Intercarrier Interference Suppression for the OFDM Systems in Time-Varying Multipath Fading Channels

Due to its spectral efficiency and robustness over the multipath channels, orthogonal frequency division multiplexing (OFDM) has served as one of the major modulation schemes for the modern communication systems. In the future, the wireless OFDM systems are expected to operate at high carrier-frequencies, high speed and high throughput mobile reception, where the fasting time-varying fading channels are encountered. The channel variation destroys the orthogonality among the subcarriers and leads to the intercarrier interference (ICI). ICI poses a significant limitation to the wireless OFDM systems. The aim of this dissertation is to find an efficient method of providing reliable communication using OFDM in the fast time-varying fading channel scenarios. First, we investigate the OFDM performance in the situation of time-varying mobile channels in the presence of multiple Doppler frequency shifts. A new mathematical framework of the ICI effect is derived. The simulation results show that ICI induces an irreducible error probability floor, which in proportional to the Doppler frequency shifts. Furthermore, it is observed that ICI power arises from a few adjacent subcarriers. This observation motivates us to design the low-complexity Q-tap equalizers, namely, Minimum Mean Square Error (MMSE) linear equalizer and Decision Feedback (DF) non-linear equalizer to mitigate the ICI. Simulation results show that both Q-tap equalizers can improve the system performance in the sense of symbol error rate (SER). To employ these equalizers, the channel state information is also required. In this dissertation, we also design a pilot-aided channel estimation via Wiener filtering for a time-varying Wide-sense Stationary Uncorrelated Scatterers (WSSUS) channel model. The channel estimator utilizes that channel statistical properties. Our proposed low-complexity ICI suppression scheme, which incorporates the Q-tap equalizer with our proposed channel estimator, can significantly improve the performance of the OFDM systems in a fast time-varying fading channels. At the last part of the dissertation, an alternative ICI mitigation approach, which is based on the ICI self-cancellation coding, is also discussed. The EM-based approach, which solves the phase and amplitude ambiguities associated with this approach, is also introduced

A spectrally efficient transmission scheme for signals with large bandwidth

In this paper we consider single-carrier with frequency-domain equalization (SC-FDE) schemes where the transmission bandwidth is above the symbol rate. To allow high spectral efficiencies, several channels share the same bandwidth. Since the co-channel interference (CCI) levels can be very high, we propose iterative FDE receivers where we jointly detect all users sharing the same channel. Our performance results show that we can have excellent performances, even with several users sharing the same channel. In fact, we can have the maximum theoretical spectral efficiency even with signals that have bandwidth substantially above the symbol rate

MIMO signal processing in offset-QAM based filter bank multicarrier systems

Next-generation communication systems have to comply with very strict requirements for increased flexibility in heterogeneous environments, high spectral efficiency, and agility of carrier aggregation. This fact motivates research in advanced multicarrier modulation (MCM) schemes, such as filter bank-based multicarrier (FBMC) modulation. This paper focuses on the offset quadrature amplitude modulation (OQAM)-based FBMC variant, known as FBMC/OQAM, which presents outstanding spectral efficiency and confinement in a number of channels and applications. Its special nature, however, generates a number of new signal processing challenges that are not present in other MCM schemes, notably, in orthogonal-frequency-division multiplexing (OFDM). In multiple-input multiple-output (MIMO) architectures, which are expected to play a primary role in future communication systems, these challenges are intensified, creating new interesting research problems and calling for new ideas and methods that are adapted to the particularities of the MIMO-FBMC/OQAM system. The goal of this paper is to focus on these signal processing problems and provide a concise yet comprehensive overview of the recent advances in this area. Open problems and associated directions for future research are also discussed.Peer ReviewedPostprint (author's final draft

Efficient Radio Resource Allocation Schemes and Code Optimizations for High Speed Downlink Packet Access Transmission

An important enhancement on the Wideband Code Division Multiple Access (WCDMA) air interface of the 3G mobile communications, High Speed Downlink Packet Access (HSDPA) standard has been launched to realize higher spectral utilization efficiency. It introduces the features of multicode CDMA transmission and Adaptive Modulation and Coding (AMC) technique, which makes radio resource allocation feasible and essential. This thesis studies channel-aware resource allocation schemes, coupled with fast power adjustment and spreading code optimization techniques, for the HSDPA standard operating over frequency selective channel. A two-group resource allocation scheme is developed in order to achieve a promising balance between performance enhancement and time efficiency. It only requires calculating two parameters to specify the allocations of discrete bit rates and transmitted symbol energies in all channels. The thesis develops the calculation methods of the two parameters for interference-free and interference-present channels, respectively. For the interference-present channels, the performance of two-group allocation can be further enhanced by applying a clustering-based channel removal scheme. In order to make the two-group approach more time-efficient, reduction in matrix inversions in optimum energy calculation is then discussed. When the Minimum Mean Square Error (MMSE) equalizer is applied, optimum energy allocation can be calculated by iterating a set of eigenvalues and eigenvectors. By using the MMSE Successive Interference Cancellation (SIC) receiver, the optimum energies are calculated recursively combined with an optimum channel ordering scheme for enhancement in both system performance and time efficiency. This thesis then studies the signature optimization methods with multipath channel and examines their system performances when combined with different resource allocation methods. Two multipath-aware signature optimization methods are developed by applying iterative optimization techniques, for the system using MMSE equalizer and MMSE precoder respectively. A PAM system using complex signature sequences is also examined for improving resource utilization efficiency, where two receiving schemes are proposed to fully take advantage of PAM features. In addition by applying a short chip sampling window, a Singular Value Decomposition (SVD) based interference-free signature design method is presented

Outage Probability of Multi-hop Networks with Amplify-and-Forward Full-duplex Relaying

abstract: Full-duplex communication has attracted significant attention as it promises to increase the spectral efficiency compared to half-duplex. Multi-hop full-duplex networks add new dimensions and capabilities to cooperative networks by facilitating simultaneous transmission and reception and improving data rates. When a relay in a multi-hop full-duplex system amplifies and forwards its received signals, due to the presence of self-interference, the input-output relationship is determined by recursive equations. This thesis introduces a signal flow graph approach to solve the problem of finding the input-output relationship of a multi-hop amplify-and-forward full-duplex relaying system using Mason's gain formula. Even when all links have flat fading channels, the residual self-interference component due to imperfect self-interference cancellation at the relays results in an end-to-end effective channel that is an all-pole frequency-selective channel. Also, by assuming the relay channels undergo frequency-selective fading, the outage probability analysis is performed and the performance is compared with the case when the relay channels undergo frequency-flat fading. The outage performance of this system is performed assuming that the destination employs an equalizer or a matched filter. For the case of a two-hop (single relay) full-duplex amplify-and-forward relaying system, the bounds on the outage probability are derived by assuming that the destination employs a matched filter or a minimum mean squared error decision feedback equalizer. For the case of a three-hop (two-relay) system with frequency-flat relay channels, the outage probability analysis is performed by considering the output SNR of different types of equalizers and matched filter at the destination. Also, the closed-form upper bounds on the output SNR are derived when the destination employs a minimum mean squared error decision feedback equalizer which is used in outage probability analysis. It is seen that for sufficiently high target rates, full-duplex relaying with equalizers is always better than half-duplex relaying in terms of achieving lower outage probability, despite the higher RSI. In contrast, since full-duplex relaying with MF is sensitive to RSI, it is outperformed by half-duplex relaying under strong RSI.Dissertation/ThesisMasters Thesis Electrical Engineering 201

Interference suppression and parameter estimation in wireless communication systems over time-varing multipath fading channels

This dissertation focuses on providing solutions to two of the most important problems in wireless communication systems design, namely, 1) the interference suppression, and 2) the channel parameter estimation in wireless communication systems over time-varying multipath fading channels. We first study the interference suppression problem in various communication systems under a unified multirate transmultiplexer model. A state-space approach that achieves the optimal realizable equalization (suppression of inter-symbol interference) is proposed, where the Kalman filter is applied to obtain the minimum mean squared error estimate of the transmitted symbols. The properties of the optimal realizable equalizer are analyzed. Its relations with the conventional equalization methods are studied. We show that, although in general a Kalman filter has an infinite impulse response, the Kalman filter based decision-feedback equalizer (Kalman DFE) is a finite length filter. We also propose a novel successive interference cancellation (SIC) scheme to suppress the inter-channel interference encountered in multi-input multi-output systems. Based on spatial filtering theory, the SIC scheme is again converted to a Kalman filtering problem. Combining the Kalman DFE and the SIC scheme in series, the resultant two-stage receiver achieves optimal realizable interference suppression. Our results are the most general ever obtained, and can be applied to any linear channels that have a state-space realization, including time-invariant, time-varying, finite impulse response, and infinite impulse response channels. The second half of the dissertation devotes to the parameter estimation and tracking of single-input single-output time-varying multipath channels. We propose a novel method that can blindly estimate the channel second order statistics (SOS). We establish the channel SOS identifiability condition and propose novel precoder structures that guarantee the blind estimation of the channel SOS and achieve diversities. The estimated channel SOS can then be fit into a low order autoregressive (AR) model characterizing the time evolution of the channel impulse response. Based on this AR model, a new approach to time-varying multipath channel tracking is proposed

Solutions for New Terrestrial Broadcasting Systems Offering Simultaneously Stationary and Mobile Services

221 p.[EN]Since the first broadcasted TV signal was transmitted in the early decades of the past century, the television broadcasting industry has experienced a series of dramatic changes. Most recently, following the evolution from analogue to digital systems, the digital dividend has become one of the main concerns of the broadcasting industry. In fact, there are many international spectrum authorities reclaiming part of the broadcasting spectrum to satisfy the growing demand of other services, such as broadband wireless services, arguing that the TV services are not very spectrum-efficient. Apart from that, it must be taken into account that, even if up to now the mobile broadcasting has not been considered a major requirement, this will probably change in the near future. In fact, it is expected that the global mobile data traffic will increase 11-fold between 2014 and 2018, and what is more, over two thirds of the data traffic will be video stream by the end of that period. Therefore, the capability to receive HD services anywhere with a mobile device is going to be a mandatory requirement for any new generation broadcasting system. The main objective of this work is to present several technical solutions that answer to these challenges. In particular, the main questions to be solved are the spectrum efficiency issue and the increasing user expectations of receiving high quality mobile services. In other words, the main objective is to provide technical solutions for an efficient and flexible usage of the terrestrial broadcasting spectrum for both stationary and mobile services. The first contributions of this scientific work are closely related to the study of the mobile broadcast reception. Firstly, a comprehensive mathematical analysis of the OFDM signal behaviour over time-varying channels is presented. In order to maximize the channel capacity in mobile environments, channel estimation and equalization are studied in depth. First, the most implemented equalization solutions in time-varying scenarios are analyzed, and then, based on these existing techniques, a new equalization algorithm is proposed for enhancing the receivers’ performance. An alternative solution for improving the efficiency under mobile channel conditions is treating the Inter Carrier Interference as another noise source. Specifically, after analyzing the ICI impact and the existing solutions for reducing the ICI penalty, a new approach based on the robustness of FEC codes is presented. This new approach employs one dimensional algorithms at the receiver and entrusts the ICI removing task to the robust forward error correction codes. Finally, another major contribution of this work is the presentation of the Layer Division Multiplexing (LDM) as a spectrum-efficient and flexible solution for offering stationary and mobile services simultaneously. The comprehensive theoretical study developed here verifies the improved spectrum efficiency, whereas the included practical validation confirms the feasibility of the system and presents it as a very promising multiplexing technique, which will surely be a strong candidate for the next generation broadcasting services.[ES]Desde el comienzo de la transmisión de las primeras señales de televisión a principios del siglo pasado, la radiodifusión digital ha evolucionado gracias a una serie de cambios relevantes. Recientemente, como consecuencia directa de la digitalización del servicio, el dividendo digital se ha convertido en uno de los caballos de batalla de la industria de la radiodifusión. De hecho, no son pocos los consorcios internacionales que abogan por asignar parte del espectro de radiodifusión a otros servicios como, por ejemplo, la telefonía móvil, argumentado la poca eficiencia espectral de la tecnología de radiodifusión actual. Asimismo, se debe tener en cuenta que a pesar de que los servicios móviles no se han considerado fundamentales en el pasado, esta tendencia probablemente variará en el futuro cercano. De hecho, se espera que el tráfico derivado de servicios móviles se multiplique por once entre los años 2014 y 2018; y lo que es más importante, se pronostica que dos tercios del tráfico móvil sea video streaming para finales de ese periodo. Por lo tanto, la posibilidad de ofrecer servicios de alta definición en dispositivos móviles es un requisito fundamental para los sistemas de radiodifusión de nueva generación. El principal objetivo de este trabajo es presentar soluciones técnicas que den respuesta a los retos planteados anteriormente. En particular, las principales cuestiones a resolver son la ineficiencia espectral y el incremento de usuarios que demandan mayor calidad en los contenidos para dispositivos móviles. En pocas palabras, el principal objetivo de este trabajo se basa en ofrecer una solución más eficiente y flexible para la transmisión simultánea de servicios fijos y móviles. La primera contribución relevante de este trabajo está relacionada con la recepción de la señal de televisión en movimiento. En primer lugar, se presenta un completo análisis matemático del comportamiento de la señal OFDM en canales variantes con el tiempo. A continuación, con la intención de maximizar la capacidad del canal, se estudian en profundidad los algoritmos de estimación y ecualización. Posteriormente, se analizan los algoritmos de ecualización más implementados, y por último, basándose en estas técnicas, se propone un nuevo algoritmo de ecualización para aumentar el rendimiento de los receptores en tales condiciones. Del mismo modo, se plantea un nuevo enfoque para mejorar la eficiencia de los servicios móviles basado en tratar la interferencia entre portadoras como una fuente de ruido. Concretamente, tras analizar el impacto del ICI en los receptores actuales, se sugiere delegar el trabajo de corrección de dichas distorsiones en códigos FEC muy robustos. Finalmente, la última contribución importante de este trabajo es la presentación de la tecnología LDM como una manera más eficiente y flexible para la transmisión simultánea de servicios fijos y móviles. El análisis teórico presentado confirma el incremento en la eficiencia espectral, mientras que el estudio práctico valida la posible implementación del sistema y presenta la tecnología LDM c