A Comparison of CP-OFDM, PCC-OFDM and UFMC for 5G Uplink Communications

Polynomial-cancellation-coded orthogonal frequency division multiplexing (PCC-OFDM) is a form of OFDM that has waveforms which are very well localized in both the time and frequency domains and so it is ideally suited for use in the 5G network. This paper analyzes the performance of PCC-OFDM in the uplink of a multiuser system using orthogonal frequency division multiple access (OFDMA) and compares it with conventional cyclic prefix OFDM (CP-OFDM), and universal filtered multicarrier (UFMC). PCC-OFDM is shown to be much less sensitive than either CP-OFDM or UFMC to time and frequency offsets. For a given constellation size, PCC-OFDM in additive white Gaussian noise (AWGN) requires 3dB lower signal-to-noise ratio (SNR) for a given bit-error-rate, and the SNR advantage of PCC-OFDM increases rapidly when there are timing and/or frequency offsets. For PCC-OFDM no frequency guard band is required between different OFDMA users. PCC-OFDM is completely compatible with CP-OFDM and adds negligible complexity and latency, as it uses a simple mapping of data onto pairs of subcarriers at the transmitter, and a simple weighting-and-adding of pairs of subcarriers at the receiver. The weighting and adding step, which has been omitted in some of the literature, is shown to contribute substantially to the SNR advantage of PCC-OFDM. A disadvantage of PCC-OFDM (without overlapping) is the potential reduction in spectral efficiency because subcarriers are modulated in pairs, but this reduction is more than regained because no guard band or cyclic prefix is required and because, for a given channel, larger constellations can be used

Time Reversal with Post-Equalization for OFDM without CP in Massive MIMO

This paper studies the possibility of eliminating the redundant cyclic prefix (CP) of orthogonal frequency division multiplexing (OFDM) in massive multiple-input multiple-output systems. The absence of CP increases the bandwidth efficiency in expense of intersymbol interference (ISI) and intercarrier interference (ICI). It is known that in massive MIMO, different types of interference fade away as the number of base station (BS) antennas tends to infinity. In this paper, we investigate if the channel distortions in the absence of CP are averaged out in the large antenna regime. To this end, we analytically study the performance of the conventional maximum ratio combining (MRC) and realize that there always remains some residual interference leading to saturation of signal to interference (SIR). This saturation of SIR is quantified through mathematical equations. Moreover, to resolve the saturation problem, we propose a technique based on time-reversal MRC with zero forcing multiuser detection (TR-ZF). Thus, the SIR of our proposed TR-ZF does not saturate and is a linear function of the number of BS antennas. We also show that TR-ZF only needs one OFDM demodulator per user irrespective of the number of BS antennas; reducing the BS signal processing complexity significantly. Finally, we corroborate our claims as well as analytical results through simulations.Comment: 7 pages, 3 figure

Blind Receiver Design for OFDM Systems Over Doubly Selective Channels

We develop blind data detectors for orthogonal frequency-division multiplexing (OFDM) systems over doubly selective channels by exploiting both frequency-domain and time-domain correlations of the received signal. We thus derive two blind data detectors: a time-domain data detector and a frequency-domain data detector. We also contribute a reduced complexity, suboptimal version of a time-domain data detector that performs robustly when the normalized Doppler rate is less than 3%. Our frequency-domain data detector and suboptimal time-domain data detector both result in integer least-squares (LS) problems. We propose the use of the V-BLAST detector and the sphere decoder. The time-domain data detector is not limited to the Doppler rates less than 3%, but cannot be posed as an integer LS problem. Our solution is to develop an iterative algorithm that starts from the suboptimal time-domain data detector output. We also propose channel estimation and prediction algorithms using a polynomial expansion model, and these estimators work with data detectors (decision-directed mode) to reduce the complexity. The estimators for the channel statistics and the noise variance are derived using the likelihood function for the data. Our blind data detectors are fairly robust against the parameter mismatch

A scheme for cancelling intercarrier interference using conjugate transmission in multicarrier communication systems

To mitigate intercarrier interference (ICI), a two-path algorithm is developed for multicarrier communication systems, including orthogonal frequency division multiplexing (OFDM) systems. The first path employs the regular OFDM algorithm. The second path uses the conjugate transmission of the first path. The combination of both paths forms a conjugate ICI cancellation scheme at the receiver. This conjugate cancellation (CC) scheme provides (1) a high signal to interference power ratio (SIR) in the presence of small frequency offsets (50 dB and 33 dB higher than that of the regular OFDM and linear self-cancellation algorithms [1], [2], respectively, at ΔfT = 0.1% of subcarrier frequency spacing); (2) better bit error rate (BER) performance in both additive white Gaussian noise (AWGN) and fading channels; (3) backward compatibility with the existing OFDM system; (4) no channel equalization is needed for reducing ICI, a simple low cost receiver without increasing system complexity. Although the two-path transmission reduces bandwidth efficiency, the disadvantage can be balanced by increasing signal alphabet sizes

Orthogonal Frequency Division Multiplexing modulation and inter-carrier interference cancellation

The Orthogonal Frequency Division Multiplexing (OFDM) technique, wireless channel models, and a pair of new intercarrier interference self-cancellation methods are investigated in this thesis. The first chapter addresses the history of OFDM, along with its principles and applications. Chapter two consists of three parts: the principal, the modern OFDM models, and the Peak to Average Power Ratio (PAPR) problem. Chapter two also summarizes possible PAPR solutions. Chapter three discusses a series of well-known wireless channel models, as well as the general formula for wireless channels. In Chapter four, ICI problem has been discussed, along with its existing solutions. Chapter five focuses on two new ICI self-cancellation schemes, namely the clustering method and the multi-codebook method. These two new methods show promising results through the simulations. A summary of this thesis and the discussion of future research are also provided in Chapter five

Iterative Receiver for MIMO-OFDM System with ICI Cancellation and Channel Estimation

As a multi-carrier modulation scheme, Orthogonal Frequency Division Multiplexing (OFDM) technique can achieve high data rate in frequency-selective fading channels by splitting a broadband signal into a number of narrowband signals over a number of subcarriers, where each subcarrier is more robust to multipath. The wireless communication system with multiple antennas at both the transmitter and receiver, known as multiple-input multiple-output (MIMO) system, achieves high capacity by transmitting independent information over different antennas simultaneously. The combination of OFDM with multiple antennas has been considered as one of most promising techniques for future wireless communication systems. The challenge in the detection of a space-time signal is to design a low-complexity detector, which can efficiently remove interference resulted from channel variations and approach the interference-free bound. The application of iterative parallel interference canceller (PIC) with joint detection and decoding has been a promising approach. However, the decision statistics of a linear PIC is biased toward the decision boundary after the first cancellation stage. In this thesis, we employ an iterative receiver with a decoder metric, which considerably reduces the bias effect in the second iteration, which is critical for the performance of the iterative algorithm. Channel state information is required in a MIMO-OFDM system signal detection at the receiver. Its accuracy directly affects the overall performance of MIMO-OFDM systems. In order to estimate the channel in high-delay-spread environments, pilot symbols should be inserted among subcarriers before transmission. To estimate the channel over all the subcarriers, various types of interpolators can be used. In this thesis, a linear interpolator and a trigonometric interpolator are compared. Then we propose a new interpolator called the multi-tap method, which has a much better system performance. In MIMO-OFDM systems, the time-varying fading channels can destroy the orthogonality of subcarriers. This causes serious intercarrier interference (ICI), thus leading to significant system performance degradation, which becomes more severe as the normalized Doppler frequency increases. In this thesis, we propose a low-complexity iterative receiver with joint frequency- domain ICI cancellation and pilot-assisted channel estimation to minimize the effect of time-varying fading channels. At the first stage of receiver, the interference between adjacent subcarriers is subtracted from received OFDM symbols. The parallel interference cancellation detection with decision statistics combining (DSC) is then performed to suppress the interference from other antennas. By restricting the interference to a limited number of neighboring subcarriers, the computational complexity of the proposed receiver can be significantly reduced. In order to construct the time variant channel matrix in the frequency domain, channel estimation is required. However, an accurate estimation requiring complete knowledge of channel time variations for each block, cannot be obtained. For time- varying frequency-selective fading channels, the placement of pilot tones also has a significant impact on the quality of the channel estimates. Under the assumption that channel variations can be approximated by a linear model, we can derive channel state information (CSI) in the frequency domain and estimate time-domain channel parameters. In this thesis, an iterative low-complexity channel estimation method is proposed to improve the system performance. Pilot symbols are inserted in the transmitted OFDM symbols to mitigate the effect of ICI and the channel estimates are used to update the results of both the frequency domain equalizer and the PICDSC detector in each iteration. The complexity of this algorithm can be reduced because the matrices are precalculated and stored in the receiver when the placement of pilots symbols is fixed in OFDM symbols before transmission. Finally, simulation results show that the proposed MIMO-OFDM iterative receiver can effectively mitigate the effect of ICI and approach the ICI-free performance over time-varying frequency-selective fading channels

Performance degradation due to multipath noise for narrowband OFDM systems: channel-based analysis and experimental determination

The performance of OFDM systems over a multipath channel can strongly degrade due to the propagation delay spread. The distortion of the received signal over the fast Fourier transform window is referred to as multipath noise. This work aims to analytically determine the performance loss due to multipath noise as a function of OFDM and channel parameters for narrowband OFDM systems. First, it is investigated whether it is possible to describe the multipath noise, varying over different OFDM packets due to the temporal variation of the channel, by an effective noise factor F-delay, from which the loss factor is directly determined. Second, the theory of room electromagnetics is applied to develop a closed-form expression for F-delay as a function of the OFDM and reverberation parameters. This analytical method is validated with excellent agreement. Finally, the loss factor is determined for IEEE 802.11 based on channel measurements in two large conference rooms, providing values up to 19 dB for an 800 ns cyclic prefix length

Intercarrier Interference in OFDM: A General Model for Transmissions in Mobile Environments with Imperfect Synchronization

Intercarrier Interference (ICI) is an impairment well known to degrade performance of Orthogonal Frequency Division Multiplexing (OFDM) transmissions. It arises from carrier frequency offsets (CFOs), from the Doppler spread due to channel time-variation and, to a lesser extent, from sampling frequency offsets (SFOs). Literature reports several models of ICI due to each kind of impairment. Some studies describe ICI due to two of the three impairments, but so far no general model exists to describe the joint effect of all three impairments together. Furthermore, most available models involve some level of approximation, and the diversity of approaches makes it cumbersome to compare power levels of the different kinds of ICI. In this work, we present a general and mathematically exact model for the ICI stemming from the joint effect of the three impairments mentioned. The model allows for a vis-a-vis comparison of signal-to-ICI ratios (SIRs) caused by each impairment. Our result was validated by simulations. An analysis of ICI in IEEE-802.16e-type transmissions shows that during steady-state tracking and at speeds below 150 km/h, SIR due to CFO is typically in the range between 25 dB and 35 dB, SIR due to Doppler spread is larger than 25 dB, and ICI due to SFO is negligible