Feasibility of In-band Full-Duplex Radio Transceivers with Imperfect RF Components: Analysis and Enhanced Cancellation Algorithms

In this paper we provide an overview regarding the feasibility of in-band full-duplex transceivers under imperfect RF components. We utilize results and findings from the recent research on full-duplex communications, while introducing also transmitter-induced thermal noise into the analysis. This means that the model of the RF impairments used in this paper is the most comprehensive thus far. By assuming realistic parameter values for the different transceiver components, it is shown that IQ imaging and transmitter-induced nonlinearities are the most significant sources of distortion in in-band full-duplex transceivers, in addition to linear self-interference. Motivated by this, we propose a novel augmented nonlinear digital self-interference canceller that is able to model and hence suppress all the essential transmitter imperfections jointly. This is also verified and demonstrated by extensive waveform simulations.Comment: 7 pages, presented in the CROWNCOM 2014 conferenc

Modeling and Efficient Cancellation of Nonlinear Self-Interference in MIMO Full-Duplex Transceivers

This paper addresses the modeling and digital cancellation of self-interference in in-band full-duplex (FD) transceivers with multiple transmit and receive antennas. The self-interference modeling and the proposed nonlinear spatio-temporal digital canceller structure takes into account, by design, the effects of I/Q modulator imbalances and power amplifier (PA) nonlinearities with memory, in addition to the multipath self-interference propagation channels and the analog RF cancellation stage. The proposed solution is the first cancellation technique in the literature which can handle such a self-interference scenario. It is shown by comprehensive simulations with realistic RF component parameters and with two different PA models to clearly outperform the current state-of-the-art digital self-interference cancellers, and to clearly extend the usable transmit power range.Comment: 7 pages, 5 figures. To be presented in the 2014 International Workshop on Emerging Technologies for 5G Wireless Cellular Network

Impact of Major RF Impairments on mm-wave Communications using OFDM Waveforms

In this paper, we study the joint impact of three major RF im-pairments, namely, oscillator phase noise, power amplifier non-linearity and I/Q imbalance on the performance of a mm-wave communication link based on OFDM modulation. General im-pairment models are first derived for describing the joint effects in each TX, each RX as well as a mm-wave communication link. Based on the obtained signal models and initial air interface de-sign from the mmMAGIC project, we numerically evaluate the impact of RF impairments on channel estimation in terms of channel-to-noise ratio (CNR) and also channel fluctuation due to common phase error (CPE) caused by phase noise within the channel coherence time. Then the impact on the link performance in terms of maximum sum rate is evaluated using extensive com-puter simulations. The simulation results show that the used air interface design is generally robust to the presence of RF impair-ments. With regard to the use of high order modulation alphabet and implementation of low-power and low-cost RF transceivers in mm-wave communication, special attention needs to be paid on phase noise where the inter-carrier-interference (ICI) can become a major limiting factor

Performance Analysis of OTSM under Hardware Impairments in Millimeter-Wave Vehicular Communication Networks

Orthogonal time sequency multiplexing (OTSM) has been recently proposed as a single-carrier (SC) waveform offering similar bit error rate (BER) to multi-carrier orthogonal time frequency space (OTFS) modulation in doubly-spread channels under high mobilities; however, with much lower complexity making OTSM a promising candidate for low-power millimeter-wave (mmWave) vehicular communications in 6G wireless networks. In this paper, the performance of OTSM-based homodyne transceiver is explored under hardware impairments (HIs) including in-phase and quadrature imbalance (IQI), direct current offset (DCO), phase noise, power amplifier non-linearity, carrier frequency offset, and synchronization timing offset. First, the discrete-time baseband signal model is obtained in vector form under the mentioned HIs. Then, the system input-output relations are derived in time, delay-time, and delay-sequency (DS) domains in which the parameters of HIs are incorporated. Analytical studies demonstrate that noise stays white Gaussian and effective channel matrix is sparse in the DS domain under HIs. Also, DCO appears as a DC signal at receiver interfering with only the zero sequency over all delay taps in the DS domain; however, IQI redounds to self-conjugated fully-overlapping sequency interference. Simulation results reveal the fact that with no HI compensation (HIC), not only OTSM outperforms plain SC waveform but it performs close to uncompensated OTFS system; however, HIC is essentially needed for OTSM systems operating in mmWave and beyond frequency bands

Performance and Compensation of I/Q Imbalance in Differential STBC-OFDM

Differential space time block coding (STBC) achieves full spatial diversity and avoids channel estimation overhead. Over highly frequency-selective channels, STBC is integrated with orthogonal frequency division multiplexing (OFDM) to achieve high performance. However, low-cost implementation of differential STBC-OFDM using direct-conversion transceivers is sensitive to In-phase/Quadrature-phase imbalance (IQI). In this paper, we quantify the performance impact of IQI at the receiver front-end on differential STBC-OFDM systems and propose a compensation algorithm to mitigate its effect. The proposed receiver IQI compensation works in an adaptive decision-directed manner without using known pilots or training sequences, which reduces the rate loss due to training overhead. Our numerical results show that our proposed compensation algorithm can effectively mitigate receive IQI in differential STBC-OFDM.Comment: 7 pages, 2 figures, IEEE GLOBECOM 201

Performance Analysis of Coherent and Noncoherent Modulation under I/Q Imbalance

In-phase/quadrature-phase Imbalance (IQI) is considered a major performance-limiting impairment in direct-conversion transceivers. Its effects become even more pronounced at higher carrier frequencies such as the millimeter-wave frequency bands being considered for 5G systems. In this paper, we quantify the effects of IQI on the performance of different modulation schemes under multipath fading channels. This is realized by developing a general framework for the symbol error rate (SER) analysis of coherent phase shift keying, noncoherent differential phase shift keying and noncoherent frequency shift keying under IQI effects. In this context, the moment generating function of the signal-to-interference-plus-noise-ratio is first derived for both single-carrier and multi-carrier systems suffering from transmitter (TX) IQI only, receiver (RX) IQI only and joint TX/RX IQI. Capitalizing on this, we derive analytic expressions for the SER of the different modulation schemes. These expressions are corroborated by comparisons with corresponding results from computer simulations and they provide insights into the dependence of IQI on the system parameters. We demonstrate that the effects of IQI differ considerably depending on the considered system as some cases of single-carrier transmission appear robust to IQI, whereas multi-carrier systems experiencing IQI at the RX require compensation in order to achieve a reliable communication link

Digital Front-End Signal Processing with Widely-Linear Signal Models in Radio Devices

Necessitated by the demand for ever higher data rates, modern communications waveforms have increasingly wider bandwidths and higher signal dynamics. Furthermore, radio devices are expected to transmit and receive a growing number of different waveforms from cellular networks, wireless local area networks, wireless personal area networks, positioning and navigation systems, as well as broadcast systems. On the other hand, commercial wireless devices are expected to be cheap, be relatively small in size, and have a long battery life. The demands for flexibility and higher data rates on one hand, and the constraints on production cost, device size, and energy efficiency on the other, pose difficult challenges on the design and implementation of future radio transceivers. Under these diametric constraints, in order to keep the overall implementation cost and size feasible, the use of simplified radio architectures and relatively low-cost radio electronics are necessary. This notion is even more relevant for multiple antenna systems, where each antenna has a dedicated radio front-end. The combination of simplified radio front-ends and low-cost electronics implies that various nonidealities in the remaining analog radio frequency (RF) modules, stemming from unavoidable physical limitations and material variations of the used electronics, are expected to play a critical role in these devices. Instead of tightening the specifications and tolerances of the analog circuits themselves, a more cost-effective solution in many cases is to compensate for these nonidealities in the digital domain. This line of research has been gaining increasing interest in the last 10-15 years, and is also the main topic area of this work. The direct-conversion radio principle is the current and future choice for building low-cost but flexible, multi-standard radio transmitters and receivers. The direct-conversion radio, while simple in structure and integrable on a single chip, suffers from several performance degrading circuit impairments, which have historically prevented its use in wideband, high-rate, and multi-user systems. In the last 15 years, with advances in integrated circuit technologies and digital signal processing, the direct-conversion principle has started gaining popularity. Still, however, much work is needed to fully realize the potential of the direct-conversion principle. This thesis deals with the analysis and digital mitigation of the implementation nonidealities of direct-conversion transmitters and receivers. The contributions can be divided into three parts. First, techniques are proposed for the joint estimation and predistortion of in-phase/quadrature-phase (I/Q) imbalance, power amplifier (PA) nonlinearity, and local oscillator (LO) leakage in wideband direct-conversion transmitters. Second, methods are developed for estimation and compensation of I/Q imbalance in wideband direct-conversion receivers, based on second-order statistics of the received communication waveforms. Third, these second-order statistics are analyzed for second-order stationary and cyclostationary signals under several other system impairments related to circuit implementation and the radio channel. This analysis brings new insights on I/Q imbalances and their compensation using the proposed algorithms. The proposed algorithms utilize complex-valued signal processing throughout, and naturally assume a widely-linear form, where both the signal and its complex-conjugate are filtered and then summed. The compensation processing is situated in the digital front-end of the transceiver, as the last step before digital-to-analog conversion in transmitters, or in receivers, as the first step after analog-to-digital conversion. The compensation techniques proposed herein have several common, unique, attributes: they are designed for the compensation of frequency-dependent impairments, which is seen critical for future wideband systems; they require no dedicated training data for learning; the estimators are computationally efficient, relying on simple signal models, gradient-like learning rules, and solving sets of linear equations; they can be applied in any transceiver type that utilizes the direct-conversion principle, whether single-user or multi-user, or single-carrier or multi-carrier; they are modulation, waveform, and standard independent; they can also be applied in multi-antenna transceivers to each antenna subsystem separately. Therefore, the proposed techniques provide practical and effective solutions to real-life circuit implementation problems of modern communications transceivers. Altogether, considering the algorithm developments with the extensive experimental results performed to verify their functionality, this thesis builds strong confidence that low-complexity digital compensation of analog circuit impairments is indeed applicable and efficient