Hardware oriented, quasi-optimal detectors for iterative and non-iterative MIMO receivers

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Non-coherent successive relaying and cooperation: principles, designs, and applications

Cooperative communication is capable of forming a virtual antenna array for each node (user) in a network by allowing the nodes (users) to relay the messages of others to the destination. Such a relay aided network may be viewed as a distributed multiple-input multiple-output (MIMO) system relying on the spatially distributed single antennas of the cooperating mobiles, which avoids the correlation of the antenna elements routinely encountered in conventional MIMO systems and hence attains the maximum achievable diversity gain. Therefore, the family of cooperative communication techniques may be regarded as a potential solution for future wireless networks. However, constrained by the half-duplex transmit/receive mode of most practical transceivers, the cooperative networks may impose a severe 50% throughput loss. As a remedy, successive relaying can be employed, which is capable of mimicking a full-duplex relay and thereby recovering much of the 50% throughput loss. Furthermore, for the sake of bypassing power-hungry and potentially excessive-complexity channel estimation, noncoherent detection techniques may be employed for multiple-antenna aided systems, because estimating all the associated channels may become unrealistic. Explicitly, the mobile-stations acting as relays cannot be realistically expected to estimate the source-to-relay channels. In order to motivate further research on noncoherent successive relaying aided systems, a comprehensive review of its basic concepts, fundamental principles, practical transceiver designs and open challenges is provide

Energy efficient design of an adaptive switching algorithm for the iterative-MIMO receiver

An efficient design dedicated for iterative-multiple-input multiple-output (MIMO) receiver systems is now imperative in our world since data demands are increasing tremendously in wireless networks. This puts a massive burden on the signal processing power especially in small receiver systems where power sources are often shared or limited. This thesis proposes an attractive solution to both the wireless signal processing and the architectural implementation design sides of the problem. A novel algorithm, dubbed the Adaptive Switching Algorithm, is proven to not only save more than a third of the energy consumption in the algorithmic design, but is also able to achieve an energy reduction of more than 50% in terms of processing power when the design is mapped onto state-of-the-art programmable hardware. Simulations are based in MatlabTM using the Monte Carlo approach, where multiple additive white Gaussian noise (AWGN) and Rayleigh fading channels for both fast and slow fading environments were investigated. The software selects the appropriate detection algorithm depending on the current channel conditions. The design for the hardware is based on the latest field programmable gate arrays (FPGA) hardware from Xilinx R , specifically the Virtex-5 and Virtex-7 chipsets. They were chosen during the experimental phase to verify the results in order to examine trends for energy consumption in the proposed algorithm design. Savings come from dynamic allocation of the hardware resources by implementing power minimization techniques depending on the processing requirements of the system. Having demonstrated the feasibility of the algorithm in controlled environments, realistic channel conditions were simulated using spatially correlated MIMO channels to test the algorithm’s readiness for real-world deployment. The proposed algorithm is placed in both the MIMO detector and the iterative-decoder blocks of the receiver. When the final full receiver design setup is implemented, it shows that the key to energy saving lies in the fact that both software and hardware components of the Adaptive Switching Algorithm adopt adaptivity in the respective designs. The detector saves energy by selecting suitable detection schemes while the decoder provides adaptivity by limiting the number of decoding iterations, both of which are updated in real-time. The overall receiver can achieve more than 70% energy savings in comparison to state-of-the-art iterative-MIMO receivers and thus it can be concluded that this level of ‘intelligence’ is an important direction towards a more efficient iterative-MIMO receiver designs in the future

Self-concatenated code design and its application in power-efficient cooperative communications

In this tutorial, we have focused on the design of binary self-concatenated coding schemes with the help of EXtrinsic Information Transfer (EXIT) charts and Union bound analysis. The design methodology of future iteratively decoded self-concatenated aided cooperative communication schemes is presented. In doing so, we will identify the most important milestones in the area of channel coding, concatenated coding schemes and cooperative communication systems till date and suggest future research directions

Near-capacity MIMOs using iterative detection

In this thesis, Multiple-Input Multiple-Output (MIMO) techniques designed for transmission over narrowband Rayleigh fading channels are investigated. Specifically, in order to providea diversity gain while eliminating the complexity of MIMO channel estimation, a Differential Space-Time Spreading (DSTS) scheme is designed that employs non-coherent detection. Additionally, in order to maximise the coding advantage of DSTS, it is combined with Sphere Packing (SP) modulation. The related capacity analysis shows that the DSTS-SP scheme exhibits a higher capacity than its counterpart dispensing with SP. Furthermore, in order to attain additional performance gains, the DSTS system invokes iterative detection, where the outer code is constituted by a Recursive Systematic Convolutional (RSC) code, while the inner code is a SP demapper in one of the prototype systems investigated, while the other scheme employs a Unity Rate Code (URC) as its inner code in order to eliminate the error floor exhibited by the system dispensing with URC. EXIT charts are used to analyse the convergence behaviour of the iteratively detected schemes and a novel technique is proposed for computing the maximum achievable rate of the system based on EXIT charts. Explicitly, the four-antenna-aided DSTSSP system employing no URC precoding attains a coding gain of 12 dB at a BER of 10-5 and performs within 1.82 dB from the maximum achievable rate limit. By contrast, the URC aidedprecoded system operates within 0.92 dB from the same limit.On the other hand, in order to maximise the DSTS system’s throughput, an adaptive DSTSSP scheme is proposed that exploits the advantages of differential encoding, iterative decoding as well as SP modulation. The achievable integrity and bit rate enhancements of the system are determined by the following factors: the specific MIMO configuration used for transmitting data from the four antennas, the spreading factor used and the RSC encoder’s code rate.Additionally, multi-functional MIMO techniques are designed to provide diversity gains, multiplexing gains and beamforming gains by combining the benefits of space-time codes, VBLASTand beamforming. First, a system employing Nt=4 transmit Antenna Arrays (AA) with LAA number of elements per AA and Nr=4 receive antennas is proposed, which is referred to as a Layered Steered Space-Time Code (LSSTC). Three iteratively detected near-capacity LSSTC-SP receiver structures are proposed, which differ in the number of inner iterations employed between the inner decoder and the SP demapper as well as in the choice of the outer code, which is either an RSC code or an Irregular Convolutional Code (IrCC). The three systems are capable of operating within 0.9, 0.4 and 0.6 dB from the maximum achievable rate limit of the system. A comparison between the three iteratively-detected schemes reveals that a carefully designed two-stage iterative detection scheme is capable of operating sufficiently close to capacity at a lower complexity, when compared to a three-stage system employing a RSC or a two-stage system using an IrCC as an outer code. On the other hand, in order to allow the LSSTC scheme to employ less receive antennas than transmit antennas, while still accommodating multiple users, a Layered Steered Space-Time Spreading (LSSTS) scheme is proposed that combines the benefits of space-time spreading, V-BLAST, beamforming and generalised MC DS-CDMA. Furthermore, iteratively detected LSSTS schemes are presented and an LLR post-processing technique is proposed in order to improve the attainable performance of the iteratively detected LSSTS system.Finally, a distributed turbo coding scheme is proposed that combines the benefits of turbo coding and cooperative communication, where iterative detection is employed by exchanging extrinsic information between the decoders of different single-antenna-aided users. Specifically, the effect of the errors induced in the first phase of cooperation, where the two users exchange their data, on the performance of the uplink in studied, while considering different fading channel characteristics

Transmission strategies for broadband wireless systems with MMSE turbo equalization

This monograph details efficient transmission strategies for single-carrier wireless broadband communication systems employing iterative (turbo) equalization. In particular, the first part focuses on the design and analysis of low complexity and robust MMSE-based turbo equalizers operating in the frequency domain. Accordingly, several novel receiver schemes are presented which improve the convergence properties and error performance over the existing turbo equalizers. The second part discusses concepts and algorithms that aim to increase the power and spectral efficiency of the communication system by efficiently exploiting the available resources at the transmitter side based upon the channel conditions. The challenging issue encountered in this context is how the transmission rate and power can be optimized, while a specific convergence constraint of the turbo equalizer is guaranteed.Die vorliegende Arbeit beschäftigt sich mit dem Entwurf und der Analyse von effizienten Übertragungs-konzepten für drahtlose, breitbandige Einträger-Kommunikationssysteme mit iterativer (Turbo-) Entzerrung und Kanaldekodierung. Dies beinhaltet einerseits die Entwicklung von empfängerseitigen Frequenzbereichs-entzerrern mit geringer Komplexität basierend auf dem Prinzip der Soft Interference Cancellation Minimum-Mean Squared-Error (SC-MMSE) Filterung und andererseits den Entwurf von senderseitigen Algorithmen, die durch Ausnutzung von Kanalzustandsinformationen die Bandbreiten- und Leistungseffizienz in Ein- und Mehrnutzersystemen mit Mehrfachantennen (sog. Multiple-Input Multiple-Output (MIMO)) verbessern. Im ersten Teil dieser Arbeit wird ein allgemeiner Ansatz für Verfahren zur Turbo-Entzerrung nach dem Prinzip der linearen MMSE-Schätzung, der nichtlinearen MMSE-Schätzung sowie der kombinierten MMSE- und Maximum-a-Posteriori (MAP)-Schätzung vorgestellt. In diesem Zusammenhang werden zwei neue Empfängerkonzepte, die eine Steigerung der Leistungsfähigkeit und Verbesserung der Konvergenz in Bezug auf existierende SC-MMSE Turbo-Entzerrer in verschiedenen Kanalumgebungen erzielen, eingeführt. Der erste Empfänger - PDA SC-MMSE - stellt eine Kombination aus dem Probabilistic-Data-Association (PDA) Ansatz und dem bekannten SC-MMSE Entzerrer dar. Im Gegensatz zum SC-MMSE nutzt der PDA SC-MMSE eine interne Entscheidungsrückführung, so dass zur Unterdrückung von Interferenzen neben den a priori Informationen der Kanaldekodierung auch weiche Entscheidungen der vorherigen Detektions-schritte berücksichtigt werden. Durch die zusätzlich interne Entscheidungsrückführung erzielt der PDA SC-MMSE einen wesentlichen Gewinn an Performance in räumlich unkorrelierten MIMO-Kanälen gegenüber dem SC-MMSE, ohne dabei die Komplexität des Entzerrers wesentlich zu erhöhen. Der zweite Empfänger - hybrid SC-MMSE - bildet eine Verknüpfung von gruppenbasierter SC-MMSE Frequenzbereichsfilterung und MAP-Detektion. Dieser Empfänger besitzt eine skalierbare Berechnungskomplexität und weist eine hohe Robustheit gegenüber räumlichen Korrelationen in MIMO-Kanälen auf. Die numerischen Ergebnisse von Simulationen basierend auf Messungen mit einem Channel-Sounder in Mehrnutzerkanälen mit starken räumlichen Korrelationen zeigen eindrucksvoll die Überlegenheit des hybriden SC-MMSE-Ansatzes gegenüber dem konventionellen SC-MMSE-basiertem Empfänger. Im zweiten Teil wird der Einfluss von System- und Kanalmodellparametern auf die Konvergenzeigenschaften der vorgestellten iterativen Empfänger mit Hilfe sogenannter Korrelationsdiagramme untersucht. Durch semi-analytische Berechnungen der Entzerrer- und Kanaldecoder-Korrelationsfunktionen wird eine einfache Berechnungsvorschrift zur Vorhersage der Bitfehlerwahrscheinlichkeit von SC-MMSE und PDA SC-MMSE Turbo Entzerrern für MIMO-Fadingkanäle entwickelt. Des Weiteren werden zwei Fehlerschranken für die Ausfallwahrscheinlichkeit der Empfänger vorgestellt. Die semi-analytische Methode und die abgeleiteten Fehlerschranken ermöglichen eine aufwandsgeringe Abschätzung sowie Optimierung der Leistungsfähigkeit des iterativen Systems. Im dritten und abschließenden Teil werden Strategien zur Raten- und Leistungszuweisung in Kommunikationssystemen mit konventionellen iterativen SC-MMSE Empfängern untersucht. Zunächst wird das Problem der Maximierung der instantanen Summendatenrate unter der Berücksichtigung der Konvergenz des iterativen Empfängers für einen Zweinutzerkanal mit fester Leistungsallokation betrachtet. Mit Hilfe des Flächentheorems von Extrinsic-Information-Transfer (EXIT)-Funktionen wird eine obere Schranke für die erreichbare Ratenregion hergeleitet. Auf Grundlage dieser Schranke wird ein einfacher Algorithmus entwickelt, der für jeden Nutzer aus einer Menge von vorgegebenen Kanalcodes mit verschiedenen Codierraten denjenigen auswählt, der den instantanen Datendurchsatz des Mehrnutzersystems verbessert. Neben der instantanen Ratenzuweisung wird auch ein ausfallbasierter Ansatz zur Ratenzuweisung entwickelt. Hierbei erfolgt die Auswahl der Kanalcodes für die Nutzer unter Berücksichtigung der Einhaltung einer bestimmten Ausfallwahrscheinlichkeit (outage probability) des iterativen Empfängers. Des Weiteren wird ein neues Entwurfskriterium für irreguläre Faltungscodes hergeleitet, das die Ausfallwahrscheinlichkeit von Turbo SC-MMSE Systemen verringert und somit die Zuverlässigkeit der Datenübertragung erhöht. Eine Reihe von Simulationsergebnissen von Kapazitäts- und Durchsatzberechnungen werden vorgestellt, die die Wirksamkeit der vorgeschlagenen Algorithmen und Optimierungsverfahren in Mehrnutzerkanälen belegen. Abschließend werden außerdem verschiedene Maßnahmen zur Minimierung der Sendeleistung in Einnutzersystemen mit senderseitiger Singular-Value-Decomposition (SVD)-basierter Vorcodierung untersucht. Es wird gezeigt, dass eine Methode, welche die Leistungspegel des Senders hinsichtlich der Bitfehlerrate des iterativen Empfängers optimiert, den konventionellen Verfahren zur Leistungszuweisung überlegen ist

Fast Optimization with Zeroth-Order Feedback in Distributed, Multi-User MIMO Systems

In this paper, we develop a gradient-free optimization methodology for efficient resource allocation in Gaussian MIMO multiple access channels. Our approach combines two main ingredients: (i) an entropic semidefinite optimization based on matrix exponential learning (MXL); and (ii) a one-shot gradient estimator which achieves low variance through the reuse of past information. This novel algorithm, which we call gradient-free MXL algorithm with callbacks (MXL0$^{+}$), retains the convergence speed of gradient-based methods while requiring minimal feedback per iteration$-$a single scalar. In more detail, in a MIMO multiple access channel with $K$ users and $M$ transmit antennas per user, the MXL0$^{+}$ algorithm achieves $\epsilon$-optimality within $\text{poly}(K,M)/\epsilon^2$ iterations (on average and with high probability), even when implemented in a fully distributed, asynchronous manner. For cross-validation, we also perform a series of numerical experiments in medium- to large-scale MIMO networks under realistic channel conditions. Throughout our experiments, the performance of MXL0$^{+}$ matches$-$and sometimes exceeds$-$that of gradient-based MXL methods, all the while operating with a vastly reduced communication overhead. In view of these findings, the MXL0$^{+}$ algorithm appears to be uniquely suited for distributed massive MIMO systems where gradient calculations can become prohibitively expensive.Comment: Final version; to appear in IEEE Transactions on Signal Processing; 16 pages, 4 figure