do inglês, PLR) reduzido e suportar um maior número de utilizadores, com débito binário útil e lucro mais elevados (para raios das células até 400 m). Em 4G, com CA, da análise do equilíbrio custos-proveitos com pico-células, o escalonamento multi-banda EMBS (do inglês, Enhanced Multi-band Scheduler) disponibiliza proveitos superiores em comparação com o caso sem CA. Mostra-se claramente que lucro com CA é mais de quatro vezes superior do que no cenário sem CA, o que significa que um aumento ligeiro no custo com CA resulta num aumento de 4-vezes no lucro relativamente ao cenário sem CA

Energy Management in LTE Networks

Wireless cellular networks have seen dramatic growth in number of mobile users. As a result, data requirements, and hence the base-station power consumption has increased significantly. It in turn adds to the operational expenditures and also causes global warming. The base station power consumption in long-term evolution (LTE) has, therefore, become a major challenge for vendors to stay green and profitable in competitive cellular industry. It necessitates novel methods to devise energy efficient communication in LTE. Importance of the topic has attracted huge research interests worldwide. Energy saving (ES) approaches proposed in the literature can be broadly classified in categories of energy efficient resource allocation, load balancing, carrier aggregation, and bandwidth expansion. Each of these methods has its own pros and cons leading to a tradeoff between ES and other performance metrics resulting into open research questions. This paper discusses various ES techniques for the LTE systems and critically analyses their usability through a comprehensive comparative study

Resource Allocation for Next Generation Radio Access Networks

Driven by data hungry applications, the architecture of mobile networks is moving towards that of densely deployed cells where each cell may use a different access technology as well as a different frequency band. Next generation networks (NGNs) are essentially identified by their dramatically increased data rates and their sustainable deployment. Motivated by these requirements, in this thesis we focus on (i) capacity maximisation, (ii) energy efficient configuration of different classes of radio access networks (RANs). To fairly allocate the available resources, we consider proportional fair rate allocations. We first consider capacity maximisation in co-channel 4G (LTE) networks, then we proceed to capacity maximisation in mixed LTE (including licensed LTE small cells) and 802.11 (WiFi) networks. And finally we study energy efficient capacity maximisation of dense 3G/4G co-channel small cell networks. In each chapter we provide a network model and a scalable resource allocation approach which may be implemented in a centralised or distributed manner depending on the objective and network constraints

Eficiência energética avançada para sistema OFDMA CoMP coordenação multiponto

Doutoramento em Engenharia EletrotécnicaThe ever-growing energy consumption in mobile networks stimulated by the expected growth in data tra ffic has provided the impetus for mobile operators to refocus network design, planning and deployment towards reducing the cost per bit, whilst at the same time providing a signifi cant step towards reducing their operational expenditure. As a step towards incorporating cost-eff ective mobile system, 3GPP LTE-Advanced has adopted the coordinated multi-point (CoMP) transmission technique due to its ability to mitigate and manage inter-cell interference (ICI). Using CoMP the cell average and cell edge throughput are boosted. However, there is room for reducing energy consumption further by exploiting the inherent exibility of dynamic resource allocation protocols. To this end packet scheduler plays the central role in determining the overall performance of the 3GPP longterm evolution (LTE) based on packet-switching operation and provide a potential research playground for optimizing energy consumption in future networks. In this thesis we investigate the baseline performance for down link CoMP using traditional scheduling approaches, and subsequently go beyond and propose novel energy e fficient scheduling (EES) strategies that can achieve power-e fficient transmission to the UEs whilst enabling both system energy effi ciency gain and fairness improvement. However, ICI can still be prominent when multiple nodes use common resources with di fferent power levels inside the cell, as in the so called heterogeneous networks (Het- Net) environment. HetNets are comprised of two or more tiers of cells. The rst, or higher tier, is a traditional deployment of cell sites, often referred to in this context as macrocells. The lower tiers are termed small cells, and can appear as microcell, picocells or femtocells. The HetNet has attracted signiffi cant interest by key manufacturers as one of the enablers for high speed data at low cost. Research until now has revealed several key hurdles that must be overcome before HetNets can achieve their full potential: bottlenecks in the backhaul must be alleviated, as well as their seamless interworking with CoMP. In this thesis we explore exactly the latter hurdle, and present innovative ideas on advancing CoMP to work in synergy with HetNet deployment, complemented by a novel resource allocation policy for HetNet tighter interference management. As system level simulator has been used to analyze the proposed algorithm/protocols, and results have concluded that up to 20% energy gain can be observed.O aumento do consumo de energia nas TICs e em particular nas redes de comunicação móveis, estimulado por um crescimento esperado do tráfego de dados, tem servido de impulso aos operadores m oveis para reorientarem os seus projectos de rede, planeamento e implementa ção no sentido de reduzir o custo por bit, o que ao mesmo tempo possibilita um passo signicativo no sentido de reduzir as despesas operacionais. Como um passo no sentido de uma incorporação eficaz em termos destes custos, o sistema móvel 3GPP LTE-Advanced adoptou a técnica de transmissão Coordenação Multi-Ponto (identificada na literatura com a sigla CoMP) devido à sua capacidade de mitigar e gerir Interferência entre Células (sigla ICI na literatura). No entanto a ICI pode ainda ser mais proeminente quando v arios n os no interior da célula utilizam recursos comuns com diferentes níveis de energia, como acontece nos chamados ambientes de redes heterogéneas (sigla Het- Net na literatura). As HetNets são constituídas por duas ou mais camadas de células. A primeira, ou camada superiora, constitui uma implantação tradicional de sítios de célula, muitas vezes referidas neste contexto como macrocells. Os níveis mais baixos são designados por células pequenas, e podem aparecer como microcells, picocells ou femtocells. A HetNet tem atra do grande interesse por parte dos principais fabricantes como sendo facilitador para transmissões de dados de alta velocidade a baixo custo. A investigação tem revelado at e a data, vários dos principais obstáculos que devem ser superados para que as HetNets possam atingir todo o seu potencial: (i) os estrangulamentos no backhaul devem ser aliviados; (ii) bem como sua perfeita interoperabilidade com CoMP. Nesta tese exploramos este ultimo constrangimento e apresentamos ideias inovadoras em como a t ecnica CoMP poder a ser aperfeiçoada por forma a trabalhar em sinergia com a implementação da HetNet, complementado ainda com uma nova perspectiva na alocação de recursos rádio para um controlo e gestão mais apertado de interferência nas HetNets. Com recurso a simulação a níível de sistema para analisar o desempenho dos algoritmos e protocolos propostos, os resultados obtidos concluíram que ganhos at e a ordem dos 20% poderão ser atingidos em termos de eficiência energética

LTE Optimization and Resource Management in Wireless Heterogeneous Networks

Mobile communication technology is evolving with a great pace. The development of the Long Term Evolution (LTE) mobile system by 3GPP is one of the milestones in this direction. This work highlights a few areas in the LTE radio access network where the proposed innovative mechanisms can substantially improve overall LTE system performance. In order to further extend the capacity of LTE networks, an integration with the non-3GPP networks (e.g., WLAN, WiMAX etc.) is also proposed in this work. Moreover, it is discussed how bandwidth resources should be managed in such heterogeneous networks. The work has purposed a comprehensive system architecture as an overlay of the 3GPP defined SAE architecture, effective resource management mechanisms as well as a Linear Programming based analytical solution for the optimal network resource allocation problem. In addition, alternative computationally efficient heuristic based algorithms have also been designed to achieve near-optimal performance

Contributions to Analysis and Mitigation of Cochannel Interference in Cellular Wireless Networks

Cellular wireless networks have become a commodity. We use our cellular devices every day to connect to others, to conduct business, for entertainment. Strong demand for wireless access has made corresponding parts of radio spectrum very valuable. Consequently, network operators and their suppliers are constantly being pressured for its efficient use. Unlike the first and second generation cellular networks, current generations do not therefore separate geographical sites in frequency. This universal frequency reuse, combined with continuously increasing spatial density of the transmitters, leads to challenging interference levels in the network. This dissertation collects several contributions to analysis and mitigation of interference in cellular wireless networks. The contributions are categorized and set in the context of prior art based on key characteristics, then they are treated one by one. The first contribution encompasses dynamic signaling that measures instantaneous interference situations and allows only for such transmissions that do not harm each other excessively. A novel forward signaling approach is introduced as an alternative to traditional reverse signaling. Forward signaling allows the interference management decisions to be done at the receiver, where there is more relevant information available. The second contribution analyzes cross-link interference in heterogeneous networks. Cross-link interference is interference between downlink and uplink transmissions that can appear in time-division duplex (TDD) networks. It is shown that uplink reception of small cells can be disturbed considerably by macrocell downlink transmissions. We proposes an intuitive solution to the problem based on power control. Users in small cells have generally enough power headroom as the distance to the small base station is often short. The third contribution provides an extensive analysis of a specific interference managment method that the Long-Term Evolution (LTE) applies in cochannel heterogeneous deployments. We analyze this so-called time muting using a modern stochastic geometry approach and show that performance of the method strongly depends on residual interference in the muted sections of time. The fourth and last contribution analyzes the impact of interference rank, i.e., number of spatial streams at the interferer, on a beamformed or spatially block coded transmission. It is shown that when the interferer chooses to transmit multiple spatial streams, spreading the power in spatial domain has potential to decrease probability of outage at neighbor receiver, especially if the neighbor transmission uses beamforming

Cooperative Radio Communications for Green Smart Environments

The demand for mobile connectivity is continuously increasing, and by 2020 Mobile and Wireless Communications will serve not only very dense populations of mobile phones and nomadic computers, but also the expected multiplicity of devices and sensors located in machines, vehicles, health systems and city infrastructures. Future Mobile Networks are then faced with many new scenarios and use cases, which will load the networks with different data traffic patterns, in new or shared spectrum bands, creating new specific requirements. This book addresses both the techniques to model, analyse and optimise the radio links and transmission systems in such scenarios, together with the most advanced radio access, resource management and mobile networking technologies. This text summarises the work performed by more than 500 researchers from more than 120 institutions in Europe, America and Asia, from both academia and industries, within the framework of the COST IC1004 Action on "Cooperative Radio Communications for Green and Smart Environments". The book will have appeal to graduates and researchers in the Radio Communications area, and also to engineers working in the Wireless industry. Topics discussed in this book include: • Radio waves propagation phenomena in diverse urban, indoor, vehicular and body environments• Measurements, characterization, and modelling of radio channels beyond 4G networks• Key issues in Vehicle (V2X) communication• Wireless Body Area Networks, including specific Radio Channel Models for WBANs• Energy efficiency and resource management enhancements in Radio Access Networks• Definitions and models for the virtualised and cloud RAN architectures• Advances on feasible indoor localization and tracking techniques• Recent findings and innovations in antenna systems for communications• Physical Layer Network Coding for next generation wireless systems• Methods and techniques for MIMO Over the Air (OTA) testin

Cooperative Radio Communications for Green Smart Environments

The demand for mobile connectivity is continuously increasing, and by 2020 Mobile and Wireless Communications will serve not only very dense populations of mobile phones and nomadic computers, but also the expected multiplicity of devices and sensors located in machines, vehicles, health systems and city infrastructures. Future Mobile Networks are then faced with many new scenarios and use cases, which will load the networks with different data traffic patterns, in new or shared spectrum bands, creating new specific requirements. This book addresses both the techniques to model, analyse and optimise the radio links and transmission systems in such scenarios, together with the most advanced radio access, resource management and mobile networking technologies. This text summarises the work performed by more than 500 researchers from more than 120 institutions in Europe, America and Asia, from both academia and industries, within the framework of the COST IC1004 Action on "Cooperative Radio Communications for Green and Smart Environments". The book will have appeal to graduates and researchers in the Radio Communications area, and also to engineers working in the Wireless industry. Topics discussed in this book include: • Radio waves propagation phenomena in diverse urban, indoor, vehicular and body environments• Measurements, characterization, and modelling of radio channels beyond 4G networks• Key issues in Vehicle (V2X) communication• Wireless Body Area Networks, including specific Radio Channel Models for WBANs• Energy efficiency and resource management enhancements in Radio Access Networks• Definitions and models for the virtualised and cloud RAN architectures• Advances on feasible indoor localization and tracking techniques• Recent findings and innovations in antenna systems for communications• Physical Layer Network Coding for next generation wireless systems• Methods and techniques for MIMO Over the Air (OTA) testin

Leveraging Cognitive Radio Networks Using Heterogeneous Wireless Channels

The popularity of ubiquitous Internet services has spurred the fast growth of wireless communications by launching data hungry multimedia applications to mobile devices. Powered by spectrum agile cognitive radios, the newly emerged cognitive radio networks (CRN) are proposed to provision the efficient spectrum reuse to improve spectrum utilization. Unlicensed users in CRN, or secondary users (SUs), access the temporarily idle channels in a secondary and opportunistic fashion while preventing harmful interference to licensed primary users (PUs). To effectively detect and exploit the spectrum access opportunities released from a wide spectrum, the heterogeneous wireless channel characteristics and the underlying prioritized spectrum reuse features need to be considered in the protocol design and resource management schemes in CRN, which plays a critical role in unlicensed spectrum sharing among multiple users. The purpose of this dissertation is to address the challenges of utilizing heterogeneous wireless channels in CRN by its intrinsic dynamic and diverse natures, and build the efficient, scalable and, more importantly, practical dynamic spectrum access mechanisms to enable the cost-effective transmissions for unlicensed users. Note that the spectrum access opportunities exhibit the diversity in the time/frequency/space domain, secondary transmission schemes typically follow three design principles including 1) utilizing local free channels within short transmission range, 2) cooperative and opportunistic transmissions, and 3) effectively coordinating transmissions in varying bandwidth. The entire research work in this dissertation casts a systematic view to address these principles in the design of the routing protocols, medium access control (MAC) protocols and radio resource management schemes in CRN. Specifically, as spectrum access opportunities usually have small spatial footprints, SUs only communicate with the nearby nodes in a small area. Thus, multi-hop transmissions in CRN are considered in this dissertation to enable the connections between any unlicensed users in the network. CRN typically consist of intermittent links of varying bandwidth so that the decision of routing is closely related with the spectrum sensing and sharing operations in the lower layers. An efficient opportunistic cognitive routing (OCR) scheme is proposed in which the forwarding decision at each hop is made by jointly considering physical characteristics of spectrum bands and diverse activities of PUs in each single band. Such discussion on spectrum aware routing continues coupled with the sensing selection and contention among multiple relay candidates in a multi-channel multi-hop scenario. An SU selects the next hop relay and the working channel based upon location information and channel usage statistics with instant link quality feedbacks. By evaluating the performance of the routing protocol and the joint channel and route selection algorithm with extensive simulations, we determine the optimal channel and relay combination with reduced searching complexity and improved spectrum utilization. Besides, we investigate the medium access control (MAC) protocol design in support of multimedia applications in CRN. To satisfy the quality of service (QoS) requirements of heterogeneous applications for SUs, such as voice, video, and data, channels are selected to probe for appropriate spectrum opportunities based on the characteristics and QoS demands of the traffic along with the statistics of channel usage patterns. We propose a QoS-aware MAC protocol for multi-channel single hop scenario where each single SU distributedly determines a set of channels for sensing and data transmission to satisfy QoS requirements. By analytical model and simulations, we determine the service differentiation parameters to provision multiple levels of QoS. We further extend our discussion of dynamic resource management to a more practical deployment case. We apply the experiences and skills learnt from cognitive radio study to cellular communications. In heterogeneous cellular networks, small cells are deployed in macrocells to enhance link quality, extend network coverage and offload traffic. As different cells focus on their own operation utilities, the optimization of the total system performance can be analogue to the game between PUs and SUs in CRN. However, there are unique challenges and operation features in such case. We first present challenging issues including interference management, network coordination, and interworking between cells in a tiered cellular infrastructure. We then propose an adaptive resource management framework to improve spectrum utilization and mitigate the co-channel interference between macrocells and small cells. A game-theory-based approach is introduced to handle power control issues under constrained control bandwidth and limited end user capability. The inter-cell interference is mitigated based upon orthogonal transmissions and strict protection for macrocell users. The research results in the dissertation can provide insightful lights on flexible network deployment and dynamic spectrum access for prioritized spectrum reuse in modern wireless systems. The protocols and algorithms developed in each topic, respectively, have shown practical and efficient solutions to build and optimize CRN

Improving next-generation wireless network performance and reliability with deep learning

A rudimentary question whether machine learning in general, or deep learning in particular, could add to the well-established field of wireless communications, which has been evolving for close to a century, is often raised. While the use of deep learning based methods is likely to help build intelligent wireless solutions, this use becomes particularly challenging for the lower layers in the wireless communication stack. The introduction of the fifth generation of wireless communications (5G) has triggered the demand for “network intelligence” to support its promises for very high data rates and extremely low latency. Consequently, 5G wireless operators are faced with the challenges of network complexity, diversification of services, and personalized user experience. Industry standards have created enablers (such as the network data analytics function), but these enablers focus on post-mortem analysis at higher stack layers and have a periodicity in the time scale of seconds (or larger). The goal of this dissertation is to show a solution for these challenges and how a data-driven approach using deep learning could add to the field of wireless communications. In particular, I propose intelligent predictive and prescriptive abilities to boost reliability and eliminate performance bottlenecks in 5G cellular networks and beyond, show contributions that justify the value of deep learning in wireless communications across several different layers, and offer in-depth analysis and comparisons with baselines and industry standards. First, to improve multi-antenna network reliability against wireless impairments with power control and interference coordination for both packetized voice and beamformed data bearers, I propose the use of a joint beamforming, power control, and interference coordination algorithm based on deep reinforcement learning. This algorithm uses a string of bits and logic operations to enable simultaneous actions to be performed by the reinforcement learning agent. Consequently, a joint reward function is also proposed. I compare the performance of my proposed algorithm with the brute force approach and show that similar performance is achievable but with faster run-time as the number of transmit antennas increases. Second, in enhancing the performance of coordinated multipoint, I propose the use of deep learning binary classification to learn a surrogate function to trigger a second transmission stream instead of depending on the popular signal to interference plus noise measurement quantity. This surrogate function improves the users' sum-rate through focusing on pre-logarithmic terms in the sum-rate formula, which have larger impact on this rate. Third, performance of band switching can be improved without the need for a full channel estimation. My proposal of using deep learning to classify the quality of two frequency bands prior to granting the band switching leads to a significant improvement in users' throughput. This is due to the elimination of the industry standard measurement gap requirement—a period of silence where no data is sent to the users so they could measure the frequency bands before switching. In this dissertation, a group of algorithms for wireless network performance and reliability for downlink are proposed. My results show that the introduction of user coordinates enhance the accuracy of the predictions made with deep learning. Also, the choice of signal to interference plus noise ratio as the optimization objective may not always be the best choice to improve user throughput rates. Further, exploiting the spatial correlation of channels in different frequency bands can improve certain network procedures without the need for perfect knowledge of the per-band channel state information. Hence, an understanding of these results help develop novel solutions to enhancing these wireless networks at a much smaller time scale compared to the industry standards todayElectrical and Computer Engineerin