Statistical Approaches for Initial Access in mmWave 5G Systems

mmWave communication systems overcome high attenuation by using multiple antennas at both the transmitter and the receiver to perform beamforming. Upon entrance of a user equipment (UE) into a cell a scanning procedure must be performed by the base station in order to find the UE, in what is known as initial access (IA) procedure. In this paper we start from the observation that UEs are more likely to enter from some directions than from others, as they typically move along streets, while other movements are impossible due to the presence of obstacles. Moreover, users are entering with a given time statistics, for example described by inter-arrival times. In this context we propose scanning strategies for IA that take into account the entrance statistics. In particular, we propose two approaches: a memory-less random illumination (MLRI) algorithm and a statistic and memory-based illumination (SMBI) algorithm. The MLRI algorithm scans a random sector in each slot, based on the statistics of sector entrance, without memory. The SMBI algorithm instead scans sectors in a deterministic sequence selected according to the statistics of sector entrance and time of entrance, and taking into account the fact that the user has not yet been discovered (thus including memory). We assess the performance of the proposed methods in terms of average discovery time

Transceiver design and multi-hop D2D for UAV IoT coverage in disasters

When natural disasters strike, the coverage for Internet of Things (IoT) may be severely destroyed, due to the damaged communications infrastructure. Unmanned aerial vehicles (UAVs) can be exploited as flying base stations to provide emergency coverage for IoT, due to its mobility and flexibility. In this paper, we propose multi-antenna transceiver design and multi-hop device-to-device (D2D) communication to guarantee the reliable transmission and extend the UAV coverage for IoT in disasters. Firstly, multi-hop D2D links are established to extend the coverage of UAV emergency networks due to the constrained transmit power of the UAV. In particular, a shortest-path-routing algorithm is proposed to establish the D2D links rapidly with minimum nodes. The closed-form solutions for the number of hops and the outage probability are derived for the uplink and downlink. Secondly, the transceiver designs for the UAV uplink and downlink are studied to optimize the performance of UAV transmission. Due to the non-convexity of the problem, they are first transformed into convex ones and then, low-complexity algorithms are proposed to solve them efficiently. Simulation results show the performance improvement in the throughput and outage probability by the proposed schemes for UAV wireless coverage of IoT in disasters

Full-Duplex Wireless for 6G: Progress Brings New Opportunities and Challenges

The use of in-band full-duplex (FD) enables nodes to simultaneously transmit and receive on the same frequency band, which challenges the traditional assumption in wireless network design. The full-duplex capability enhances spectral efficiency and decreases latency, which are two key drivers pushing the performance expectations of next-generation mobile networks. In less than ten years, in-band FD has advanced from being demonstrated in research labs to being implemented in standards and products, presenting new opportunities to utilize its foundational concepts. Some of the most significant opportunities include using FD to enable wireless networks to sense the physical environment, integrate sensing and communication applications, develop integrated access and backhaul solutions, and work with smart signal propagation environments powered by reconfigurable intelligent surfaces. However, these new opportunities also come with new challenges for large-scale commercial deployment of FD technology, such as managing self-interference, combating cross-link interference in multi-cell networks, and coexistence of dynamic time division duplex, subband FD and FD networks.Comment: 21 pages, 15 figures, accepted to an IEEE Journa

An alternating direction algorithm for hybrid precoding and combining in millimeter wave MIMO systems

Millimeter-wave (mmWave) technology is one of the most promising candidates for future wireless communication systems as it can offer large underutilized bandwidths and eases the implementation of large antenna arrays which are required to help overcome the severe signal attenuation that occurs at these frequencies. To reduce the high cost and power consumption of a fully digital mmWave precoder and combiner, hybrid analog/digital designs based on analog phase shifters are often adopted. In this work we derive an iterative algorithm for the hybrid precoding and combining design for spatial multiplexing in mmWave massive multiple-input multiple-output (MIMO) systems. To cope with the difficulty of handling the hardware constraint imposed by the analog phase shifters we use the alternating direction method of the multipliers (ADMM) to split the hybrid design problem into a sequence of smaller subproblems. This results in an iterative algorithm where the design of the analog precoder/combiner consists of a closed form solution followed by a simple projection over the set of matrices with equal magnitude elements. It is initially developed for the fully-connected structure and then extended to the partially-connected architecture which allows simpler hardware implementation. Furthermore, to cope with the more likely wideband scenarios where the channel is frequency selective, we also extend the algorithm to an orthogonal frequency division multiplexing (OFDM) based mmWave system. Simulation results in different scenarios show that the proposed design algorithms are capable of achieving performances close to the optimal fully digital solution and can work with a broad range of configuration of antennas, RF chains and data streams.info:eu-repo/semantics/acceptedVersio

Millimeter wave MIMO communications : high-resolution angle acquisition and low-resolution time-frequency synchronization

Knowledge of the propagation channel is critical to exploit the full benefit of multiple-input multiple-output (MIMO) techniques in millimeter wave (mmWave) cellular systems. Obtaining accurate channel state information in mmWave systems, however, is challenging due to high estimation overhead, high computational complexity and on-grid setting. It is also desirable to reduce the analog-to-digital converters (ADCs) resolution at mmWave frequencies to reduce power consumption and implementation costs. The use of low-precision ADCs, though, brings new design challenges to practical cellular networks. In the first part of this dissertation, we develop several new methods to estimate and track the mmWave channel's angle-of-departure and angle-of-arrival with high accuracy and low overhead. The key ingredient of the proposed strategies is custom designed beam pairs, from which there exists an invertible function of the angle to be estimated. We further extend the proposed algorithms to dual-polarized MIMO in wideband channels, and angle tracking design for fast-varying environments. We derive analytical angle estimation error performance of the proposed methods in single-path channels. We also use numerical examples to characterize the robustness of the proposed approaches to various transceiver settings and channel conditions. In the second part of this dissertation, we focus on improving the low-resolution time-frequency synchronization performance for mmWave cellular systems. In our system model, the base station uses analog beams to send the synchronization signal with infinite-resolution digital-to-analog converters (DACs). The user equipment employs a fully digital front end to detect the synchronization signal with low-resolution ADCs. For low-resolution timing synchronization, we propose a new multi-beam probing based strategy, targeting at maximizing the minimum received synchronization signal-to-quantization-plus-noise ratio among all serving users. Regarding low-resolution frequency synchronization, we construct new sequences for carrier frequency offset (CFO) estimation and compensation. We use both analytical and numerical examples to show that the proposed sequences and the corresponding metrics used for retrieving the CFOs are robust to the quantization distortion.Electrical and Computer Engineerin

Joint altitude and hybrid beamspace precoding optimization for UAV-enabled multiuser mmWave MIMO System

The combination of unmanned aerial vehicles (UAVs) and millimeter wave (mmWave) multiple-input multiple-out (MIMO) system is regarded as a key enabling technology for beyond 5G networks, as it provides high data rate aerial links. However, establishing UAV-enabled mmWave MIMO communication is quite challenging due to the high hardware cost in terms of radio frequency (RF) chains. As a cost-effective alternative, a beamspace precoding with discrete lens arrays (DLA) architecture has received considerable attention. However, the underlying optimal design in beamspace precoding has not been fully exploited in UAV-enabled communication scenario. In this paper, the joint design of the UAV's altitude and hybrid beamspace precoding is proposed for the UAV-enabled multiuser MIMO system, in which the DLA is exploited to reduce the number of the RF chain. In the proposed scheme, the optimization problem is formulated as a minimum weighted mean squared error (MWMSE) method. Then an efficient algorithm with the penalty dual decomposition (PDD) is proposed that aims to jointly optimize the altitude of UAV, beam selection and digital precoding matrices. Simulation results confirm the comparable performance of the proposed scheme and perform close to full-digital beamforming in terms of achievable spectral efficiency

Stacked Intelligent Metasurfaces for Multiuser Downlink Beamforming in the Wave Domain

Intelligent metasurface has recently emerged as a promising technology that enables the customization of wireless environments by harnessing large numbers of inexpensive configurable scattering elements. However, prior studies have predominantly focused on single-layer metasurfaces, which have limitations in terms of the number of beam patterns they can steer accurately due to practical hardware restrictions. In contrast, this paper introduces a novel stacked intelligent metasurface (SIM) design. Specifically, we investigate the integration of SIM into the downlink of a multiuser multiple-input single-output (MISO) communication system, where a SIM, consisting of a multilayer metasurface structure, is deployed at the base station (BS) to facilitate transmit beamforming in the electromagnetic wave domain. This eliminates the need for conventional digital beamforming and high-resolution digital-to-analog converters at the BS. To this end, we formulate an optimization problem that aims to maximize the sum rate of all user equipments by jointly optimizing the transmit power allocation at the BS and the wave-based beamforming at the SIM, subject to both the transmit power budget and discrete phase shift constraints. Furthermore, we propose a computationally efficient algorithm for solving this joint optimization problem and elaborate on the potential benefits of employing SIM in wireless networks. Finally, the numerical results corroborate the effectiveness of the proposed SIM-enabled wave-based beamforming design and evaluate the performance improvement achieved by the proposed algorithm compared to various benchmark schemes. It is demonstrated that considering the same number of transmit antennas, the proposed SIM-based system achieves about 200\% improvement in terms of sum rate compared to conventional MISO systems.Comment: 32 pages, 6 figures, submitted to IEEE TW