Assessing the contribution of understory sun-induced chlorophyll fluorescence through 3-D radiative transfer modelling and field data

A major international effort has been made to monitor sun-induced chlorophyll fluorescence (SIF) from space as a proxy for the photosynthetic activity of terrestrial vegetation. However, the effect of spatial heterogeneity on the SIF retrievals from canopy radiance derived from images with medium and low spatial resolution remains uncharacterised. In images from forest and agricultural landscapes, the background comprises a mixture of soil and understory and can generate confounding effects that limit the interpretation of the SIF at the canopy level. This paper aims to improve the understanding of SIF from coarse spatial resolutions in heterogeneous canopies by considering the separated contribution of tree crowns, understory and background components, using a modified version of the FluorFLIGHT radiative transfer model (RTM). The new model is compared with others through the RAMI model intercomparison framework and is validated with airborne data. The airborne campaign includes high-resolution data collected over a tree-grass ecosystem with the HyPlant imaging spectrometer within the FLuorescence EXplorer (FLEX) preparatory missions. Field data measurements were collected from plots with a varying fraction of tree and understory vegetation cover. The relationship between airborne SIF calculated from pure tree crowns and aggregated pixels shows the effect of the understory at different resolutions. For a pixel size smaller than the mean crown size, the impact of the background was low (R2 > 0.99; NRMSE 0.2). This study demonstrates that using a 3D RTM model improves the calculation of SIF significantly (R2 = 0.83, RMSE = 0.03 mW m−2 sr−1 nm−1) when the specific contribution of the soil and understory layers are accounted for, in comparison with the SIF calculated from mixed pixels that considers only one layer as background (R2 = 0.4, RMSE = 0.28 mW m−2 sr−1 nm−1). These results demonstrate the need to account for the contribution of SIF emitted by the understory in the quantification of SIF within tree crowns and within the canopy from aggregated pixels in heterogeneous forest canopies

Quantitative estimation of vegetation traits and temporal dynamics using 3-D radiative transfer models, high-resolution hyperspectral images and satellite imagery

Large-scale monitoring of vegetation dynamics by remote sensing is key to detecting early signs of vegetation decline. Spectral-based indicators of phys-iological plant traits (PTs) have the potential to quantify variations in pho-tosynthetic pigments, chlorophyll fluorescence emission, and structural changes of vegetation as a function of stress. However, the specific response of PTs to disease-induced decline in heterogeneous canopies remains largely unknown, which is critical for the early detection of irreversible damage at different scales. Four specific objectives were defined in this research: i) to assess the feasibility of modelling the incidence and severity of Phytophthora cinnamomi and Xylella fastidiosa based on PTs and biophysical properties of vegetation; ii) to assess non-visual early indicators, iii) to retrieve PT using radiative transfer models (RTM), high-resolution imagery and satellite observations; and iv) to establish the basis for scaling up PTs at different spatial resolutions using RTM for their retrieval in different vegetation co-vers. This thesis integrates different approaches combining field data, air- and space-borne imagery, and physical and empirical models that allow the retrieval of indicators and the evaluation of each component’s contribution to understanding temporal variations of disease-induced symptoms in heter-ogeneous canopies. Furthermore, the effects associated with the understory are introduced, showing not only their impact but also providing a compre-hensive model to account for it. Consequently, a new methodology has been established to detect vegetation health processes and the influence of biotic and abiotic factors, considering different components of the canopy and their impact on the aggregated signal. It is expected that, using the presented methods, existing remote sensors and future developments, the ability to detect and assess vegetation health globally will have a substantial impact not only on socio-economic factors, but also on the preservation of our eco-system as a whole

Ocean color modeling: Parameterization and interpretation

The ocean color as observed near the water surface is determined mainly by dissolved and particulate substances, known as optically-active constituents, in the upper water column. The goal of ocean color modeling is to interpret an ocean color spectrum quantitatively to estimate the suite of optically-active constituents near the surface. In recent years, ocean color modeling efforts have been centering upon three major optically-active constituents: chlorophyll concentration, colored dissolved organic matter, and scattering particulates. Many challenges are still being faced in this arena. This thesis generally addresses and deals with some critical issues in ocean color modeling. In chapter one, an extensive literature survey on ocean color modeling is given. A general ocean color model is presented to identify critical candidate uncertainty sources in modeling the ocean color. The goal for this thesis study is then defined as well as some specific objectives. Finally, a general overview of the dissertation is portrayed, defining each of the follow-up chapters to target some relevant objectives. In chapter two, a general approach is presented to quantify constituent concentration retrieval errors induced by uncertainties in inherent optical property (IOP) submodels of a semi-analytical forward model. Chlorophyll concentrations are retrieved by inverting a forward model with nonlinear IOPs. The study demonstrates how uncertainties in individual IOP submodels influence the accuracy of the chlorophyll concentration retrieval at different chlorophyll concentration levels. The important finding for this study shows that precise knowledge of spectral shapes of IOP submodels is critical for accurate chlorophyll retrieval, suggesting an improvement in retrieval accuracy requires precise spectral IOP measurements. In chapter three, three distinct inversion techniques, namely, nonlinear optimization (NLO), principal component analysis (PCA) and artificial neural network (ANN) are compared to assess their inversion performances to retrieve optically-active constituents for a complex nonlinear bio-optical system simulated by a semi-analytical ocean color model. A well-designed simulation scheme was implemented to simulate waters of different bio-optical complexity, and then the three inversion methods were applied to these simulated datasets for performance evaluation. In chapter four, an approach is presented for optimally parameterizing an irradiance reflectance model on the basis of a bio-optical dataset made at 45 stations in the Tokyo Bay and nearby regions between 1982 and 1984. (Abstract shortened by UMI.)

An Overview of Approaches and Challenges for Retrieving Marine Inherent Optical Properties from Ocean Color Remote Sensing

Ocean color measured from satellites provides daily global, synoptic views of spectral water-leaving reflectances that can be used to generate estimates of marine inherent optical properties (IOPs). These reflectances, namely the ratio of spectral upwelled radiances to spectral downwelled irradiances, describe the light exiting a water mass that defines its color. IOPs are the spectral absorption and scattering characteristics of ocean water and its dissolved and particulate constituents. Because of their dependence on the concentration and composition of marine constituents, IOPs can be used to describe the contents of the upper ocean mixed layer. This information is critical to further our scientific understanding of biogeochemical oceanic processes, such as organic carbon production and export, phytoplankton dynamics, and responses to climatic disturbances. Given their importance, the international ocean color community has invested significant effort in improving the quality of satellite-derived IOP products, both regionally and globally. Recognizing the current influx of data products into the community and the need to improve current algorithms in anticipation of new satellite instruments (e.g., the global, hyperspectral spectroradiometer of the NASA Plankton, Aerosol, Cloud, ocean Ecosystem (PACE) mission), we present a synopsis of the current state of the art in the retrieval of these core optical properties. Contemporary approaches for obtaining IOPs from satellite ocean color are reviewed and, for clarity, separated based their inversion methodology or the type of IOPs sought. Summaries of known uncertainties associated with each approach are provided, as well as common performance metrics used to evaluate them. We discuss current knowledge gaps and make recommendations for future investment for upcoming missions whose instrument characteristics diverge sufficiently from heritage and existing sensors to warrant reassessing current approaches

Sathyendranath S., Bracher A., Brockmann C., Platt T., Ramon D., Regner P. (2017) Colour and Light in the Ocean (CLEO) 2016: A Scientific Roadmap from the CLEO Workshop Organised by ESA and PML. Held at ESRIN, Frascati, Italy on 6 - 8 September, 2016.

The Colour and Light in the Ocean (CLEO) Workshop, organized by the European Space Agency (ESA) and the Plymouth Marine Laboratory (PML) was held on the ESRIN, the ESA Centre for Earth Observations, at Frascati, Italy on 6-8 September 2016. The workshop is sponsored through selected SEOM (Scientific Exploitation of Operational Missions) projects, including: Pools of Carbon in the Ocean (POCO), Photosynthetically Active Radiation and Primary Production (PPP), Synergistic Exploitation of Hyper- and Multispectral Sentinel-Measurements to Determine Phytoplankton Functional Types (PFT) (SynSenPFT), and Extreme Case-2 Waters (C2X). Additional partner projects of ESA are: Marine Photosynthesis Parameters from Space (MAPPS), a Pathfinder STSE (Support to Science Element) project; and Ocean Colour Climate Change Initiative (OC-CCI) through the CCI (Climate Change Initiative). The objectives of the workshop were to: Evaluate state-of-art Exchange information with other relevant projects and activities Bring together remote sensing community, in situ data providers, modellers and other users Explore applications in marine ecosystem models Plan for the future: Identify challenge areas and research priorities for future EO data exploitation activities Discuss key science issues and make recommendations to strengthen community engagement Shape ideas for potential new ocean-colour products to be developed in the era of the Sentinel-3 mission The workshop was organized in five themes, developed around the activities of the sponsoring projects. Each t heme had oral, poster and discussion sessions. The workshop attracted some 160 registered participants. The workshop served an important need to connect the community, to provide a forum for lively exchange of ideas, and to recommend priorities for future activities in a collective manner. The workshop brought together scientists working on development of novel products from ocean-colour data and the user community, including, notably, the modeling community. One of the key outputs of the workshop is this report, which provides the Scientific Roadmap for future activities. Another planned outcome is a Special Issue on Colour and Light in the Oceans, to be published in the Journal, which will highlight the major scientific results presented at the workshop. Each section of the report, dealing with one of the themes of the workshop, is self-contained, but cross-references to other sections are provided where appropriate. Some recommendations found common resonance across sections, such as the need for continuous, consistent, ocean-colour data streams from satellites for long-term monitoring of the marine ecosystem; the need for an integrated approach, bringing together the remote-sensing community, the in situ data providers and the modeling community; the need to promote development of novel products and advanced sensors; and the importance of providing high-quality and uninterrupted support to the user community, through easy and free access to data and products. Each section discusses the current state of the art, identifies user requirements and gaps, and priorities for research in the short and medium terms. The workshop served the important function of sounding the community’s aspirations, and presenting them in a concise manner for ESA, through this Scientific Roadmap. One of the recommendations from the participants was that CLEO workshops be organized on a regular basis in the future, to develop the ocean-colour community , to promote exchange of new results and ideas, and to plan future activities. We thank all workshop participants, keynote speakers, authors of the oral presentations and the posters, the Scientific Committee and the Organising Committee, and the Session Chairs for all their contributions to the workshop. For the logistical support and local organization and hospitality, we thank the ESRIN Graphics Bureau, Administration, Catering Service and the Events Office, especially Irene Renis, Anne Lisa Pichler and Giulia Vinicola

An Overview of Approaches and Challenges for Retrieving Marine Inherent Optical Properties from Ocean Color Remote Sensing

Ocean color measured from satellites provides daily global, synoptic views of spectral water-leaving reflectancesthat can be used to generate estimates of marine inherent optical properties (IOPs). These reflectances, namelythe ratio of spectral upwelled radiances to spectral downwelled irradiances, describe the light exiting a watermass that defines its color. IOPs are the spectral absorption and scattering characteristics of ocean water and itsdissolved and particulate constituents. Because of their dependence on the concentration and composition ofmarine constituents, IOPs can be used to describe the contents of the upper ocean mixed layer. This informationis critical to further our scientific understanding of biogeochemical oceanic processes, such as organic carbonproduction and export, phytoplankton dynamics, and responses to climatic disturbances. Given their im-portance, the international ocean color community has invested significant effort in improving the quality of satellite-derived IOP products, both regionally and globally. Recognizing the current influx of data products intothe community and the need to improve current algorithms in anticipation of new satellite instruments (e.g., theglobal, hyperspectral spectroradiometer of the NASA Plankton, Aerosol, Cloud, ocean Ecosystem (PACE) mis-sion), we present a synopsis of the current state of the art in the retrieval of these core optical properties.Contemporary approaches for obtaining IOPs from satellite ocean color are reviewed and, for clarity, separatedbased their inversion methodology or the type of IOPs sought. Summaries of known uncertainties associated witheach approach are provided, as well as common performance metrics used to evaluate them. We discuss currentknowledge gaps and make recommendations for future investment for upcoming missions whose instrumentcharacteristics diverge sufficiently from heritage and existing sensors to warrant reassessing current approaches

Feasibility Study for an Aquatic Ecosystem Earth Observing System Version 1.2.

International audienceMany Earth observing sensors have been designed, built and launched with primary objectives of either terrestrial or ocean remote sensing applications. Often the data from these sensors are also used for freshwater, estuarine and coastal water quality observations, bathymetry and benthic mapping. However, such land and ocean specific sensors are not designed for these complex aquatic environments and consequently are not likely to perform as well as a dedicated sensor would. As a CEOS action, CSIRO and DLR have taken the lead on a feasibility assessment to determine the benefits and technological difficulties of designing an Earth observing satellite mission focused on the biogeochemistry of inland, estuarine, deltaic and near coastal waters as well as mapping macrophytes, macro-algae, sea grasses and coral reefs. These environments need higher spatial resolution than current and planned ocean colour sensors offer and need higher spectral resolution than current and planned land Earth observing sensors offer (with the exception of several R&D type imaging spectrometry satellite missions). The results indicate that a dedicated sensor of (non-oceanic) aquatic ecosystems could be a multispectral sensor with ~26 bands in the 380-780 nm wavelength range for retrieving the aquatic ecosystem variables as well as another 15 spectral bands between 360-380 nm and 780-1400 nm for removing atmospheric and air-water interface effects. These requirements are very close to defining an imaging spectrometer with spectral bands between 360 and 1000 nm (suitable for Si based detectors), possibly augmented by a SWIR imaging spectrometer. In that case the spectral bands would ideally have 5 nm spacing and Full Width Half Maximum (FWHM), although it may be necessary to go to 8 nm wide spectral bands (between 380 to 780nm where the fine spectral features occur -mainly due to photosynthetic or accessory pigments) to obtain enough signal to noise. The spatial resolution of such a global mapping mission would be between ~17 and ~33 m enabling imaging of the vast majority of water bodies (lakes, reservoirs, lagoons, estuaries etc.) larger than 0.2 ha and ~25% of river reaches globally (at ~17 m resolution) whilst maintaining sufficient radiometric resolution

Tracking Seasonal and Interannual Variability in Photosynthetic Downregulation in Response to Water Stress at a Temperate Deciduous Forest

The understanding and modeling of photosynthetic dynamics affected by climate variability can be highly uncertain. In this paper, we examined a well‐characterized eddy covariance site in a drought‐prone temperate deciduous broadleaf forest combining tower measurements and satellite observations. We find that an increase in spring temperature usually leads to enhanced spring gross primary production (GPP), but a GPP reduction in late growing season due to water limitation. We evaluated how well a coupled fluorescence‐photosynthesis model (SCOPE) and satellite data sets track the interannual and seasonal variations of tower GPP from 2007 to 2016. In SCOPE, a simple stress factor scaling of Vcmax as a linear function of observed predawn leaf water potential (ψ_(pd)) shows a good agreement between modeled and measured interannual variations in both GPP and solar‐induced chlorophyll fluorescence (SIF) from the Global Ozone Monitoring Experiment‐2 (GOME‐2). The modeled and satellite‐observed changes in SIF_(yield) are ~30% smaller than corresponding changes in light use efficiency (LUE) under severe stress, for which a common linear SIF to GPP scaling would underestimate the stress reduction in GPP. Overall, GOME‐2 SIF tracks interannual tower GPP variations better than satellite vegetations indices (VIs) representing canopy “greenness.” However, it is still challenging to attribute observed SIF variations unequivocally to greenness or physiological changes due to large GOME‐2 footprint. Higher‐resolution SIF data sets (e.g., TROPOMI) already show the potential to well capture the downregulation of late‐season GPP and could pave the way to better disentangle canopy structural and physiological changes in the future

Remote Sensing for Precision Nitrogen Management

This book focuses on the fundamental and applied research of the non-destructive estimation and diagnosis of crop leaf and plant nitrogen status and in-season nitrogen management strategies based on leaf sensors, proximal canopy sensors, unmanned aerial vehicle remote sensing, manned aerial remote sensing and satellite remote sensing technologies. Statistical and machine learning methods are used to predict plant-nitrogen-related parameters with sensor data or sensor data together with soil, landscape, weather and/or management information. Different sensing technologies or different modelling approaches are compared and evaluated. Strategies are developed to use crop sensing data for in-season nitrogen recommendations to improve nitrogen use efficiency and protect the environment