Surface Soil Moisture Retrievals from Remote Sensing:Current Status, Products & Future Trends

Advances in Earth Observation (EO) technology, particularly over the last two decades, have shown that soil moisture content (SMC) can be measured to some degree or other by all regions of the electromagnetic spectrum, and a variety of techniques have been proposed to facilitate this purpose. In this review we provide a synthesis of the efforts made during the last 20 years or so towards the estimation of surface SMC exploiting EO imagery, with a particular emphasis on retrievals from microwave sensors. Rather than replicating previous overview works, we provide a comprehensive and critical exploration of all the major approaches employed for retrieving SMC in a range of different global ecosystems. In this framework, we consider the newest techniques developed within optical and thermal infrared remote sensing, active and passive microwave domains, as well as assimilation or synergistic approaches. Future trends and prospects of EO for the accurate determination of SMC from space are subject to key challenges, some of which are identified and discussed within. It is evident from this review that there is potential for more accurate estimation of SMC exploiting EO technology, particularly so, by exploring the use of synergistic approaches between a variety of EO instruments. Given the importance of SMC in Earth’s land surface interactions and to a large range of applications, one can appreciate that its accurate estimation is critical in addressing key scientific and practical challenges in today’s world such as food security, sustainable planning and management of water resources. The launch of new, more sophisticated satellites strengthens the development of innovative research approaches and scientific inventions that will result in a range of pioneering and ground-breaking advancements in the retrievals of soil moisture from space

Research of microwave scattering properties of snow fields

The results obtained in the research program of microwave scattering properties of snow fields are presented. Experimental results are presented showing backscatter dependence on frequency (5.8-8.0 GHz), angle of incidence (0-60 degrees), snow wetness (time of day), and frequency modulation (0-500 MHz). Theoretical studies are being made of the inverse scattering problem yielding some preliminary results concerning the determination of the dielectric constant of the snow layer. The experimental results lead to the following conclusions: snow layering affects backscatter, layer response is significant up to 45 degrees of incidence, wetness modifies snow layer effects, frequency modulation masks the layer response, and for the proper choice of probing frequency and for nominal snow depths, it appears to be possible to measure the effective dielectric constant and the corresponding water content of a snow pack

Soil moisture assessments for brown locust Locustana pardalina breeding potential using synthetic aperture radar

Synthetic aperture radar (SAR) imagery was collected over a brown locust Locustana pardalina outbreak area to estimate soil moisture relevant to egg development. ERS-2/RadarSat overpasses and field studies enabled parameterization of surface roughness, volumetric soil moisture, soil texture, and vegetation cover. Data were analyzed both when the target area was assessed as nonvegetated and when treated as vegetated. For the former, using the integral equation model (IEM) and soil surface data combined with the sensitivity of the IEM to changes in surface roughness introduced an error of ∼ � 0.06 cm3 cm−3 in volumetric soil moisture. Comparison of the IEM modeling results with backscatter responses from the ERS-2/RadarSat imagery revealed errors as high as �0.14 cm3 cm−3, mostly due to IEM calibration problems and the impact of vegetation. Two modified versions of the water cloud model (WCM) were parameterized, one based on measurements of vegetation moisture and the other on vegetation biomass. A sensitivity analysis of the resulting model revealed a positive relationship between increases in both vegetation biomass and vegetation moisture and the backscatter responses from the ERS-2 and RadarSat sensors. The WCM was able to explain up to 80% of the variability found when the IEM was used alone

Retrieval of ice-nucleating particle concentrations from lidar observations and comparison with UAV in situ measurements

Aerosols that are efficient ice-nucleating particles (INPs) are crucial for the formation of cloud ice via heterogeneous nucleation in the atmosphere. The distribution of INPs on a large spatial scale and as a function of height determines their impact on clouds and climate. However, in situ measurements of INPs provide sparse coverage over space and time. A promising approach to address this gap is to retrieve INP concentration profiles by combining particle concentration profiles derived by lidar measurements with INP efficiency parameterizations for different freezing mechanisms (immersion freezing, deposition nucleation). Here, we assess the feasibility of this new method for both ground-based and spaceborne lidar measurements, using in situ observations collected with unmanned aerial vehicles (UAVs) and subsequently analyzed with the FRIDGE (FRankfurt Ice nucleation Deposition freezinG Experiment) INP counter from an experimental campaign at Cyprus in April 2016. Analyzing five case studies we calculated the cloud-relevant particle number concentrations using lidar measurements (n250,dry with an uncertainty of 20 % to 40 % and Sdry with an uncertainty of 30 % to 50 %), and we assessed the suitability of the different INP parameterizations with respect to the temperature range and the type of particles considered. Specifically, our analysis suggests that our calculations using the parameterization of Ullrich et al. (2017) (applicable for the temperature range −50 to −33 ∘C) agree within 1 order of magnitude with the in situ observations of nINP; thus, the parameterization of Ullrich et al. (2017) can efficiently address the deposition nucleation pathway in dust-dominated environments. Additionally, our calculations using the combination of the parameterizations of DeMott et al. (2015, 2010) (applicable for the temperature range −35 to −9 ∘C) agree within 2 orders of magnitude with the in situ observations of INP concentrations (nINP) and can thus efficiently address the immersion/condensation pathway of dust and nondust particles. The same conclusion is derived from the compilation of the parameterizations of DeMott et al. (2015) for dust and Ullrich et al. (2017) for soot.Peer reviewe

Survey of methods for soil moisture determination

Existing and proposed methods for soil moisture determination are discussed. These include: (1) in situ investigations including gravimetric, nuclear, and electromagnetic techniques; (2) remote sensing approaches that use the reflected solar, thermal infrared, and microwave portions of the electromagnetic spectrum; and (3) soil physics models that track the behavior of water in the soil in response to meteorological inputs (precipitation) and demands (evapotranspiration). The capacities of these approaches to satisfy various user needs for soil moisture information vary from application to application, but a conceptual scheme for merging these approaches into integrated systems to provide soil moisture information is proposed that has the potential for meeting various application requirements

Estimating Global Ecosystem Isohydry/Anisohydry Using Active and Passive Microwave Satellite Data

The concept of isohydry/anisohydry describes the degree to which plants regulate their water status, operating from isohydric with strict regulation to anisohydric with less regulation. Though some species level measures of isohydry/anisohydry exist at a few locations, ecosystem-scale information is still largely unavailable. In this study, we use diurnal observations from active (Ku-Band backscatter from QuikSCAT) and passive (X-band vegetation optical depth (VOD) from Advanced Microwave Scanning Radiometer on EOS Aqua) microwave satellite data to estimate global ecosystem isohydry/anisohydry. Here diurnal observations from both satellites approximate predawn and midday plant canopy water contents, which are used to estimate isohydry/anisohydry. The two independent estimates from radar backscatter and VOD show reasonable agreement at low and middle latitudes but diverge at high latitudes. Grasslands, croplands, wetlands, and open shrublands are more anisohydric, whereas evergreen broadleaf and deciduous broadleaf forests are more isohydric. The direct validation with upscaled in situ species isohydry/anisohydry estimates indicates that the VOD-based estimates have much better agreement than the backscatter-based estimates. The indirect validation with prior knowledge suggests that both estimates are generally consistent in that vegetation water status of anisohydric ecosystems more closely tracks environmental fluctuations of water availability and demand than their isohydric counterparts. However, uncertainties still exist in the isohydry/anisohydry estimate, primarily arising from the remote sensing data and, to a lesser extent, from the methodology. The comprehensive assessment in this study can help us better understand the robustness, limitation, and uncertainties of the satellite-derived isohydry/anisohydry estimates. The ecosystem isohydry/anisohydry has the potential to reveal new insights into spatiotemporal ecosystem response to droughts

Soil moisture estimation of eucalyptus forests in Portugal with l-band SAR using polarimetric - Decompositions and machine learning

Dissertation submitted in partial fulfilment of the requirements for the Degree of Master of Science in Geospatial TechnologiesSoil moisture is a critical ecological parameter because it is a primary input for all processes that involve the complex interaction between land surface and the atmosphere. Remote sensing, especially using microwaves, has shown great promise in measuring soil moisturewith several operating satellites focused on its continuous estimation and monitoring on a global scale. Portugal is predominantly characterized by Mediterranean and semi-arid climates that feature low and sporadic precipitation. Over 10% of Portugal’s land area has been planted with Eucalyptus globulus- a non-native, fast-growing tree primarily planted for industrial use. Some studies have demonstrated that eucalyptus plantations adversely affect water availability, but overall results have been inconclusive as there are numerous other confounding variables. The goals of this study were to determine, using fully polarimetric L-band SAR and machine learning, if soil moisture could be accurately predicted in eucalyptus forests, and if there is a significant difference in soil moisture inside eucalyptus forests relative to other forests. Vegetated surfaces complicate the estimation of soil moisture because their structure and water content contribute significantly to backscatter of the radar signal. Thus, four polarimetric decompositions were compared to separate vegetative versus surface backscatter. The inputs from those decompositions, as well as several additional radar indices and polarizations from the microwave images, were used as feature inputs into two different machine learning models. After a feature selection process, the soil moisture estimations were retrieved and compared using cross-validation. The best overall soil moisture retrieval for Eucalyptus forests came from Random Forest with a RMSE of 0.021, a MAE of 0.017, and a MBE of 0.001. Through a statistical t-test, predicted soil moisture values in eucalyptus forests did not differ significantly as compared to other forest types in the study area

Quantitative Estimation of Surface Soil Moisture in Agricultural Landscapes using Spaceborne Synthetic Aperture Radar Imaging at Different Frequencies and Polarizations

Soil moisture and its distribution in space and time plays an important role in the surface energy balance at the soil-atmosphere interface. It is a key variable influencing the partitioning of solar energy into latent and sensible heat flux as well as the partitioning of precipitation into runoff and percolation. Due to their large spatial variability, estimation of spatial patterns of soil moisture from field measurements is difficult and not feasible for large scale analyses. In the past decades, Synthetic Aperture Radar (SAR) remote sensing has proven its potential to quantitatively estimate near surface soil moisture at high spatial resolutions. Since the knowledge of the basic SAR concepts is important to understand the impact of different natural terrain features on the quantitative estimation of soil moisture and other surface parameters, the fundamental principles of synthetic aperture radar imaging are discussed. Also the two spaceborne SAR missions whose data was used in this study, the ENVISAT of the European Space Agency (ESA) and the ALOS of the Japanese Aerospace Exploration Agency (JAXA), are introduced. Subsequently, the two essential surface properties in the field of radar remote sensing, surface soil moisture and surface roughness are defined, and the established methods of their measurement are described. The in situ data used in this study, as well as the research area, the River Rur catchment, with the individual test sites where the data was collected between 2007 and 2010, are specified. On this basis, the important scattering theories in radar polarimetry are discussed and their application is demonstrated using novel polarimetric ALOS/PALSAR data. A critical review of different classical approaches to invert soil moisture from SAR imaging is provided. Five prevalent models have been chosen with the aim to provide an overview of the evolution of ideas and techniques in the field of soil moisture estimation from active microwave data. As the core of this work, a new semi-empirical model for the inversion of surface soil moisture from dual polarimetric L-band SAR data is introduced. This novel approach utilizes advanced polarimetric decomposition techniques to correct for the disturbing effects from surface roughness and vegetation on the soil moisture retrieval without the use of a priori knowledge. The land use specific algorithms for bare soil, grassland, sugar beet, and winter wheat allow quantitative estimations with accuracies in the order of 4 Vol.-%. Application of remotely sensed soil moisture patterns is demonstrated on the basis of mesoscale SAR data by investigating the variability of soil moisture patterns at different spatial scales ranging from field scale to catchment scale. The results show that the variability of surface soil moisture decreases with increasing wetness states at all scales. Finally, the conclusions from this dissertational research are summarized and future perspectives on how to extend the proposed model by means of improved ground based measurements and upcoming advances in sensor technology are discussed. The results obtained in this thesis lead to the conclusion that state-of-the-art spaceborne dual polarimetric L-band SAR systems are not only suitable to accurately retrieve surface soil moisture contents of bare as well as of vegetated agricultural fields and grassland, but for the first time also allow investigating within-field spatial heterogeneities from space

Prediction of topsoil properties at field-scale by using C-band SAR data

Designing and validating digital soil mapping (DSM) techniques can facilitate precision agriculture implementation. This study generates and validates a technique for the spatial prediction of soil properties based on C-band radar data. To this end, (i) we focused on working at farm-field scale and conditions, a fact scarcely reported; (ii) we validated the usefulness of Random Forest regression (RF) to predict soil properties based on C-band radar data; (iii) we validated the prediction accuracy of C-band radar data according to the coverage condition (for example: crop or fallow); and (iv) we aimed to find spatial relationship between soil apparent electrical conductivity and C-band radar. The experiment was conducted on two agricultural fields in the southern Argentine Pampas. Fifty one Sentinel 1 Level-1 GRD (Grid) products of C-band frequency (5.36 GHz) were processed. VH and VV polarizations and the dual polarization SAR vegetation index (DPSVI) were estimated. Soil information was obtained through regular-grid sample scheme and apparent soil electrical conductivity (ECa) measurements. Soil properties predicted were: texture, effective soil depth, ECa at 0-0.3m depth and ECa at 0-0.9m depth. The effect of water, vegetation and soil on the depolarization from SAR backscattering was analyzed. Complementary, spatial predictions of all soil properties from ordinary cokriging and Conditioned Latin hypercube sampling (cLHS) were evaluated using six different soil sample sizes: 20, 40, 60, 80, 100 and the total of the grid sampling scheme. The results demonstrate that the prediction accuracy of C-band SAR data for most of the soil properties evaluated varies considerably and is closely dependent on the coverage type and weather dynamics. The polarizations with high prediction accuracy of all soil properties showed low values of σVVo and σVHo, while those with low prediction accuracy showed high values of σVVo and low values of σVHo. The spatial patterns among maps of all soil properties using all samples and all sample sizes were similar. In conditions when summer crops demand large amount of water and there is soil water deficit backscattering showed higher prediction accuracy for most soil properties. During the fallow season, the prediction accuracy decreased and the spatial prediction accuracy was closely dependent on the number of validation samples. The findings of this study corroborates that DSM techniques at field scale can be achieved by using C-band SAR data. Extrapolation y applicability of this study to other areas remain to be tested.EEA BalcarceFil: Domenech, Marisa. Universidad Nacional del Sur. Departamento de Agronomía; Argentina.Fil: Amiottia, Nilda. Universidad Nacional del Sur. Departamento de Agronomía; Argentina.Fil: Amiottia, Nilda. Consejo Nacional de Investigaciones Científicas y Técnicas; Argentina.Fil: Costa, José Luis. Instituto Nacional de Tecnología Agropecuaria (INTA). Estación Experimental Agropecuaria Balcarce; Argentina.Fil: Castro-Franco, Mauricio. Centro de Investigaciones de la Caña de Azúcar de Colombia. Estación Experimental Estación Experimental vía Cali-Florida; Colombia