Doctor of Philosophy

dissertationThe demand for high speed communication has been increasing in the past two decades. Multicarrier communication technology has been suggested to address this demand. Orthogonal frequency-division multiplexing (OFDM) is the most widely used multicarrier technique. However, OFDM has a number of disadvantages in time-varying channels, multiple access, and cognitive radios. On the other hand, filterbank multicarrier (FBMC) communication has been suggested as an alternative to OFDM that can overcome the disadvantages of OFDM. In this dissertation, we investigate the application of filtered multitone (FMT), a subset of FBMC modulation methods, to slow fading and fast fading channels. We investigate the FMT transmitter and receiver in continuous and discrete time domains. An efficient implementation of FMT systems is derived and the conditions for perfect reconstruction in an FBMC communication system are presented. We derive equations for FMT in slow fading channels that allow evaluation of FMT when applied to mobile wireless communication systems. We consider using fractionally spaced per tone channel equalizers with different number of taps. The numerical results are presented to investigate the performance of these equalizers. The numerical results show that single-tap equalizers suffice for typical wireless channels. The equalizer design study is advanced by introducing adaptive equalizers which use channel estimation. We derive equations for a minimum mean square error (MMSE) channel estimator and improve the channel estimation by considering the finite duration of channel impulse response. The results of optimum equalizers (when channel is known perfectly) are compared with those of the adaptive equalizers, and it is found that a loss of 1 dB or less incurs. We also introduce a new form of FMT which is specially designed to handle doubly dispersive channels. This method is called FMT-dd (FMT for doubly dispersive channels). The proposed FMT-dd is applied to two common methods of data symbol orientation in the time-frequency space grid; namely, rectangular and hexagonal lattices. The performance of these methods along with OFDM and the conventional FMT are compared and a significant improvement in performance is observed. The FMT-dd design is applied to real-world underwater acoustic (UWA) communication channels. The experimental results from an at-sea experiment (ACOMM10) show that this new design provides a significant gain over OFDM. The feasibility of implementing a MIMO system for multicarrier UWA communication channels is studied through computer simulations. Our study emphasizes the bandwidth efficiency of multicarrier MIMO communications .We show that the value of MIMO to UWA communication is very limited

Smart Antenna-Aided Multicarrier Transceivers for Mobile Communications

In spite of an immense interest from both the academic and the industrial communities, a practical multipleinput multiple-output (MIMO) transceiver architecture, capable of approaching channel capacity boundaries in realistic channel conditions remains largely an open problem. Consequently, in this treatise I derive an advanced iterative, so called turbo multi-antenna-multi-carrier (MAMC) receiver architecture. Following the philosophy of turbo processing, our turbo spacial division multiplexed (SDM)-orthogonal frequency division multiplexed (OFDM) receiver comprises a succession of soft-input-soft-output detection modules, which iteratively exchange soft bit-related information and thus facilitate a substantial improvement of the overall system performance. In this treatise, I explore two major aspects of the turbo wireless mobile receiver design. Firstly, I consider the problem of soft-decision-feedback aided acquisition of the propagation conditions experienced by the transmitted signal and secondly, I explore the issue of the soft-input-soft-output detection of the spatially-multiplexed information-carrying signals

Design and implementation of components for renewably-powered base-stations with heterogeneous access channel

Providing high-speed broadband services in remote areas can be a challenging task, especially because of the lack of network infrastructure. As typical broadband technologies are often expensive to deploy, they require large investment from the local authorities. Previous studies have shown that a viable alternative is to use wireless base stations with high-throughput point to point (PTP) backhaul links. With base stations comes the problem of powering their systems, it is tackled in this thesis by relying on renewable energy harvesting, such as solar panels or wind turbines. This thesis, in the context of the sustainable cellular network harvesting ambient energy (SCAVENGE) project, aims to contribute to a reliable and energy efficient solution to this problem, by adjusting the design of an existing multi-radio energy harvesting base station. In Western Europe, 49 channels of 8 MHz were used for analogue TV transmissions, ranging from 470 MHz (Channel 21) to 862 MHz (Channel 69); this spectrum, now partially unused due to the digital television (DTV) switch-over, has been opened to alternative uses by the regulatory authorities. Using this newly freed ultra high frequency (UHF) range, also known as TV white space (TVWS), can offer reliable low-cost broadband access to housings and businesses in low-density areas. While UHF transmitters allow long range links, the overcrowding of the TV spectrum limits the achievable throughput; to increase the capacity of such TVWS rural broadband base station the UHF radio has previously been combined with a lower-range higher throughput GHz radio like Wireless Fidelity (WiFi). From the regulatory constraints of TVWS applications arises the need for frequency agile transceivers that observe strict spectral mask requirements, this guided previous works towards discrete Fourier transform (DFT) modulated filter-bank multicarrier (FBMC) systems. These systems are numerically efficient, as they permit the up-and-down conversion of the 40 TV channels at the cost of a single channel transceiver and the modulating transform. Typical implementations rely on power-of two fast Fourier transforms (FFTs); however the smallest transform covering the full 40 channels of the TVWS spectrum is a 64 points wide, thus involving 24 unused channels. In order to attain a more numerically-efficient implemented design, we introduce the use of mixed-radix FFTs modulating transform. Testing various sizes and architectures, this approach provides up to 6.7% of energy saving compared to previous designs. Different from orthogonal frequency-division multiplexing (OFDM), FBMC systems are generally expected to be more robust to synchronisation errors, as oversampled FBMC systems can include a guard band, and even in a doubly-dispersive channel, inter-carrier interference (ICI) can be considered negligible. Even though sub-channels can be treated independently—i.e. without the use of cross-terms—they still require equalisation. We introduce a per-band equalisation, amongst different options, a robust and fast blind approach based on a concurrent constant modulus (CM)/decision directed (DD) fractionally-space equaliser (FSE) is selected. The selected approach is capable of equalising a frequency-selective channel. Furthermore the proposed architecture is advantageous in terms of power consumption and implementation cost. After focussing on the design of the radio for TVWS transmission, we address a multi-radio user assignment problem. Using various power consumption and harvesting models for the base station, we formulate two optimisation problems, the first focuses on the base station power consumption, while the second concentrates on load balancing. We employ a dynamic programming approach to optimise the user assignment. The use of such algorithms could allow a downsizing of the power supply systems (harvesters and batteries), thus reducing the cost of the base station. Furthermore the algorithms provide a better balance between the number of users assigned to each network, resulting in a higher quality of service (QoS) and energy efficiency.Providing high-speed broadband services in remote areas can be a challenging task, especially because of the lack of network infrastructure. As typical broadband technologies are often expensive to deploy, they require large investment from the local authorities. Previous studies have shown that a viable alternative is to use wireless base stations with high-throughput point to point (PTP) backhaul links. With base stations comes the problem of powering their systems, it is tackled in this thesis by relying on renewable energy harvesting, such as solar panels or wind turbines. This thesis, in the context of the sustainable cellular network harvesting ambient energy (SCAVENGE) project, aims to contribute to a reliable and energy efficient solution to this problem, by adjusting the design of an existing multi-radio energy harvesting base station. In Western Europe, 49 channels of 8 MHz were used for analogue TV transmissions, ranging from 470 MHz (Channel 21) to 862 MHz (Channel 69); this spectrum, now partially unused due to the digital television (DTV) switch-over, has been opened to alternative uses by the regulatory authorities. Using this newly freed ultra high frequency (UHF) range, also known as TV white space (TVWS), can offer reliable low-cost broadband access to housings and businesses in low-density areas. While UHF transmitters allow long range links, the overcrowding of the TV spectrum limits the achievable throughput; to increase the capacity of such TVWS rural broadband base station the UHF radio has previously been combined with a lower-range higher throughput GHz radio like Wireless Fidelity (WiFi). From the regulatory constraints of TVWS applications arises the need for frequency agile transceivers that observe strict spectral mask requirements, this guided previous works towards discrete Fourier transform (DFT) modulated filter-bank multicarrier (FBMC) systems. These systems are numerically efficient, as they permit the up-and-down conversion of the 40 TV channels at the cost of a single channel transceiver and the modulating transform. Typical implementations rely on power-of two fast Fourier transforms (FFTs); however the smallest transform covering the full 40 channels of the TVWS spectrum is a 64 points wide, thus involving 24 unused channels. In order to attain a more numerically-efficient implemented design, we introduce the use of mixed-radix FFTs modulating transform. Testing various sizes and architectures, this approach provides up to 6.7% of energy saving compared to previous designs. Different from orthogonal frequency-division multiplexing (OFDM), FBMC systems are generally expected to be more robust to synchronisation errors, as oversampled FBMC systems can include a guard band, and even in a doubly-dispersive channel, inter-carrier interference (ICI) can be considered negligible. Even though sub-channels can be treated independently—i.e. without the use of cross-terms—they still require equalisation. We introduce a per-band equalisation, amongst different options, a robust and fast blind approach based on a concurrent constant modulus (CM)/decision directed (DD) fractionally-space equaliser (FSE) is selected. The selected approach is capable of equalising a frequency-selective channel. Furthermore the proposed architecture is advantageous in terms of power consumption and implementation cost. After focussing on the design of the radio for TVWS transmission, we address a multi-radio user assignment problem. Using various power consumption and harvesting models for the base station, we formulate two optimisation problems, the first focuses on the base station power consumption, while the second concentrates on load balancing. We employ a dynamic programming approach to optimise the user assignment. The use of such algorithms could allow a downsizing of the power supply systems (harvesters and batteries), thus reducing the cost of the base station. Furthermore the algorithms provide a better balance between the number of users assigned to each network, resulting in a higher quality of service (QoS) and energy efficiency

DOCSIS 3.1 cable modem and upstream channel simulation in MATLAB

The cable television (CATV) industry has grown significantly since its inception in the late 1940’s. Originally, a CATV network was comprised of several homes that were connected to community antennae via a network of coaxial cables. The only signal processing done was by an analogue amplifier, and transmission only occurred in one direction (i.e. from the antennae/head-end to the subscribers). However, as CATV grew in popularity, demand for services such as pay-per-view television increased, which lead to supporting transmission in the upstream direction (i.e. from subscriber to the head-end). This greatly increased the signal processing to include frequency diplexers. CATV service providers began to expand the bandwidth of their networks in the late 90’s by switching from analogue to digital technology. In an effort to regulate the manufacturing of new digital equipment and ensure interoperability of products from different manufacturers, several cable service providers formed a non-for-profit consortium to develop a data-over-cable service interface specification (DOCSIS). The consortium, which is named CableLabs, released the first DOCSIS standard in 1997. The DOCSIS standard has been upgraded over the years to keep up with increased consumer demand for large bandwidths and faster transmission speeds, particularly in the upstream direction. The latest version of the DOCSIS standard, DOCSIS 3.1, utilizes orthogonal frequency-division multiple access (OFDMA) technology to provide upstream transmission speeds of up to 1 Gbps. As cable service providers begin the process of upgrading their upstream receivers to comply with the new DOCSIS 3.1 standard, they require a means of testing the various functions that an upstream receiver may employ. It is convenient for service providers to employ cable modem (CM) plus channel emulator to perform these tests in-house during the product development stage. Constructing the emulator in digital technology is an attractive option for testing. This thesis approaches digital emulation by developing a digital model of the CMs and upstream channel in a DOCSIS 3.1 network. The first step in building the emulator is to simulate its operations in MATLAB, specifically upstream transmission over the network. The MATLAB model is capable of simulating transmission from multiple CMs, each of which transmits using a specific “transmission mode.” The three transmission modes described in the DOCSIS 3.1 standard are included in the model. These modes are “traffic mode,” which is used during regular data transmission; “fine ranging mode,” which is used to perform fine timing and power offset corrections; and “probing” mode, which is presumably used for estimating the frequency response of the channel, but also is used to further correct the timing and power offsets. The MATLAB model is also capable of simulating the channel impairments a signal may encounter when traversing the upstream channel. Impairments that are specific to individual CMs include integer and fractional timing offsets, micro-reflections, carrier phase offset (CPO), fractional carrier frequency offset (CFO), and network gain/attenuation. Impairments common to all CMs include carrier hum modulation, AM/FM ingress noise, and additive white Gaussian noise (AWGN). It is the hope that the MATLAB scripts that make up the simulation be translated to Verilog HDL to implement the emulator on a field-programmable gate array (FPGA) in the near future. In the event that an FPGA implementation is pursued, research was conducted into designing efficient fractional delay filters (FDFs), which are essential in the simulation of micro-reflections. After performing an FPGA implementation cost analysis between various FDF designs, it was determined that a Kaiser-windowed sinc function FDF with roll-off parameter β = 3.88 was the most cost-efficient choice, requiring at total of 24 multipliers when implemented using an optimized structure

Channel equalization to achieve high bit rates in discrete multitone systems

textMulticarrier modulation (MCM) techniques such as orthogonal frequency division multiplexing (OFDM) and discrete multi-tone (DMT) modulation are attractive for high-speed data communications due to the ease with which MCM can combat channel dispersion. With all the benefits MCM could give, DMT modulation has an extra ability to perform dynamic bit loading, which has the potential to exploit fully the available bandwidth in a slowly time-varying channel. In broadband wireline communications, DMT modulation is standardized for asymmetric digital subscribe line (ADSL) and very-high-bit-rate digital subscriber line (VDSL) modems. ADSL and VDSL standards are used by telephone companies to provide high speed data service to residences and offices. In an ADSL receiver, an equalizer is required to compensate for the channel’s dispersion in the time domain and the channel’s distortion in the frequency domain of the transmitted waveform. This dissertation proposes design methods for linear equalizers to increase the bit rate of the connection. The methods are amenable to implementation on programmable fixed-point digital signal processors, which are employed in ADSL/VDSL transceivers. A conventional ADSL equalizer consists of a time-domain equalizer, a fast Fourier transform, and a frequency domain equalizer. The time domain equalizer (TEQ) is a finite impulse response filter that when coupled with a discretized channel produces an equivalent channel whose impulse response is shorter than that of the discretized channel. This channel shortening is required by the ADSL standards. In this dissertation, I first propose a linear phase TEQ design that exploits symmetry in existing eigen-filter approaches such as minimum mean square error(MMSE), maximum shortening signal to noise ratio (MSSNR) and minimum intersymbol interference (Min-ISI) equalizers. TEQs with symmetric coefficients can reach the same performance as non-symmetric ones with much lower training complexity. Second, I improve Min-ISI design. I reformulate the cost function to make long TEQs design feasible. I remove the dependency of transmission delay in order to reduce the complexity associated with delay optimization. The quantized weighting is introduced to further lower the complexity. I also propose an iterative optimization procedure of Min-ISI that completely avoids Cholesky decomposition hence is better suited for a fixed-point implementation. Finally I propose a dual-path TEQ structure, which designs a standard singleFIR TEQ to achieve good bit rate over the entire transmission bandwidth, and designs another FIR TEQ to improve the bit rate over a subset of subcarriers. Dualpath TEQ can be viewed as a special case of a complex valued filter bank structure that delivers the best bit rate of existing DMT equalizers. However, dual-path TEQ provides a very good tradeoff between achievable bit rate vs. implementation complexity on a programmable digital signal processor.Electrical and Computer Engineerin

Timing and Carrier Synchronization in Wireless Communication Systems: A Survey and Classification of Research in the Last 5 Years

Timing and carrier synchronization is a fundamental requirement for any wireless communication system to work properly. Timing synchronization is the process by which a receiver node determines the correct instants of time at which to sample the incoming signal. Carrier synchronization is the process by which a receiver adapts the frequency and phase of its local carrier oscillator with those of the received signal. In this paper, we survey the literature over the last 5 years (2010–2014) and present a comprehensive literature review and classification of the recent research progress in achieving timing and carrier synchronization in single-input single-output (SISO), multiple-input multiple-output (MIMO), cooperative relaying, and multiuser/multicell interference networks. Considering both single-carrier and multi-carrier communication systems, we survey and categorize the timing and carrier synchronization techniques proposed for the different communication systems focusing on the system model assumptions for synchronization, the synchronization challenges, and the state-of-the-art synchronization solutions and their limitations. Finally, we envision some future research directions

Advanced receivers for distributed cooperation in mobile ad hoc networks

Mobile ad hoc networks (MANETs) are rapidly deployable wireless communications systems, operating with minimal coordination in order to avoid spectral efficiency losses caused by overhead. Cooperative transmission schemes are attractive for MANETs, but the distributed nature of such protocols comes with an increased level of interference, whose impact is further amplified by the need to push the limits of energy and spectral efficiency. Hence, the impact of interference has to be mitigated through with the use PHY layer signal processing algorithms with reasonable computational complexity. Recent advances in iterative digital receiver design techniques exploit approximate Bayesian inference and derivative message passing techniques to improve the capabilities of well-established turbo detectors. In particular, expectation propagation (EP) is a flexible technique which offers attractive complexity-performance trade-offs in situations where conventional belief propagation is limited by computational complexity. Moreover, thanks to emerging techniques in deep learning, such iterative structures are cast into deep detection networks, where learning the algorithmic hyper-parameters further improves receiver performance. In this thesis, EP-based finite-impulse response decision feedback equalizers are designed, and they achieve significant improvements, especially in high spectral efficiency applications, over more conventional turbo-equalization techniques, while having the advantage of being asymptotically predictable. A framework for designing frequency-domain EP-based receivers is proposed, in order to obtain detection architectures with low computational complexity. This framework is theoretically and numerically analysed with a focus on channel equalization, and then it is also extended to handle detection for time-varying channels and multiple-antenna systems. The design of multiple-user detectors and the impact of channel estimation are also explored to understand the capabilities and limits of this framework. Finally, a finite-length performance prediction method is presented for carrying out link abstraction for the EP-based frequency domain equalizer. The impact of accurate physical layer modelling is evaluated in the context of cooperative broadcasting in tactical MANETs, thanks to a flexible MAC-level simulato