Performance Analysis, Resource Allocation and Optimization of Cooperative Communication Systems under Generalized Fading Channels

The increasing demands for high-speed data transmission, efficient wireless access, high quality of service (QoS) and reliable network coverage with reduced power consumption impose demanding intensive research efforts on the design of novel wireless communication system architectures. A notable development in the area of communication theory is the introduction of cooperative communication systems. These technologies become promising solution for the next-generation wireless transmission systems due to their applicability in size, power, hardware and price constrained devices, such as cellular mobile devices, wireless sensors, ad-hoc networks and military communications, being able to provide, e.g., diversity gain against fading channels without the need for installing multiple antennas in a single terminal. The performance of the cooperative systems can in general be significantly increased by allocating the limited power efficiently. In this thesis, we address in detail the performance analysis, resource allocation and optimization of such cooperative communication systems under generalized fading channels. We focus first on energy-efficiency (EE) optimization and optimal power allocation (OPA) of regenerative cooperative network with spatial correlation effects under given power constraint and QoS requirement. The thesis also investigates the end-to-end performance and power allocation of a regenerative multi-relay cooperative network over non-homogeneous scattering environment, which is realistic case in practical wireless communication scenarios. Furthermore, the study investigates the end-to-end performance, OPA and energy optimization analysis under total power constraint and performance requirement of full-duplex (FD) relaying transmission scheme over asymmetric generalized fading models with relay self-interference (SI) effects.The study first focuses on exact error analysis and EE optimization of regenerative relay systems under spatial correlation effects. It first derives novel exact and asymptotic expressions for the symbol-error-rates (SERs) of M -ary quadrature amplitude and M -ary phase-shift keying (M -QAM) and (M -PSK) modulations, respectively, assuming a dual-hop decode-and-forward relay system, spatial correlation, path-loss effects and maximum-ratio-combing (MRC) at the destination. Based on this, EEoptimization and OPA are carried out under certain QoS requirement and transmit power constraints.Furthermore, the second part of the study investigates the end-to-end performance and power allocation of MRC based regenerative multi-relay cooperative system over non-homogeneous scattering environment. Novel exact and asymptotic expressions are derived for the end-to-end average SER for M -QAM and M -PSK modulations.The offered results are employed in performance investigations and power allocation formulations under total transmit power constraints.Finally, the thesis investigates outage performance, OPA and energy optimization analysis under certain system constraints for the FD and half-duplex (HD) relaying systems. Unlike the previous studies that considered the scenario of information transmission over symmetric fading conditions, in this study we considered the scenario of information transmission over the most generalized asymmetric fading environments.The obtained results indicate that depending on the severity of multipath fading, the spatial correlation between the direct and relayed paths and the relay location, the direct transmission is more energy-efficient only for rather short transmission distances and until a certain threshold. Beyond this, the system benefits substantially from the cooperative transmission approach where the cooperation gain increases as the transmission distance increases. Furthermore, the investigations on the power allocation for the multi-relay system over the generalized small-scale fading model show that substantial performance gain can be achieved by the proposed power allocation scheme over the conventional equal power allocation (EPA) scheme when the source-relay and relay-destination paths are highly unbalanced. Extensive studies on the FD relay system also show that OPA provides significant performance gain over the EPA scheme when the relay SI level is relatively strong. In addition, it is shown that the FD relaying scheme is more energy-efficient than the reference HD relaying scheme at long transmission distances and for moderate relay SI levels.In general, the investigations in this thesis provide tools, results and useful insights for implementing space-efficient, low-cost and energy-efficient cooperative networks, specifically, towards the future green communication era where the optimization of the scarce resources is critical

A Tutorial on Nonorthogonal Multiple Access for 5G and Beyond

Today's wireless networks allocate radio resources to users based on the orthogonal multiple access (OMA) principle. However, as the number of users increases, OMA based approaches may not meet the stringent emerging requirements including very high spectral efficiency, very low latency, and massive device connectivity. Nonorthogonal multiple access (NOMA) principle emerges as a solution to improve the spectral efficiency while allowing some degree of multiple access interference at receivers. In this tutorial style paper, we target providing a unified model for NOMA, including uplink and downlink transmissions, along with the extensions tomultiple inputmultiple output and cooperative communication scenarios. Through numerical examples, we compare the performances of OMA and NOMA networks. Implementation aspects and open issues are also detailed.Comment: 25 pages, 10 figure

Cooperative Diversity in CDMA over Nakagami−m Fading Channels

Spatial diversity can be employed by sending copies of the transmitted signal using multiple antennas at the transmitter/receiver, as implemented in multiple-input multipleoutput (MIMO) systems. Spatial receive diversity has already been used in many applications with centralized systems where base station receivers are equipped with multiple antennas. However, due to the power constraints and the small size of the mobile terminal, it may not be feasible to deploy multiple transmit antennas. User cooperation diversity, a new form of space diversity, has been developed to address these limitations. Recently, user cooperative diversity has gained more attention as a less complex alternative to centralized MIMO wireless systems. It revealed the ability to improve wireless communications through reliable reception. One common network of the user cooperation diversity is the direct sequence code division multiple access (DS-CDMA) in which the Rayleigh fading channels are adopted and the orthogonality between users is assumed. The Rayleigh fading channels are unrealistic since they cannot represent the statistical characteristics of the complex indoor environments. On the other hand, Nakagami-m fading model is well known as a generalized distribution, where many fading environments can be modeled. It can be used to model fading conditions ranging from severe, light to no fading, by changing its fading parameter m. The bit-error-rate (BER) and outage probability of uplink cooperative DS-CDMA over Nakagami-m has not been addressed in the literature. Thus, in this thesis, the performance of both decode-and-forward (DF) and amplify-and-forward (AF) cooperative asynchronous DS-CDMA system over Nakagami-m fading channels is investigated. The Rake receiver is used to exploit the advantages of multipath propagation. Besides, multiuser detection (MUD) is used to mitigate the effect of multiple-access interference (MAI). We show that our proposed multi-user system achieves the full system diversity gain. The first part of the thesis introduces a new closed-form expression for the outage probability and the error probability of the DF cooperative DS-CDMA over asynchronous transmission over independent non-identical Nakagami-m fading channels. The underlying system employs MUD such as minimum mean square error (MMSE) and decorrelator detector (DD) to achieve the full diversity. The aforementioned closed-form expression is obtained through the moment generating function (MGF) for the total signal-to-noise ratio (SNR) at the base station where the cumulative density function (CDF) is obtained. Furthermore, we investigate the asymptotic behavior of the system at high SNR to calculate the achievable diversity gain. The results demonstrate that the system diversity gain is fulfilled when MUD is used to mitigate the effect of MAI. In the second part of the thesis, we study the performance of cooperative CDMA system using AF relaying over independent non-identical distribution (i.n.i) Nakagami-m fading channels. Using the MGF of the total SNR at the base station, we derive the outage probability of the system. This enables us to derive the asymptotic outage probability for any arbitrary value of the fading parameter m. The last part of the thesis investigates the optimum power allocation and optimum relay location in AF cooperative CDMA systems over i.n.i Nakagami-m fading channels. Moreover, we introduce the joint optimization of both power allocation and relay location under the transmit power constraint to minimize the outage probability of the system. The joint optimization of both power allocation and relay location is used to minimize the outage performance of the system, thereby achieving full diversity gain

Cooperative diversity techniques for future wireless communications systems.

Thesis (Ph.D.)-University of KwaZulu-Natal, Durban, 2013.Multiple-input multiple-output (MIMO) systems have been extensively studied in the past decade. The attractiveness of MIMO systems is due to the fact that they drastically reduce the deleterious e ects of multipath fading leading to high system capacity and low error rates. In situations where wireless devices are restrained by their size and hardware complexity, such as mobile phones, transmit diversity is not achievable. A new paradigm called cooperative communication is a viable solution. In a cooperative scenario, a single-antenna device is assisted by another single-antenna device to relay its message to the destination or base station. This creates a virtual multiple-input multiple-output (MIMO) system. There exist two cooperative strategies: amplify-and-forward (AF) and decode-and-forward (DF). In the former, the relay ampli es the noisy signal received from the source before forwarding it to the destination. No form of demodulation is required. In the latter, the relay rst decodes the source signal before transmitting an estimate to the destination. In this work, focus is on the DF method. A drawback of an uncoded DF cooperative strategy is error propagation at the relay. To avoid error propagation in DF, various relay selection schemes can be used. Coded cooperation can also be used to avoid error propagation at the relay. Various error correcting codes such as convolutional codes or turbo codes can be used in a cooperative scenario. The rst part of this work studies a variation of the turbo codes in cooperative diversity, that further reduces error propagation at the relay, hence lowering the end-to-end error rate. The union bounds on the bit-error rate (BER) of the proposed scheme are derived using the pairwise error probability via the transfer bounds and limit-before-average techniques. In addition, the outage analysis of the proposed scheme is presented. Simulation results of the bit error and outage probabilities are presented to corroborate the analytical work. In the case of outage probability, the computer simulation results are in good agreement with the the analytical framework presented in this chapter. Recently, most studies have focused on cross-layer design of cooperative diversity at the physical layer and truncated automatic-repeat request (ARQ) at the data-link layer using the system throughput as the performance metric. Various throughput optimization strategies have been investigated. In this work, a cross-relay selection approach that maximizes the system throughput is presented. The cooperative network is comprised of a set of relays and the reliable relay(s) that maximize the throughput at the data-link layer are selected to assist the source. It can be shown through simulation that this novel scheme outperforms from a throughput point of view, a system throughput where the all the reliable relays always participate in forwarding the source packet. A power optimization of the best relay uncoded DF cooperative diversity is investigated. This optimization aims at maximizing the system throughput. Because of the non-concavity and non-convexity of the throughput expression, it is intractable to derive a closed-form expression of the optimal power through the system throughput. However, this can be done via the symbol-error rate (SER) optimization, since it is shown that minimizing the SER of the cooperative system is equivalent to maximizing the system throughput. The SER of the retransmission scheme at high signal-to-noise ratio (SNR) was obtained and it was noted that the derived SER is in perfect agreement with the simulated SER at high SNR. Moreover, the optimal power allocation obtained under a general optimization problem, yields a throughput performance that is superior to non-optimized power values from moderate to high SNRs. The last part of the work considers the throughput maximization of the multi-relay adaptive DF over independent and non-identically distributed (i.n.i.d.) Rayleigh fading channels, that integrates ARQ at the link layer. The aim of this chapter is to maximize the system throughput via power optimization and it is shown that this can be done by minimizing the SER of the retransmission. Firstly, the closed-form expressions for the exact SER of the multi-relay adaptive DF are derived as well as their corresponding asymptotic bounds. Results showed that the optimal power distribution yields maximum throughput. Furthermore, the power allocated at a relay is greatly dependent of its location relative to the source and destination

Performance enhancement solutions in wireless communication networks

In this dissertation thesis, we study the new relaying protocols for different wireless network systems. We analyze and evaluate an efficiency of the transmission in terms of the outage probability over Rayleigh fading channels by mathematical analyses. The theoretical analyses are verified by performing Monte Carlo simulations. First, we study the cooperative relaying in the Two-Way Decode-and-Forward (DF) and multi-relay DF scheme for a secondary system to obtain spectrum access along with a primary system. In particular, we proposed the Two-Way DF scheme with Energy Harvesting, and the Two-Way DF Non-orthogonal Multiple Access (NOMA) scheme with digital network coding. Besides, we also investigate the wireless systems with multi-relay; the best relay selection is presented to optimize the effect of the proposed scheme. The transmission protocols of the proposed schemes EHAF (Energy Harvesting Amplify and Forward) and EHDF (Energy Harvesting Decode and Forward) are compared together in the same environment and in term of outage probability. Hence, with the obtained results, we conclude that the proposed schemes improve the performance of the wireless cooperative relaying systems, particularly their throughput. Second, we focus on investigating the NOMA technology and proposing the optimal solutions (protocols) to advance the data rate and to ensure the Quality of Service (QoS) for the users in the next generation of wireless communications. In this thesis, we propose a Two-Way DF NOMA scheme (called a TWNOMA protocol) in which an intermediate relay helps two source nodes to communicate with each other. Simulation and analysis results show that the proposed protocol TWNOMA is improving the data rate when comparing with a conventional Two-Way scheme using digital network coding (DNC) (called a TWDNC protocol), Two-Way scheme without using DNC (called a TWNDNC protocol) and Two-Way scheme in amplify-and-forward(AF) relay systems (called a TWANC protocol). Finally, we considered the combination of the NOMA and physical layer security (PLS) in the Underlay Cooperative Cognitive Network (UCCN). The best relay selection strategy is investigated, which uses the NOMA and considers the PLS to enhance the transmission efficiency and secrecy of the new generation wireless networks.V této dizertační práci je provedena studie nových přenosových protokolů pro různé bezdrátové síťové systémy. S využitím matematické analýzy jsme analyzovali a vyhodnotili efektivitu přenosu z hlediska pravděpodobnosti výpadku přes Rayleighův kanál. Teoretické analýzy jsou ověřeny provedenými simulacemi metodou Monte Carlo. Nejprve došlo ke studii kooperativního přenosu ve dvoucestném dekóduj-a-předej (Two-Way Decode-and-Forward–TWDF) a vícecestném DF schématu s větším počtem přenosových uzlů pro sekundární systém, kdy takto byl získán přístup ke spektru spolu s primárním systémem. Konkrétně jsme navrhli dvoucestné DF schéma se získáváním energie a dvoucestné DF neortogonální schéma s mnohonásobným přístupem (Non-orthogonal Multiple Access–NOMA) s digitálním síťovým kódováním. Kromě toho rovněž zkoumáme bezdrátové systémy s větším počtem přenosových uzlů, kde je přítomen výběr nejlepšího přenosového uzlu pro optimalizaci efektivnosti navrženého schématu. Přenosové protokoly navržených schémat EHAF (Energy Harvesting Amplify and Forward) a EHDF(Energy Harvesting Decode and Forward) jsou společně porovnány v identickém prostředí z pohledu pravděpodobnosti výpadku. Následně, na základě získaných výsledků, jsme dospěli k závěru, že navržená schémata vylepšují výkonnost bezdrátových kooperativních systémů, konkrétně jejich propustnost. Dále jsme se zaměřili na zkoumání NOMA technologie a navrhli optimální řešení (protokoly) pro urychlení datového přenosu a zajištění QoS v další generaci bezdrátových komunikací. V této práci jsme navrhli dvoucestné DF NOMA schéma (nazýváno jako TWNOMA protokol), ve kterém mezilehlý přenosový uzel napomáhá dvěma zdrojovým uzlům komunikovat mezi sebou. Výsledky simulace a analýzy ukazují, že navržený protokol TWNOMA vylepšuje dosaženou přenosovou rychlost v porovnání s konvenčním dvoucestným schématem používajícím DNC (TWDNC protokol), dvoucestným schématem bez použití DNC (TWNDNC protokol) a dvoucestným schématem v zesil-a-předej (amplify-and-forward) přenosových systémech (TWANC protokol). Nakonec jsme zvážili využití kombinace NOMA a zabezpečení fyzické vrstvy (Physical Layer Security–PLS) v podpůrné kooperativní kognitivní síti (Underlay Cooperative Cognitive Network–UCCN). Zde je zde zkoumán výběr nejlepšího přenosového uzlu, který užívá NOMA a bere v úvahu PLS pro efektivnější přenos a zabezpečení nové generace bezdrátových sítí.440 - Katedra telekomunikační technikyvyhově

Performance study of an underlay cognitive radio network in the presence of co-channel interference

PhD ThesisMassive innovation in all aspects of the wireless communication network has been witnessed over the last few decades. The demand for data throughput is continuously growing, as such, the current regulations for allocating frequency spectrum are not able to respond to this exponential growth. Cognitive radio (CR), has been proposed as a solution to this problem. One of the possible scenarios of the implementation of CR is underlay cognitive radio. In this thesis the performance of an underlay cognitive radio network (UCRN) in the presence of the co-channel interference (CCI) is assessed. Firstly, the impact of CCI on the dual-hop cooperative UCRN is investigated over Rayleigh fading channels. In order to do this, the exact outage probability (OP), average error probability (AEP) and the ergodic capacity (EC) are studied. In addition, simple and asymptotic expressions for the OP and AEP are derived. Furthermore, the optimal power allocation is investigated to enhance the network performance. Moreover, the performance of a multi-user scenario is studied by considering the opportunistic SNR-based selection technique. Secondly, the effect of both primary network interference and CCI on the dual-hop UCRN over Rayleigh fading channels are studied. The equivalent signal-to-interference-plus-noise ratio (SINR) for this network scenario is obtained by considering multi-antenna schemes at all receiver nodes. The different signal combinations at the receiver nodes are investigated and compared, such as selection combining (SC) and maximum ratio combining (MRC) techniques. Then, the equivalent probability density function (PDF) and cumulative distribution function (CDF) of the network’s equivalent SINR are derived and discussed. Furthermore, expressions for the exact OP, AEP, and EC are derived and reviewed. In addition, asymptotic OP expressions are obtained for different case scenarios to gain an insight into the network parameters. Thirdly, multiple-input multiple-output (MIMO) UCRN is investigated under the influence of primary transmitter interference and CCI over Rayleigh fading channels. The transmit antenna selection and maximum ratio combining (TAS/MRC) techniques are considered for examining the performance of the secondary network. At first the equivalent SINR for the system is derived, then the exact and approximate expressions for the OP are derived and discussed. Fourthly, considering Nakagami-m fading channels, the performance of the UCRN is thoroughly studied with the consideration of the impact of primary network interference and CCI. The equivalent SINR for the secondary system is derived. Then, the system equivalent PDF and CDF are derived and discussed. Furthermore, the OP and AEP performances are investigated. Finally, for the cases mentioned above, numerical examples in conjunction with MatLab Monte Carlo simulations are provided to validate the derived results. The results show that CCI is one of the factors that severely reduces the UCRN performance. This can be more observable when the CCI power increases linearly with the transmission power of the secondary transmitter nodes. Furthermore, it was found that in a multi-user scenario the opportunistic SNR-based selection technique consideration can improve the performance of the network. Moreover, adaptive power allocation is found to give better results than equal power allocation. In addition, cooperative communication can be considered to be an effective way to combat the impact of transmission power limitation of the secondary network and interference power constraint. The multi-antenna schemes are another important consideration for enhancing the overall performance. In fact, despite the interference from the CCI and primary user sources, the multi-antennas scheme does not lose its advantage in the UCRN performance improvementHigher Committee for Education Development in Iraq (HCED). I am also grateful to the Ministry of Transportation and Communication, Kurdistan Regional Government-Iraq