A Novel Millimeter-Wave Channel Simulator and Applications for 5G Wireless Communications

This paper presents details and applications of a novel channel simulation software named NYUSIM, which can be used to generate realistic temporal and spatial channel responses to support realistic physical- and link-layer simulations and design for fifth-generation (5G) cellular communications. NYUSIM is built upon the statistical spatial channel model for broadband millimeter-wave (mmWave) wireless communication systems developed by researchers at New York University (NYU). The simulator is applicable for a wide range of carrier frequencies (500 MHz to 100 GHz), radio frequency (RF) bandwidths (0 to 800 MHz), antenna beamwidths (7 to 360 degrees for azimuth and 7 to 45 degrees for elevation), and operating scenarios (urban microcell, urban macrocell, and rural macrocell), and also incorporates multiple-input multiple-output (MIMO) antenna arrays at the transmitter and receiver. This paper also provides examples to demonstrate how to use NYUSIM for analyzing MIMO channel conditions and spectral efficiencies, which show that NYUSIM is an alternative and more realistic channel model compared to the 3rd Generation Partnership Project (3GPP) and other channel models for mmWave bands.Comment: 7 pages, 8 figures, in 2017 IEEE International Conference on Communications (ICC), Paris, May 201

Performance Analysis of Millimeter Wave Massive MIMO Systems in Centralized and Distributed Schemes

This paper considers downlink multi-user millimeter-wave massive multiple-input multiple-output (MIMO) systems in both centralized and distributed configurations, referred to as C-MIMO and D-MIMO, respectively. Assuming the fading channel is composite and comprised of both large-scale fading and small-scale fading, a hybrid precoding algorithm leveraging antenna array response vectors is applied into both the C-MIMO system with fully connected structure and the D-MIMO system with partially connected structure. First, the asymptotic spectral efficiency (SE) of an arbitrary user and the asymptotic average SE of the cell for the C-MIMO system are analyzed. Then, two radio access unit (RAU) selection algorithms are proposed for the D-MIMO system, based on minimal distance (D-based) and maximal signal-to-interference-plus-noise-ratio (SINR) (SINR-based), respectively. For the D-MIMO system with circular layout and D-based RAU selection algorithm, the upper bounds on the asymptotic SE of an arbitrary user and the asymptotic average SE of the cell are also investigated. Finally, numerical results are provided to assess the analytical results and evaluate the effects of the numbers of total transmit antennas and users on system performance. It is shown that, from the perspective of the cell, the D-MIMO system with D-based scheme outperforms the C-MIMO system and achieves almost alike performance compared with the SINR-based solution while requiring less complexity.Peer reviewe

Doctoral Thesis: Massive MIMO in Real Propagation Environments

Mobile communications are now evolving towards the fifth generation (5G). In the near future, we expect an explosive increase in the number of connected devices, such as phones, tablets, sensors, connected vehicles and so on. Much higher data rates than in today's 4G systems are required. In the 5G visions, better coverage in remote regions is also included, aiming for bringing the current "4 billion unconnected" population into the online world. There is also a great interest in "green communications", for less energy consumption in the ICT (information and communication technology) industry. Massive MIMO is a potential technology to fulfill the requirements and visions. By equipping a base station with a large number, say tens to hundreds, of antennas, many terminals can be served in the same time-frequency resource without severe inter-user interference. Through "aggressive" spatial multiplexing, higher data rates can be achieved without increasing the required spectrum. Processing efforts can be made at the base station side, allowing terminals to have simple and cheap hardware. By exploiting the many spatial degrees of freedom, linear precoding/detection schemes can be used to achieve near-optimal performance. The large number of antennas also brings the advantage of large array gain, resulting in an increase in received signal strength. Better coverage is thus achieved. On the other hand, transmit power from base stations and terminals can be scaled down to pursue energy efficiency. In the last five years, a lot of theoretical studies have been done, showing the extraordinary advantages of massive MIMO. However, the investigations are mainly based on theoretical channels with independent and identically distributed (i.i.d.) Gaussian coefficients, and sometimes assuming unlimited number of antennas. When bringing this new technology from theory to practice, it is important to understand massive MIMO behavior in real propagation channels using practical antenna arrays. Not much has been known about real massive MIMO channels, and whether the claims about massive MIMO still hold there, until the studies in this thesis were done. The thesis study connects the "ideal" world of theory to the "non-ideal" reality. Channel measurements for massive MIMO in the 2.6 GHz band were performed, in different propagation environments and using different types of antenna arrays. Based on obtained real-life channel data, the studies include • channel characterization to identify important massive MIMO properties, • evaluation of propagation conditions in real channels and corresponding massive MIMO performance, • channel modeling for massive MIMO to capture the identified channel properties, and • reduction of massive MIMO hardware complexity through antenna selection. The investigations in the thesis conclude that massive MIMO works efficiently in real propagation environments. The theoretical advantages, as observed in i.i.d. Rayleigh channels, can also be harvested in real channels. Important propagation effects are identified for massive MIMO scenarios, including channel variations over large arrays, multipath-component (MPC) lifetime, and 3D propagation. These propagation properties are modeled and included into the COST 2100 MIMO channel model as an extension for massive MIMO. The study on antenna selection shows that characteristics in real channels allow for significant reductions of massive MIMO complexity without significant performance loss. As one of the world's first research work on massive MIMO behavior in real propagation channels, the studies in this thesis promote massive MIMO as a practical technology for future communication systems

Analysis of the sum rate for massive MIMO using 10 GHz measurements

Orientador: Gustavo FraidenraichTese (doutorado) - Universidade Estadual de Campinas, Faculdade de Engenharia Elétrica e de ComputaçãoResumo: Este trabalho apresenta um conjunto de contribuições para caracterização e modelagem de canais reais de rádio abordando aspectos relacionados com as condições favoráveis de propagação para sistemas massive MIMO. Discutiremos como caracterizar canais de rádio em um ambiente real, processamento de dados e análise das condições favoráveis de propagação. Em uma segunda parte, focamos na determinação teórica de alguns aspectos da tecnologia de massive MIMO utilizando propriedades de distribuições matriciais Wishart. Inicialmente, apresentamos uma contribuição sobre a aplicação do algoritmo ESPRIT, para estimar parâmetros de um conjunto de dados multidimensional. Obtivemos dados por varredura em frequência de um Analisador Vetorial de Rede e os adaptamos para o algoritmo ESPRIT. Mostramos como remover a influência do ganho de padrão de antenas e como utilizar um gerador de modelo de canal baseado nas medidas reais de canal de rádio. As medidas foram feitas na frequência de 10.1 GHz com largura de faixa de 500 MHz. Utilizando um gerador de modelo de canal, fomos além do universo das simulações por distribuições Gaussianas. Introduzimos o conceito de propagação favorável e analisamos condições de linha-de-visada usando arranjos lineares uniformes e arranjos retangulares uniformes de antena. Como novidade da pesquisa, mostramos os benefícios de explorar um número extra de graus de liberdade devido à escolha dos formatos de arranjo de antenas e ao aumento do número de elementos. Esta propriedade é observada ao analisarmos a distribuição dos autovalores de matrizes Gramianas. Em seguida, estendemos o mesmo raciocínio para as matrizes de canal geradas a partir de informações reais e verificamos se as propriedades ainda permaneceriam válidas. Na segunda parte deste trabalho, incluímos mais de uma antena no terminal móvel e calculamos a probabilidade de indisponibilidade para várias configurações de antenas e número arbitrário de usuários. Esboçamos inicialmente a formulação para a informação mútua e, em seguida, calculamos os resultados exatos em uma situação com dois usuários e duas antenas, tanto na estação base (EB) como nos terminais de usuário(TU). Visto que as formulações para a derivação exata dos casos com mais antenas e mais usuários mostrou-se muito intrincada, propusemos uma aproximação Gaussiana para simplificar o problema. Esta aproximação foi validada por simulações Monte Carlo para diferentes relações sinal/ruídoAbstract: This thesis presents a set of contributions for channel modeling and characterization of real radio channels delineating aspects related with the favorable propagation for massive MIMO systems. We will discuss about how to proceed for characterizing radio channels in an real environment , data processing, and analysis of favorable conditions. In a second part, we focused on determination of some theoretical aspects of the Massive MIMO technology using properties of Wishart distribution matrices. We initially present a contribution on the application of ESPRIT algorithm for estimating a multidimensional set of measured data. We have obtained data by frequency sweep carried out by a vector network analyzer(VNA) and adapted it to fit in the ESPRIT algorithm. We show how to remove antenna pattern gain using virtual antenna arrays and how to use a channel model generator based on radio channel measurements of real environments. The measurements were conducted at the frequency of 10.1 GHz and 500 MHz bandwidth. By using a channel model generator, we have explored beyond the simulation of Gaussian Distributions. We will introduce the concept of favorable propagation and analyze the line-of-sight conditions using ULA and URA array shapes. As a research novelty, we will show the benefits of exploiting an extra degree of freedom due to the choice of the antenna shapes and amount of antenna elements. We observe these properties through the distribution of the Gramian Matrices. Next, we extend the same rationale to channel matrices generated from real channels and we verify that the properties are still valid. In a second part of the research work, we included more than one antenna in the mobile terminals and calculated the outage probability for several antenna configurations and arbitrary number users. We introduce a formulation for mutual information and then we calculate exact results in a case with two users with two antennas in both Base Station (BS) and User Terminals (UT). Since the formulations to the exact derivation for cases with more antennas and users seems to be intricate, we propose a Gaussian approximation solution to simplify the problem. We validated this approximation with Monte Carlo simulations for different signal-to-noise ratiosDoutoradoTelecomunicações e TelemáticaDoutor em Engenharia Elétrica248416/2013-8CNPQCAPE

Review of Recent Trends

This work was partially supported by the European Regional Development Fund (FEDER), through the Regional Operational Programme of Centre (CENTRO 2020) of the Portugal 2020 framework, through projects SOCA (CENTRO-01-0145-FEDER-000010) and ORCIP (CENTRO-01-0145-FEDER-022141). Fernando P. Guiomar acknowledges a fellowship from “la Caixa” Foundation (ID100010434), code LCF/BQ/PR20/11770015. Houda Harkat acknowledges the financial support of the Programmatic Financing of the CTS R&D Unit (UIDP/00066/2020).MIMO-OFDM is a key technology and a strong candidate for 5G telecommunication systems. In the literature, there is no convenient survey study that rounds up all the necessary points to be investigated concerning such systems. The current deeper review paper inspects and interprets the state of the art and addresses several research axes related to MIMO-OFDM systems. Two topics have received special attention: MIMO waveforms and MIMO-OFDM channel estimation. The existing MIMO hardware and software innovations, in addition to the MIMO-OFDM equalization techniques, are discussed concisely. In the literature, only a few authors have discussed the MIMO channel estimation and modeling problems for a variety of MIMO systems. However, to the best of our knowledge, there has been until now no review paper specifically discussing the recent works concerning channel estimation and the equalization process for MIMO-OFDM systems. Hence, the current work focuses on analyzing the recently used algorithms in the field, which could be a rich reference for researchers. Moreover, some research perspectives are identified.publishersversionpublishe

Investigation of Techniques for Reducing Mobile Communication Systems Harmful Out-Of-Band Emission

Electromagnetic compatibility in the newly designated Long-Term Evolution (LTE) mobile network in the 790–862 MHz frequency band from perspective of interference management between neighbouring services are analysed in the dissertation. Main focal point of this dissertation is on the problems that face LTE networks based on Orthogonal Frequency-Division Multiplexing (OFDM) due to the relatively strong side lobes around the active subcarriers in the main communication channel, which introduces interference effects between LTE stations and other services. The introductory chapter presents the investigated problem, objects of research, importance of the dissertation, describes research methodology, scientific novelty and the defended statements. The situation in the 790–862 MHz frequency band is overviewed regarding most sensitive challenges in the first chapter: LTE stations’ influence on Short-Range Devices (SRD), digital terrestrial TV broadcasting (DVB-T) and aeronautical radio navigation systems (ARNS). The noticeable lack of information is observed regarding SRD and LTE electromagnetic compatibility. The Filter Bank Multicarrier Transmission technique (FBMC) is pro-posed as means to minimize adjacent band interference in the 790–862 MHz frequency band. Main FBMC benefits are presented through comparison with reference case of OFDM. The key advantage of FBMC technique is derived from its low out-of-band leakage, which guarantees minimum harmful interference level between stations using adjacent channels. The harmful interference of LTE mobile stations’ influence on Short-Range Devices operating in the 863–870 MHz frequency band is analysed in the second chapter. Two analysis methods are used in this study: first applying theoretical analysis using Minimum Coupling Loss calculations, then statistical Monte-Carlo in order to verify results obtained in theoretical approach. The third chapter is focused on the experimental analysis to reproduce the situation that was investigated in theoretical analysis chapter. Verification of theoretical analysis by practical measurements confirmed that the LTE user equipment (UE) emissions may affect SRD devices and completely or partially disrupt their communications at distances of up to several meters from LTE UE. The obtained results are summarized and general conclusions are drawn

Ondas milimétricas e MIMO massivo para otimização da capacidade e cobertura de redes heterogeneas de 5G

Today's Long Term Evolution Advanced (LTE-A) networks cannot support the exponential growth in mobile traffic forecast for the next decade. By 2020, according to Ericsson, 6 billion mobile subscribers worldwide are projected to generate 46 exabytes of mobile data traffic monthly from 24 billion connected devices, smartphones and short-range Internet of Things (IoT) devices being the key prosumers. In response, 5G networks are foreseen to markedly outperform legacy 4G systems. Triggered by the International Telecommunication Union (ITU) under the IMT-2020 network initiative, 5G will support three broad categories of use cases: enhanced mobile broadband (eMBB) for multi-Gbps data rate applications; ultra-reliable and low latency communications (URLLC) for critical scenarios; and massive machine type communications (mMTC) for massive connectivity. Among the several technology enablers being explored for 5G, millimeter-wave (mmWave) communication, massive MIMO antenna arrays and ultra-dense small cell networks (UDNs) feature as the dominant technologies. These technologies in synergy are anticipated to provide the 1000_ capacity increase for 5G networks (relative to 4G) through the combined impact of large additional bandwidth, spectral efficiency (SE) enhancement and high frequency reuse, respectively. However, although these technologies can pave the way towards gigabit wireless, there are still several challenges to solve in terms of how we can fully harness the available bandwidth efficiently through appropriate beamforming and channel modeling approaches. In this thesis, we investigate the system performance enhancements realizable with mmWave massive MIMO in 5G UDN and cellular infrastructure-to-everything (C-I2X) application scenarios involving pedestrian and vehicular users. As a critical component of the system-level simulation approach adopted in this thesis, we implemented 3D channel models for the accurate characterization of the wireless channels in these scenarios and for realistic performance evaluation. To address the hardware cost, complexity and power consumption of the massive MIMO architectures, we propose a novel generalized framework for hybrid beamforming (HBF) array structures. The generalized model reveals the opportunities that can be harnessed with the overlapped subarray structures for a balanced trade-o_ between SE and energy efficiently (EE) of 5G networks. The key results in this investigation show that mmWave massive MIMO can deliver multi-Gbps rates for 5G whilst maintaining energy-efficient operation of the network.As redes LTE-A atuais não são capazes de suportar o crescimento exponencial de tráfego que está previsto para a próxima década. De acordo com a previsão da Ericsson, espera-se que em 2020, a nível global, 6 mil milhões de subscritores venham a gerar mensalmente 46 exa bytes de tráfego de dados a partir de 24 mil milhões de dispositivos ligados à rede móvel, sendo os telefones inteligentes e dispositivos IoT de curto alcance os principais responsáveis por tal nível de tráfego. Em resposta a esta exigência, espera-se que as redes de 5a geração (5G) tenham um desempenho substancialmente superior às redes de 4a geração (4G) atuais. Desencadeado pelo UIT (União Internacional das Telecomunicações) no âmbito da iniciativa IMT-2020, o 5G irá suportar três grandes tipos de utilizações: banda larga móvel capaz de suportar aplicações com débitos na ordem de vários Gbps; comunicações de baixa latência e alta fiabilidade indispensáveis em cenários de emergência; comunicações massivas máquina-a-máquina para conectividade generalizada. Entre as várias tecnologias capacitadoras que estão a ser exploradas pelo 5G, as comunicações através de ondas milimétricas, os agregados MIMO massivo e as redes celulares ultradensas (RUD) apresentam-se como sendo as tecnologias fundamentais. Antecipa-se que o conjunto destas tecnologias venha a fornecer às redes 5G um aumento de capacidade de 1000x através da utilização de maiores larguras de banda, melhoria da eficiência espectral, e elevada reutilização de frequências respetivamente. Embora estas tecnologias possam abrir caminho para as redes sem fios com débitos na ordem dos gigabits, existem ainda vários desafios que têm que ser resolvidos para que seja possível aproveitar totalmente a largura de banda disponível de maneira eficiente utilizando abordagens de formatação de feixe e de modelação de canal adequadas. Nesta tese investigamos a melhoria de desempenho do sistema conseguida através da utilização de ondas milimétricas e agregados MIMO massivo em cenários de redes celulares ultradensas de 5a geração e em cenários 'infraestrutura celular-para-qualquer coisa' (do inglês: cellular infrastructure-to-everything) envolvendo utilizadores pedestres e veiculares. Como um componente fundamental das simulações de sistema utilizadas nesta tese é o canal de propagação, implementamos modelos de canal tridimensional (3D) para caracterizar de forma precisa o canal de propagação nestes cenários e assim conseguir uma avaliação de desempenho mais condizente com a realidade. Para resolver os problemas associados ao custo do equipamento, complexidade e consumo de energia das arquiteturas MIMO massivo, propomos um modelo inovador de agregados com formatação de feixe híbrida. Este modelo genérico revela as oportunidades que podem ser aproveitadas através da sobreposição de sub-agregados no sentido de obter um compromisso equilibrado entre eficiência espectral (ES) e eficiência energética (EE) nas redes 5G. Os principais resultados desta investigação mostram que a utilização conjunta de ondas milimétricas e de agregados MIMO massivo possibilita a obtenção, em simultâneo, de taxas de transmissão na ordem de vários Gbps e a operação de rede de forma energeticamente eficiente.Programa Doutoral em Telecomunicaçõe