Performance Analysis of Cognitive Radio Systems with Imperfect Channel Knowledge

An analytical framework is established to characterize the effects such as time allocation and variation, arising due to the incorporation of imperfect channel knowledge, that are detrimental to the performance of the cognitive radio systems. In order to facilitate hardware deployment of a cognitive radio system, received power-based estimation, a novel channel estimation technique is employed for the channels existing between the primary and the secondary systems, thus fulfilling low-complexity and versatility requirements

Link-Layer Rate of Multiple Access Technologies with Short-Packet Communications for uRLLC

Mission-critical applications such as autonomous vehicles, tactile Internet, and factory automation require seamless connectivity with stringent requirements of latency and reliability. These futuristic applications are supported with the service class of ultra reliable and low-latency communications (uRLLC). In this thesis, the performance of core enablers of the uRLLC, non-orthogonal multiple access (NOMA), and NOMA-random access (NOMA-RA) in conjunction with the short-packet communications regime is investigated. More specifically, the achievable effective capacity (EC) of two-user and multi-user NOMA and conditional throughput of the NOMA-RA with short-packet communications are derived. A closed-form expressions for the EC of two-user NOMA network in finite blocklength regime (short-packet communication) is derived, while considering transmissions over Rayleigh fading channels and adopting a practical path-loss model. While considering the multi-user NOMA network, the total EC of two-user NOMA subsets is derived, which shows that the NOMA set with users having distinct channel conditions achieve maximum aggregate EC. The comparison of link-layer rate of NOMA and orthogonal multiple access (OMA) shows that OMA with short-packet communications outperformed the NOMA at low SNR (20dB). However, at high SNR region (from 20dB to 40dB), the two-user NOMA performs much better than OMA. To further investigate the impact of the channel conditions on the link-layer rate of NOMA and OMA, the simulation results with generalized fading model, i.e., Nakagami-m are also presented. The NOMA-RA with short-packet communications is also regarded as the core enabler of uRLLC. How the NOMA-RA with short-packet communications access the link-layer resources is investigated in detail. The conditional throughput of NOMA-RA is derived and compared with the conventional multiple access scheme. It is clear that NOMA-RA with optimal access probability region (from 0.05 to 0.1) shows maximum performance. Finally, the thesis is concluded with future work, and impact of this research on the industrial practice are also highlighted

Multiuser Downlink Beamforming Techniques for Cognitive Radio Networks

Spectrum expansion and a significant network densification are key elements in meeting the ever increasing demands in data rates and traffic loads of future communication systems. In this context, cognitive radio (CR) techniques, which sense and opportunistically use spectrum resources, as well as beamforming methods, which increase spectral efficiency by exploiting spatial dimensions, are particularly promising. Thus, the scope of this thesis is to propose efficient downlink (DL) beamforming and power allocation schemes, in a CR framework. The methods developed here, can be further applied to various practical scenarios such as hierarchical multi-tier, heterogenous or dense networks. In this work, the particular CR underlay paradigm is considered, according to which, secondary users (SUs) opportunistically use the spectrum held by primary users (PUs), without disturbing the operation of the latter. Developing beamforming algorithms, in this scenario, requires that channel state information (CSI) from both SUs and PUs is required at the BS. Since in CR networks PUs have typically limited or no cooperation with the SUs, we particularly focus on designing beamforming schemes based on statistical CSI, which can be obtained with limited or no feedback. To further meet the energy efficiency requirements, the proposed beamforming designs aim to minimize the transmitted power at the BS, which serves SUs at their desired Quality-of-Service (QoS), in form of Signal-to-interference-plus-noise (SINR), while respecting the interference requirements of the primary network. In the first stage, this problem is considered under the assumption of perfect CSI of both SUs and PUs. The difficulty of this problem consists on one hand, in its non-convexity and, on the other hand, in the fact that the beamformers are coupled in all constraints. State-of-the-art approaches are based on convex approximations, given by semidefinite relaxation (SDR) methods, and suffer from large computational complexity per iteration, as well as the drawback that optimal beamformers cannot always be retrieved from the obtained solutions. The approach, proposed in this thesis, aims to overcome these limitations by exploiting the structure of the problem. We show that the original downlink problem can be equivalently represented in a so called ’virtual’ uplink domain (VUL), where the beamformers and powers are allocated, such that uplink SINR constraints of the SUs are satisfied, while both SUs and PUs transmit to the BS. The resulting VUL problem has a simpler structure than the original formulation, as the beamformers are decoupled in the SINR constraints. This allows us to develop algorithms, which solve the original problem, with significantly less computational complexity than the state-of-the-art methods. The rigurous analysis of the Lagrange duality, performed next, exposes scenarios, in which the equivalence between VUL and DL problems can be theroretically proven and shows the relation between the obtained powers in the VUL domain and the optimal Lagrange multipliers, corresponding to the original problem. We further use the duality results and the intuition of the VUL reformulation, in the extended problem of joint admission control and beamforming. The aim of this is to find a maximal set of SUs, which can be jointly served, as well as the corresponding beamforming and power allocation. Our approach uses Lagrange duality, to detect infeasible cases and the intuition of the VUL reformulation to decide upon the users, which have the largest contribution to the infeasibiity of the problem. With these elements, we construct a deflation based algorithm for the joint beamforming and admission control problem, which benefits from low complexity, yet close to optimal perfomance. To make the method also suitable for dense networks, with a large number of SUs and PUs, a cluster aided approach is further proposed and consists in grouping users, based on their long term spatial signatures. The information in the clusters serves as an initial indication of the SUs which cannot be simultaneously served and the PUs which pose similar interference constraints to the BS. Thus, the cluster information can be used to significantly reduce the dimension of the problem in scenarios with large number of SUs and PUs, and this fact is further validated by extensive simulations. In the second part of this thesis, the practical case of imperfect covariance based CSI, available at the transmitter, is considered. To account for the uncertainty in the channel knowledge, a worst case approach is taken, in which the SINR and the interference constraints are considered for all CSI mismatches in a predefined set One important factor, which influences the performance of the worst case beamforming approach is a proper choice of the the defined uncertainty set, to accurately model the possible uncertainties in the CSI. In this thesis, we show that recently derived Riemannian distances are better suited to measure the mismatches in the statistical CSI than the commonly used Frobenius norms, as they better capture the properties of the covariance matrices, than the latter. Therefore, we formulate a novel worst case robust beamforming problem, in which the uncertainty set is bounded based on these measures and for this, we derive a convex approximation, to which a solution can be efficiently found in polynomial time. Theoretical and numerical results confirm the significantly better performance of our proposed methods, as compared to the state-of-the-art methods, in which Frobenius norms are used to bound the mismatches. The consistently better results of the designs utilizing Riemannian distances also manifest in scenarios with large number of users, where admission control techniques must supplement the beamforming design with imperfect CSI. Both benchmark methods as well as low complexity techniques, developed in this thesis to solve this problem, show that designs based on Riemannian distance outperform their competitors, in both required transmit power as well as number of users, which can be simultaneously served

Interference mitigation using group decoding in multiantenna systems

fi=vertaisarvioitu|en=peerReviewed

Optimizing resource allocation in eh-enabled internet of things

Internet of Things (IoT) aims to bridge everyday physical objects via the Internet. Traditional energy-constrained wireless devices are powered by fixed energy sources like batteries, but they may require frequent battery replacements or recharging. Wireless Energy Harvesting (EH), as a promising solution, can potentially eliminate the need of recharging or replacing the batteries. Unlike other types of green energy sources, wireless EH does not depend on nature and is thus a reliable source of energy for charging devices. Meanwhile, the rapid growth of IoT devices and wireless applications is likely to demand for more operating frequency bands. Although the frequency spectrum is currently scarce, owing to inefficient conventional regulatory policies, a considerable amount of the radio spectrum is greatly underutilized. Cognitive radio (CR) can be exploited to mitigate the spectrum scarcity problem of IoT applications by leveraging the spectrum holes. Therefore, transforming the IoT network into a cognitive based IoT network is essential to utilizing the available spectrum opportunistically. To address the two aforementioned issues, a novel model is proposed to leverage wireless EH and CR for IoT. In particular, the sum rate of users is maximized for a CR-based IoT network enabled with wireless EH. Users operate in a time switching fashion, and each time slot is partitioned into three non-overlapping parts devoted for EH, spectrum sensing and data transmission. There is a trade-off among the lengths of these three operations and thus the time slot structure is to be optimized. The general problem of joint resource allocation and EH optimization is formulated as a mixed integer nonlinear programming task which is NP-hard and intractable. Therefore, a sub-channel allocation scheme is first proposed to approximately satisfy users rate requirements and remove the integer constraints. In the second step, the general optimization problem is reduced to a convex optimization task. Another optimization framework is also designed to capture a fundamental tradeoff between energy efficiency (EE) and spectral efficiency for an EH-enabled IoT network. In particular, an EE maximization problem is formulated by taking into consideration of user buffer occupancy, data rate fairness, energy causality constraints and interference constraints. Then, a low complexity heuristic algorithm is proposed to solve the resource allocation and EE optimization problem. The proposed algorithm is shown to be capable of achieving a near optimal solution with polynomial complexity. To support Machine Type Communications (MTC) in next generation mobile networks, NarrowBand-IoT (NB-IoT) has emerged as a promising solution to provide extended coverage and low energy consumption for low cost MTC devices. However, the existing orthogonal multiple access scheme in NB-IoT cannot provide connectivity for a massive number of MTC devices. In parallel with the development of NB-IoT, Non-Orthogonal Multiple Access (NOMA), introduced for the fifth generation wireless networks, is deemed to significantly improve the network capacity by providing massive connectivity through sharing the same spectral resources. To leverage NOMA in the context of NB-IoT, a power domain NOMA scheme is proposed with user clustering for an NB-IoT system. In particular, the MTC devices are assigned to different ranks within the NOMA clusters where they transmit over the same frequency resources. Then, an optimization problem is formulated to maximize the total throughput of the network by optimizing the resource allocation of MTC devices and NOMA clustering while satisfying the transmission power and quality of service requirements. Furthermore, an efficient heuristic algorithm is designed to solve the proposed optimization problem by jointly optimizing NOMA clustering and resource allocation of MTC devices

Future cellular systems: fundamentals and the role of large antenna arrays

In this thesis, we analyze the performance of three promising technologies being considered for future fifth generation (5G) and beyond wireless communication systems, with primary goals to: i) render 10-100 times higher user data rate, ii) serve 10-100 times more users simultaneously, iii) 1000 times more data volume per unit area, iv) improve energy efficiency on the order of 100 times, and iv) provide higher bandwidths. Accordingly, we focus on massive multiple-input multiple-output (MIMO) systems and other future wireless technologies, namely millimeter wave (mmWave) and full-duplex (FD) systems that are being considered to fulfill the above requirements. We begin by focusing on fundamental performance limits of massive MIMO systems under practical constraints such as low complexity processing, array size and limited physical space. First, we analyze the performance of a massive MIMO base station (BS) serving spatially distributed multi-antenna users within a fixed coverage area. Stochastic geometry is used to characterize the spatially distributed users while large dimensional random matrix theory is used to achieve deterministic approximations of the sum rate of the system. We then examine the deployment of a massive MIMO BS and the resulting energy efficiency (EE) by considering a more realistic set-up of a rectangular array with increasing antenna elements within a fixed physical space. The effects of mutual coupling and correlation among the BS antennas are incorporated by deriving a practical mutual coupling matrix which considers coupling among all antenna elements within the BS. Accordingly, the optimum number of antennas that can be deployed for a particular antenna spacing when EE is considered as a design criteria is derived. Also, it is found that mutual coupling effect reduces the EE of the massive system by around 40-45% depending on the precoder/receiver used and the physical space available for antenna deployment. After establishing the constraints of antenna spacing on massive MIMO systems for the current microwave spectrum, we shift our focus to mmWave frequencies (more than 100GHz available bandwidth), where the wavelength is very small and as a result more antennas can be rigged within a constrained space. Accordingly, we integrate the massive MIMO technology with mmWave networks. In particular, we analyze the performance of a mmWave network consisting of spatially distributed BS equipped with very large uniform circular arrays (UCA) serving spatially distributed users within a fixed coverage area. The use of UCA is due to its capability of scanning through both the azimuth as well as elevation dimensions. We show that using such 3D massive MIMO techniques in mmWave systems yield significant performance gains. Further, we show the effect of blockages and path loss on mmWave networks. Since blockages are found to be quite detrimental to mmWave networks, we create alternative propagation paths with the aid of relays. In particular, we consider the deployment of relays in outdoor mmWave networks and then derive expressions for the coverage probability and transmission capacity from sources to a destination for such relay aided mmWave networks using stochastic geometric tools. Overall, relay aided mmWave transmission is seen to improve the signal to noise ratio at the destination by around 5-10dB with respect to specific coverage probabilities. Finally, due to the fact that the current half duplex (HD) mode transmission only utilizes half the spectrum at the same time in the same frequency, we consider a multiuser MIMO cellular system, where a FD BS serves multiple HD users simultaneously. However, since FD systems are plagued by severe self-interference (SI), we focus on the design of robust transceivers, which can cancel the residual SI left after antenna and analog cancellations. In particular, we address the sum mean-squared-errors (MSE) minimization problem by transforming it into an equivalent semidefinite programming (SDP) problem. We propose iterative alternating algorithms to design the transceiver matrices jointly and accordingly show the gains of FD over HD systems. We show that with proper SI cancellation, it is possible to achieve gains on sum rate of up to 70-80% over HD systems

Secrecy-Optimized Resource Allocation for Device-to-Device Communication Undelaying Cellular Networks

L’objectif principal de l’introduction de la communication de périphérique-à-périphérique «device-to-device» (D2D) sous-jacente aux systèmes de communication sans fil de cinquième génération (5G), est d’augmenter l’efficacité spectrale (ES). Cependant, la communication D2D sous-jacente aux réseaux cellulaires peut entraîner une dégradation des performances causée par des co-interférences de canal sévères entre les liaisons cellulaires et D2D. De plus, en raison de la complexité du contrôle et de la gestion, les connexions directes entre les appareils à proximité sont vulnérables. En conséquence, la communication D2D n’est pas robuste contre les menaces de sécurité et l’écoute clandestine. Pourtant, les co-interférences de canal peuvent être adoptées pour aider les utilisateurs cellulaires (UC) et les paires D2D afin d’empêcher l’écoute clandestine. Dans cette thèse, nous étudions différents scénarios de problèmes d’allocation de ressources en utilisant le concept de sécurité de couche physique «physical layer security» (PLS) pour la communication D2D sous-jacente aux réseaux cellulaires, tout en satisfaisant les exigences minimales de qualité de service (QoS) des liaisons cellulaires et D2D. Dans le cas où PLS est pris en compte, l’interférence peut aider à réduire l’écoute clandestine. Premièrement, nous formulons un scénario d’allocation de ressources dans lequel chaque bloc de ressources (RB) temps-fréquence de multiplexage par répartition orthogonale en fréquence (OFDM) peut être partagé par une seule CU et une paire D2D dans un réseau unicellulaire. Le problème formulé est réduit au problème de correspondance tridimensionnelle, qui est généralement NP-difficile, et la solution optimale peut être obtenue par des méthodes compliquées, telles que la recherche par force brute et/ou l’algorithme de branchement et de liaison qui ont une complexité de calcul exponentielle. Nous proposons donc une méta-heuristique basée sur l’algorithme de recherche tabou «Tabu Search» (TS) avec une complexité de calcul réduite pour trouver globalement la solution d’allocation de ressources radio quasi-optimale.----------ABSTRACT: The primary goal of introducing device-to-device (D2D) communication underlying fifthgeneration (5G) wireless communication systems is to increase spectral efficiency (ES). However, D2D communication underlying cellular networks can lead to performance degradation caused by severe co-channel interference between cellular and D2D links. In addition, due to the complexity of control and management, direct connections between nearby devices are vulnerable. Thus, D2D communication is not robust against security threats and eavesdropping. On the other hand, the co-channel interference can be adopted to help cellular users (CUs) and D2D pairs to prevent eavesdropping. In this thesis, we investigate different resource allocation problem scenarios using the physical layer security (PLS) concept for the D2D communication underlying cellular networks, while satisfying the minimum quality of service (QoS) requirements of cellular and D2D link. If the PLS is taken into account, the interference can help reduce eavesdropping. First, we formulate a resource allocation scenario in which each orthogonal frequency-division multiplexing (OFDM) time-frequency resource block (RB) can be shared by one single CU and one D2D pair in a single-cell network. The formulated problem is reduced to the threedimensional matching problem, which is generally NP-hard, and the optimal solution can be obtained through the complicated methods, such as brute-force search and/or branch-andbound algorithm that have exponential computational complexity. We, therefore, propose a meta-heuristic based on Tabu Search (TS) algorithm with a reduced computational complexity to globally find the near-optimal radio resource allocation solution

Resource allocation in non-orthogonal multiple access technologies for 5G networks and beyond.

Doctoral Degree. University of KwaZulu-Natal, Durban.The increasing demand of mobile and device connectivity poses challenging requirements for 5G wireless communications, such as high energy- and spectral-efficiency and low latency. This necessitates a shift from orthogonal multiple access (OMA) to Non-Orthogonal Multiple Access (NOMA) techniques, namely, power-domain NOMA (PD-NOMA) and code-domain NOMA (CD-NOMA). The basic idea behind NOMA schemes is to co-multiplex different users on the same resource elements (time slot, OFDMA sub-carrier, or spreading code) via power domain (PD) or code domain (CD) at the transmitter while permitting controllable interference, and their successful multi-user detection (MUD) at the receiver albeit, increased computational complexity. In this work, an analysis on the performance of the existing NOMA schemes is carried out. Furthermore, we investigate the feasibility of a proposed uplink hybrid-NOMA scheme namely power domain sparse code multiple access (PD-SCMA) that integrates PD-NOMA and CD-NOMA based sparse code multiple access (SCMA) on heterogeneous networks (HetNets). Such hybrid schemes come with resource allocation (RA) challenges namely; codebook allocation, user pairing and power allocation. Therefore, hybrid RA schemes namely: Successive Codebook Ordering Assignment (SCOA) for codebook assignment (CA), opportunistic macro cell user equipment (MUE)- small cell user equipment (SUE) pairing (OMSP) for user pairing (UP), and a QoS-aware power allocation (QAPA) for power allocation (PA) are developed for an energy efficient (EE) system. The performance of the RA schemes is analyzed alongside an analytical RA optimization algorithm. Through numerical results, the proposed schemes show significant improvements in the EE of the small cells in comparison with the prevalent schemes. Additionally, there is significant sum rate performance improvement over the conventional SCMA and PD-NOMA. Secondly, we investigate the multiplexing capacity of the hybrid PD-SCMA scheme in HetNets. Particularly, we investigate and derive closed-form solutions for codebook capacity, MUE multiplexing and power capacity bounds. The system’s performance results into low outage when the system’s point of operation is within the multiplexing bounds. To alleviate the RA challenges of such a system at the transmitter, dual parameter ranking (DPR) and alternate search method (ASM) based RA schemes are proposed. The results show significant capacity gain with DPR-RA in comparison with conventional RA schemes. Lastly, we investigate the feasibility of integrating the hybrid PD-SCMA with multiple-input multipleoutput (MIMO) technique namely, M-PD-SCMA. The attention to M-PD-SCMA resides in the need of lower number of antennas while preserving the system capacity thanks to the overload in PDSCMA. To enhance spectral efficiency and error performance we propose spatial multiplexing at the transmitter and a low complex joint MUD scheme based on successive interference cancellation (SIC) and expectation propagation algorithm (EPA) at the receiver are proposed. Numerical results exhibit performance benchmark with PD-SCMA schemes and the proposed receiver achieves guaranteed bit error rate (BER) performance with a bounded increase in the number of transmit and receive antennas. Thus, the feasibility of an M-PD-SCMA system is validated