Quantitative Estimation of Surface Soil Moisture in Agricultural Landscapes using Spaceborne Synthetic Aperture Radar Imaging at Different Frequencies and Polarizations

Soil moisture and its distribution in space and time plays an important role in the surface energy balance at the soil-atmosphere interface. It is a key variable influencing the partitioning of solar energy into latent and sensible heat flux as well as the partitioning of precipitation into runoff and percolation. Due to their large spatial variability, estimation of spatial patterns of soil moisture from field measurements is difficult and not feasible for large scale analyses. In the past decades, Synthetic Aperture Radar (SAR) remote sensing has proven its potential to quantitatively estimate near surface soil moisture at high spatial resolutions. Since the knowledge of the basic SAR concepts is important to understand the impact of different natural terrain features on the quantitative estimation of soil moisture and other surface parameters, the fundamental principles of synthetic aperture radar imaging are discussed. Also the two spaceborne SAR missions whose data was used in this study, the ENVISAT of the European Space Agency (ESA) and the ALOS of the Japanese Aerospace Exploration Agency (JAXA), are introduced. Subsequently, the two essential surface properties in the field of radar remote sensing, surface soil moisture and surface roughness are defined, and the established methods of their measurement are described. The in situ data used in this study, as well as the research area, the River Rur catchment, with the individual test sites where the data was collected between 2007 and 2010, are specified. On this basis, the important scattering theories in radar polarimetry are discussed and their application is demonstrated using novel polarimetric ALOS/PALSAR data. A critical review of different classical approaches to invert soil moisture from SAR imaging is provided. Five prevalent models have been chosen with the aim to provide an overview of the evolution of ideas and techniques in the field of soil moisture estimation from active microwave data. As the core of this work, a new semi-empirical model for the inversion of surface soil moisture from dual polarimetric L-band SAR data is introduced. This novel approach utilizes advanced polarimetric decomposition techniques to correct for the disturbing effects from surface roughness and vegetation on the soil moisture retrieval without the use of a priori knowledge. The land use specific algorithms for bare soil, grassland, sugar beet, and winter wheat allow quantitative estimations with accuracies in the order of 4 Vol.-%. Application of remotely sensed soil moisture patterns is demonstrated on the basis of mesoscale SAR data by investigating the variability of soil moisture patterns at different spatial scales ranging from field scale to catchment scale. The results show that the variability of surface soil moisture decreases with increasing wetness states at all scales. Finally, the conclusions from this dissertational research are summarized and future perspectives on how to extend the proposed model by means of improved ground based measurements and upcoming advances in sensor technology are discussed. The results obtained in this thesis lead to the conclusion that state-of-the-art spaceborne dual polarimetric L-band SAR systems are not only suitable to accurately retrieve surface soil moisture contents of bare as well as of vegetated agricultural fields and grassland, but for the first time also allow investigating within-field spatial heterogeneities from space

Identifying areas of neotectonic activity using radar remote sensing in the northern foothills of the Alaska Range

Thesis (M.S.) University of Alaska Fairbanks, 2013The tectonically active northern foothills of the Alaska Range display obvious uplift and deformation, making the area an attractive place to conduct research. Research has been done in this area of Alaska in the recent past, most of which required intensive fieldwork. This study analyzes if modern radar remote sensing technology is useful in identifying neotectonic activity and in determining where future work should be conducted. Radar remote sensing data is used in two ways to support the identification of tectonically active areas: First, I incorporated available geologic maps with polarimetric and interferometric radar remote sensing data to create a classification scheme to identify and map the preserved depositional surface of the Nenana Gravel. This surface, successfully mapped and overlain on a newly available high-resolution DEM, highlighted the topographic expression of deformation in the area. Second, the high-resolution DEMs were used to create and analyze longitudinal river profiles, and a Stream Length-gradient Index Map, both of which correlate well with known active structures. This study indicates that radar remote sensing can be used to identify tectonically active areas before employing extensive fieldwork and used in combination with traditional geological procedures enhances the amount and quality of the derived information

Land cover and forest mapping in boreal zone using polarimetric and interferometric SAR data

Remote sensing offers a wide range of instruments suitable to meet the growing need for consistent, timely and cost-effective monitoring of land cover and forested areas. One of the most important instruments is synthetic aperture radar (SAR) technology, where transfer of advanced SAR imaging techniques from mostly experimental small test-area studies to satellites enables improvements in remote assessment of land cover on a global scale. Globally, forests are very suitable for remote sensing applications due to their large dimensions and relatively poor accessibility in distant areas. In this thesis, several methods were developed utilizing Earth observation data collected using such advanced SAR techniques, as well as their application potential was assessed. The focus was on use of SAR polarimetry and SAR interferometry to improve performance and robustness in assessment of land cover and forest properties in the boreal zone. Particular advances were achieved in land cover classification and estimating several key forest variables, such as forest stem volume and forest tree height. Important results reported in this thesis include: improved polarimetric SAR model-based decomposition approach suitable for use in boreal forest at L-band; development and demonstration of normalization method for fully polarimetric SAR mosaics, resulting in improved classification performance and suitable for wide-area mapping purposes; establishing new inversion procedure for robust forest stem volume retrieval from SAR data; developing semi-empirical method and demonstrating potential for soil type separation (mineral soil, peatland) under forested areas with L-band polarimetric SAR; developing and demonstrating methodology for simultaneous retrieval of forest tree height and radiowave attenuation in forest layer from inter-ferometric SAR data, resulting in improved accuracy and more stable estimation of forest tree height

Advanced machine learning algorithms for Canadian wetland mapping using polarimetric synthetic aperture radar (PolSAR) and optical imagery

Wetlands are complex land cover ecosystems that represent a wide range of biophysical conditions. They are one of the most productive ecosystems and provide several important environmental functionalities. As such, wetland mapping and monitoring using cost- and time-efficient approaches are of great interest for sustainable management and resource assessment. In this regard, satellite remote sensing data are greatly beneficial, as they capture a synoptic and multi-temporal view of landscapes. The ability to extract useful information from satellite imagery greatly affects the accuracy and reliability of the final products. This is of particular concern for mapping complex land cover ecosystems, such as wetlands, where complex, heterogeneous, and fragmented landscape results in similar backscatter/spectral signatures of land cover classes in satellite images. Accordingly, the overarching purpose of this thesis is to contribute to existing methodologies of wetland classification by proposing and developing several new techniques based on advanced remote sensing tools and optical and Synthetic Aperture Radar (SAR) imagery. Specifically, the importance of employing an efficient speckle reduction method for polarimetric SAR (PolSAR) image processing is discussed and a new speckle reduction technique is proposed. Two novel techniques are also introduced for improving the accuracy of wetland classification. In particular, a new hierarchical classification algorithm using multi-frequency SAR data is proposed that discriminates wetland classes in three steps depending on their complexity and similarity. The experimental results reveal that the proposed method is advantageous for mapping complex land cover ecosystems compared to single stream classification approaches, which have been extensively used in the literature. Furthermore, a new feature weighting approach is proposed based on the statistical and physical characteristics of PolSAR data to improve the discrimination capability of input features prior to incorporating them into the classification scheme. This study also demonstrates the transferability of existing classification algorithms, which have been developed based on RADARSAT-2 imagery, to compact polarimetry SAR data that will be collected by the upcoming RADARSAT Constellation Mission (RCM). The capability of several well-known deep Convolutional Neural Network (CNN) architectures currently employed in computer vision is first introduced in this thesis for classification of wetland complexes using multispectral remote sensing data. Finally, this research results in the first provincial-scale wetland inventory maps of Newfoundland and Labrador using the Google Earth Engine (GEE) cloud computing resources and open access Earth Observation (EO) collected by the Copernicus Sentinel missions. Overall, the methodologies proposed in this thesis address fundamental limitations/challenges of wetland mapping using remote sensing data, which have been ignored in the literature. These challenges include the backscattering/spectrally similar signature of wetland classes, insufficient classification accuracy of wetland classes, and limitations of wetland mapping on large scales. In addition to the capabilities of the proposed methods for mapping wetland complexes, the use of these developed techniques for classifying other complex land cover types beyond wetlands, such as sea ice and crop ecosystems, offers a potential avenue for further research

Flood Extent Mapping During Hurricane Florence With Repeat-Pass L-Band UAVSAR Images

Extreme precipitation events are intensifying due to a warming climate, which, in some cases, is leading to increases in flooding. Detection of flood extent is essential for flood disaster response, management, and prevention. However, it is challenging to delineate inundated areas through most publicly available optical and short-wavelength radar data, as neither can “see” through dense forest canopies. In 2018, Hurricane Florence produced heavy rainfall and subsequent record-setting riverine flooding in North Carolina, USA. NASA/JPL collected daily high-resolution full-polarized L-band Uninhabited Aerial Vehicle Synthetic Aperture Radar (UAVSAR) data between September 18th and 23rd. Here, we use UAVSAR data to construct a flood inundation detection framework through a combination of polarimetric decomposition methods and a Random Forest classifier. Validation of the established models with compiled ground references shows that the incorporation of linear polarizations with polarimetric decomposition and terrain variables significantly enhances the accuracy of inundation classification, and the Kappa statistic increases to 91.4% from 64.3% with linear polarizations alone. We show that floods receded faster near the upper reaches of the Neuse, Cape Fear, and Lumbee Rivers. Meanwhile, along the flat terrain close to the lower reaches of the Cape Fear River, the flood wave traveled downstream during the observation period, resulting in the flood extent expanding 16.1% during the observation period. In addition to revealing flood inundation changes spatially, flood maps such as those produced here have great potential for assessing flood damages, supporting disaster relief, and assisting hydrodynamic modeling to achieve flood-resilience goals

Study of the speckle noise effects over the eigen decomposition of polarimetric SAR data: a review

This paper is focused on considering the effects of speckle noise on the eigen decomposition of the co- herency matrix. Based on a perturbation analysis of the matrix, it is possible to obtain an analytical expression for the mean value of the eigenvalues and the eigenvectors, as well as for the Entropy, the Anisotroopy and the dif- ferent a angles. The analytical expressions are compared against simulated polarimetric SAR data, demonstrating the correctness of the different expressions.Peer ReviewedPostprint (published version

Application Of Polarimetric SAR For Surface Parameter Inversion And Land Cover Mapping Over Agricultural Areas

In this thesis, novel methodology is developed to extract surface parameters under vegetation cover and to map crop types, from the polarimetric Synthetic Aperture Radar (PolSAR) images over agricultural areas. The extracted surface parameters provide crucial information for monitoring crop growth, nutrient release efficiency, water capacity, and crop production. To estimate surface parameters, it is essential to remove the volume scattering caused by the crop canopy, which makes developing an efficient volume scattering model very critical. In this thesis, a simplified adaptive volume scattering model (SAVSM) is developed to describe the vegetation scattering as crop changes over time through considering the probability density function of the crop orientation. The SAVSM achieved the best performance in fields of wheat, soybean and corn at various growth stages being in convert with the crop phenological development compared with current models that are mostly suitable for forest canopy. To remove the volume scattering component, in this thesis, an adaptive two-component model-based decomposition (ATCD) was developed, in which the surface scattering is a X-Bragg scattering, whereas the volume scattering is the SAVSM. The volumetric soil moisture derived from the ATCD is more consistent with the verifiable ground conditions compared with other model-based decomposition methods with its RMSE improved significantly decreasing from 19 [vol.%] to 7 [vol.%]. However, the estimation by the ATCD is biased when the measured soil moisture is greater than 30 [vol.%]. To overcome this issue, in this thesis, an integrated surface parameter inversion scheme (ISPIS) is proposed, in which a calibrated Integral Equation Model together with the SAVSM is employed. The derived soil moisture and surface roughness are more consistent with verifiable observations with the overall RMSE of 6.12 [vol.%] and 0.48, respectively

Methods for sugarcane harvest detection using polarimetric SAR

Thesis (MA)--Stellenbosch University, 2017.ENGLISH ABSTRACT: Remote sensing has long been used as a method for crop harvest monitoring and harvest classification. Harvest monitoring is necessary for the planning of and prompting of effective agricultural practices. Traditionally sugarcane harvest monitoring and classification within the realm of remote sensing is performed with the use of optical data. However, when monitoring sugarcane, the growth period of the crop requires a complete set of multi-temporal image acquisitions throughout the year. Due to the limitations associated with optical sensors, the use of all weather, daylight independent Synthetic Aperture Radar (SAR) sensors is required. The added polarimetric information associated with fully polarimetric SAR sensors result in complex datasets which are expensive to acquire. It is therefore important to assess the benefits of using a fully polarimetric dataset for sugarcane harvest monitoring as opposed to a dual polarimetric dataset. The dual polarimetric dataset which is less complex in nature and can be acquired at a fee much less than that of the fully polarimetric dataset. This thesis undertakes the task of identifying the value of fully polarimetric data for sugarcane harvest identification and classification. Two main experiments were designed in order to complete the task. The experiments make use of fully polarimetric RADARSAT-2 C-band imagery covering the southern part of Rèunion Island. Experiment 1 made use of a multi temporal single feature differencing technique for sugarcane harvest identification. Polarimetric decompositions were extracted from the fully polarimetric data and used along with the inherent SAR features. The accuracy with which each SAR feature was able to predict the sugarcane harvest date for each field was assessed. The polarimetric decompositions were superior in classification accuracy to the inherent SAR features. The Van Zyl volume decomposition component achieved an accuracy of 88.33% whereas the inherent SAR backscatter feature (HV) achieved an accuracy of 80%. Hereby displaying the value of the added information associated with fully polarimetric SAR data. The SAR backscatter channels did not achieve accuracies as high as the polarimetric features but did display promise for single feature sugarcane harvest identification when using only a dual polarimetric dataset. Experiment 2 assessed six different machine learning classifiers, applied to single-date, dual- and fully polarized imagery, to determine appropriate combinations of machine learning classifier and SAR features. Polarimetric decompositions were extracted from the fully polarimetric data and mean texture measures were then calculated for all SAR features for both the dual- and full polatrimetric data. A multi-tiered feature reduction method was undertaken in order to reduce dataset dimensionality for the dual- and fully polarised datasets. In general, the reduction in features resulted in improved accuracies. The best sugarcane harvest accuracy was achieved using the Maximum likelihood classifier using on the HV and VV backscatter channels (96.18%). The results from Experiments 1 and 2 indicate that SAR C-band data is suitable for sugarcane harvest monitoring and mapping in a tropical region where optical data have limitations associated with cloud cover and large amounts of moisture in the atmosphere. With the availability of dual polarised Sentinel-1 SAR data, future research should be focussed on the use of a dual polarimetric sugarcane harvest monitoring tool and should be extended to focus not only on sugarcane but other crops which contribute largely to the agriculture and economic sectors.AFRIKAANS OPSOMMING: Afstandswaarneming word lankal reeds gebruik as ‘n metode in die monitering van die oes van gewasse asook vir oes-klassifikasie. Oes-monitering is nodig vir die beplanning en stimulering van effektiewe landboupraktyke. Tradisioneel word suikerriet oes-monitering en klassifisering, binne die raamwerk van afstandswaarneming, uitgevoer met die gebruik van optiese data. Tog, met die monitering van suikerriet, vereis die groeiperiode van die gewas ‘n volledige stel multi-temporale beeldverwerwings dwarsdeur die jaar. As gevolg van die beperkings geassosieer met optiese sensors, word die gebruik van daglig onafhanklike sintetiese gaatjie radar sensors, eerder bekend as Sintetiese Apertuur Radar (SAR) sensors, vir gebruik in alle weersomstandighede, vereis. Die bykomende polarimetriese informasie geassosieer met ten volle gepolarimetriese SAR sensors lei tot komplekse datastelle wat duur is om aan te skaf. Dit is daarom belangrik om die voordele van die gebruik van ‘n ten volle gepolarimetriese datastel vir suikerriet oes-monitering in teenstelling met ‘n tweeledige polarimetriese datastel wat minder kompleks van aard is en teen ‘n fooi veel minder as dié van die ten volle gepolarimetriese datastel verkry kan word, te evalueer. Hierdie tesis onderneem die taak van die identifisering van die waarde van ten volle gepolarimetriese data vir suikerriet oes-identifikasie en -klassifikasie. Twee hoof-eksperimente is ontwerp om die taak te voltooi. Die eksperimente gebruik ten volle gepolarimetriese RADARSAT-2 C-band beelde wat die suidelike deel van Reunion-eiland dek. Met eksperiment 1 is gebruik gemaak van 'n multi-temporale enkelkenmerk differensie- tegniek vir suikerriet oes-identifisering. Polarimetriese ontledings is uit die ten volle gepolarimetriese data geneem en saam met die inherente SAR kenmerke gebruik. Die akkuraatheid waarmee elke SAR kenmerk in staat was om die suikerriet oes-datum vir elke veld te voorspel, is geëvalueer. Die polarimetriese ontledings was beter in klassifikasie- akkuraatheid as die inherente SAR kenmerke. Hiermee word die waarde van die bykomende inligting geassosieer met ten volle gepolarimetriese SAR data, geopenbaar. Die SAR teruguitsaaiingskanale het nie akkuraathede so hoog soos die polarimetriese kenmerke bereik nie, maar het belofte getoon vir enkelkenmerk suikerriet oes-identifikasie wanneer slegs van 'n tweeledige polarimetriese datastel gebruik gemaak word. Met eksperiment 2 is ses verskillende masjien-leer klassifiseerders, toegepas op enkeldatum, tweeledige en ten volle gepolariseerde beelde, geëvalueer om toepaslike kombinasies van masjien-leer klassifiseerder en SAR kenmerke te bepaal. Polarimetriese ontledings is geneem uit die ten volle gepolarimetriese data en beteken dat tekstuur afmetings toe bereken is vir alle SAR kenmerke vir beide die tweeledige- en ten volle gepolarimetriese data. 'n Multi-reeks kenmerkreduksie-metode is onderneem om datasteldimensionaliteit te verminder vir die tweeledige- en ten volle gepolariseerde datastelle. Oor die algemeen het die redusering van kenmerke verbeterde akkuraatheid tot gevolg gehad. Die beste suikerriet oes-akkuraatheid is behaal deur die Maksimum waarskynlikheid klassifiseerder met behulp van die HV en VV teruguitsaaiingskanale (96,18%) te gebruik. Die resultate van eksperimente 1 en 2 dui daarop dat SAR C-band data geskik is vir suikerriet oes- monitering en kartering in 'n tropiese streek waar optiese data beperkings toon wat geassosieer word met wolkbedekking en groot hoeveelhede vog in die atmosfeer. Met die beskikbaarheid van tweeledige gepolariseerde Sentinel-1 SAR data, behoort toekomstige navorsing gefokus te wees op die gebruik van 'n tweeledige polarimetriese suikerriet oes- moniteringshulpmiddel en behoort dit uitgebrei te word om te fokus nie net op suikerriet nie, maar ook ander gewasse wat grootliks bydra tot die landbou- en ekonomiese sektore

Polarimetric Synthetic Aperture Radar

This open access book focuses on the practical application of electromagnetic polarimetry principles in Earth remote sensing with an educational purpose. In the last decade, the operations from fully polarimetric synthetic aperture radar such as the Japanese ALOS/PalSAR, the Canadian Radarsat-2 and the German TerraSAR-X and their easy data access for scientific use have developed further the research and data applications at L,C and X band. As a consequence, the wider distribution of polarimetric data sets across the remote sensing community boosted activity and development in polarimetric SAR applications, also in view of future missions. Numerous experiments with real data from spaceborne platforms are shown, with the aim of giving an up-to-date and complete treatment of the unique benefits of fully polarimetric synthetic aperture radar data in five different domains: forest, agriculture, cryosphere, urban and oceans