Recognition of Nonideal Iris Images Using Shape Guided Approach and Game Theory

Most state-of-the-art iris recognition algorithms claim to perform with a very high recognition accuracy in a strictly controlled environment. However, their recognition accuracies significantly decrease when the acquired images are affected by different noise factors including motion blur, camera diffusion, head movement, gaze direction, camera angle, reflections, contrast, luminosity, eyelid and eyelash occlusions, and problems due to contraction and dilation. The main objective of this thesis is to develop a nonideal iris recognition system by using active contour methods, Genetic Algorithms (GAs), shape guided model, Adaptive Asymmetrical Support Vector Machines (AASVMs) and Game Theory (GT). In this thesis, the proposed iris recognition method is divided into two phases: (1) cooperative iris recognition, and (2) noncooperative iris recognition. While most state-of-the-art iris recognition algorithms have focused on the preprocessing of iris images, recently, important new directions have been identified in iris biometrics research. These include optimal feature selection and iris pattern classification. In the first phase, we propose an iris recognition scheme based on GAs and asymmetrical SVMs. Instead of using the whole iris region, we elicit the iris information between the collarette and the pupil boundary to suppress the effects of eyelid and eyelash occlusions and to minimize the matching error. In the second phase, we process the nonideal iris images that are captured in unconstrained situations and those affected by several nonideal factors. The proposed noncooperative iris recognition method is further divided into three approaches. In the first approach of the second phase, we apply active contour-based curve evolution approaches to segment the inner/outer boundaries accurately from the nonideal iris images. The proposed active contour-based approaches show a reasonable performance when the iris/sclera boundary is separated by a blurred boundary. In the second approach, we describe a new iris segmentation scheme using GT to elicit iris/pupil boundary from a nonideal iris image. We apply a parallel game-theoretic decision making procedure by modifying Chakraborty and Duncan's algorithm to form a unified approach, which is robust to noise and poor localization and less affected by weak iris/sclera boundary. Finally, to further improve the segmentation performance, we propose a variational model to localize the iris region belonging to the given shape space using active contour method, a geometric shape prior and the Mumford-Shah functional. The verification and identification performance of the proposed scheme is validated using four challenging nonideal iris datasets, namely, the ICE 2005, the UBIRIS Version 1, the CASIA Version 3 Interval, and the WVU Nonideal, plus the non-homogeneous combined dataset. We have conducted several sets of experiments and finally, the proposed approach has achieved a Genuine Accept Rate (GAR) of 97.34% on the combined dataset at the fixed False Accept Rate (FAR) of 0.001% with an Equal Error Rate (EER) of 0.81%. The highest Correct Recognition Rate (CRR) obtained by the proposed iris recognition system is 97.39%

Biometric iris image segmentation and feature extraction for iris recognition

PhD ThesisThe continued threat to security in our interconnected world today begs for urgent solution. Iris biometric like many other biometric systems provides an alternative solution to this lingering problem. Although, iris recognition have been extensively studied, it is nevertheless, not a fully solved problem which is the factor inhibiting its implementation in real world situations today. There exists three main problems facing the existing iris recognition systems: 1) lack of robustness of the algorithm to handle non-ideal iris images, 2) slow speed of the algorithm and 3) the applicability to the existing systems in real world situation. In this thesis, six novel approaches were derived and implemented to address these current limitation of existing iris recognition systems. A novel fast and accurate segmentation approach based on the combination of graph-cut optimization and active contour model is proposed to define the irregular boundaries of the iris in a hierarchical 2-level approach. In the first hierarchy, the approximate boundary of the pupil/iris is estimated using a method based on Hough’s transform for the pupil and adapted starburst algorithm for the iris. Subsequently, in the second hierarchy, the final irregular boundary of the pupil/iris is refined and segmented using graph-cut based active contour (GCBAC) model proposed in this work. The segmentation is performed in two levels, whereby the pupil is segmented first before the iris. In order to detect and eliminate noise and reflection artefacts which might introduce errors to the algorithm, a preprocessing technique based on adaptive weighted edge detection and high-pass filtering is used to detect reflections on the high intensity areas of the image while exemplar based image inpainting is used to eliminate the reflections. After the segmentation of the iris boundaries, a post-processing operation based on combination of block classification method and statistical prediction approach is used to detect any super-imposed occluding eyelashes/eyeshadows. The normalization of the iris image is achieved though the rubber sheet model. In the second stage, an approach based on construction of complex wavelet filters and rotation of the filters to the direction of the principal texture direction is used for the extraction of important iris information while a modified particle swam optimization (PSO) is used to select the most prominent iris features for iris encoding. Classification of the iriscode is performed using adaptive support vector machines (ASVM). Experimental results demonstrate that the proposed approach achieves accuracy of 98.99% and is computationally about 2 times faster than the best existing approach.Ebonyi State University and Education Task Fund, Nigeri

A Review and Analysis of Eye-Gaze Estimation Systems, Algorithms and Performance Evaluation Methods in Consumer Platforms

In this paper a review is presented of the research on eye gaze estimation techniques and applications, that has progressed in diverse ways over the past two decades. Several generic eye gaze use-cases are identified: desktop, TV, head-mounted, automotive and handheld devices. Analysis of the literature leads to the identification of several platform specific factors that influence gaze tracking accuracy. A key outcome from this review is the realization of a need to develop standardized methodologies for performance evaluation of gaze tracking systems and achieve consistency in their specification and comparative evaluation. To address this need, the concept of a methodological framework for practical evaluation of different gaze tracking systems is proposed.Comment: 25 pages, 13 figures, Accepted for publication in IEEE Access in July 201

Supervised and unsupervised segmentation of textured images by efficient multi-level pattern classification

This thesis proposes new, efficient methodologies for supervised and unsupervised image segmentation based on texture information. For the supervised case, a technique for pixel classification based on a multi-level strategy that iteratively refines the resulting segmentation is proposed. This strategy utilizes pattern recognition methods based on prototypes (determined by clustering algorithms) and support vector machines. In order to obtain the best performance, an algorithm for automatic parameter selection and methods to reduce the computational cost associated with the segmentation process are also included. For the unsupervised case, the previous methodology is adapted by means of an initial pattern discovery stage, which allows transforming the original unsupervised problem into a supervised one. Several sets of experiments considering a wide variety of images are carried out in order to validate the developed techniques.Esta tesis propone metodologías nuevas y eficientes para segmentar imágenes a partir de información de textura en entornos supervisados y no supervisados. Para el caso supervisado, se propone una técnica basada en una estrategia de clasificación de píxeles multinivel que refina la segmentación resultante de forma iterativa. Dicha estrategia utiliza métodos de reconocimiento de patrones basados en prototipos (determinados mediante algoritmos de agrupamiento) y máquinas de vectores de soporte. Con el objetivo de obtener el mejor rendimiento, se incluyen además un algoritmo para selección automática de parámetros y métodos para reducir el coste computacional asociado al proceso de segmentación. Para el caso no supervisado, se propone una adaptación de la metodología anterior mediante una etapa inicial de descubrimiento de patrones que permite transformar el problema no supervisado en supervisado. Las técnicas desarrolladas en esta tesis se validan mediante diversos experimentos considerando una gran variedad de imágenes

Biometric Systems

Biometric authentication has been widely used for access control and security systems over the past few years. The purpose of this book is to provide the readers with life cycle of different biometric authentication systems from their design and development to qualification and final application. The major systems discussed in this book include fingerprint identification, face recognition, iris segmentation and classification, signature verification and other miscellaneous systems which describe management policies of biometrics, reliability measures, pressure based typing and signature verification, bio-chemical systems and behavioral characteristics. In summary, this book provides the students and the researchers with different approaches to develop biometric authentication systems and at the same time includes state-of-the-art approaches in their design and development. The approaches have been thoroughly tested on standard databases and in real world applications

A framework for biometric recognition using non-ideal iris and face

Off-angle iris images are often captured in a non-cooperative environment. The distortion of the iris or pupil can decrease the segmentation quality as well as the data extracted thereafter. Moreover, iris with an off-angle of more than 30° can have non-recoverable features since the boundary cannot be properly localized. This usually becomes a factor of limited discriminant ability of the biometric features. Limitations also come from the noisy data arisen due to image burst, background error, or inappropriate camera pixel noise. To address the issues above, the aim of this study is to develop a framework which: (1) to improve the non-circular boundary localization, (2) to overcome the lost features, and (3) to detect and minimize the error caused by noisy data. Non-circular boundary issue is addressed through a combination of geometric calibration and direct least square ellipse that can geometrically restore, adjust, and scale up the distortion of circular shape to ellipse fitting. Further improvement comes in the form of an extraction method that combines Haar Wavelet and Neural Network to transform the iris features into wavelet coefficient representative of the relevant iris data. The non-recoverable features problem is resolved by proposing Weighted Score Level Fusion which integrates face and iris biometrics. This enhancement is done to give extra distinctive information to increase authentication accuracy rate. As for the noisy data issues, a modified Reed Solomon codes with error correction capability is proposed to decrease intra-class variations by eliminating the differences between enrollment and verification templates. The key contribution of this research is a new unified framework for high performance multimodal biometric recognition system. The framework has been tested with WVU, UBIRIS v.2, UTMIFM, ORL datasets, and achieved more than 99.8% accuracy compared to other existing methods

Biometrics

Biometrics-Unique and Diverse Applications in Nature, Science, and Technology provides a unique sampling of the diverse ways in which biometrics is integrated into our lives and our technology. From time immemorial, we as humans have been intrigued by, perplexed by, and entertained by observing and analyzing ourselves and the natural world around us. Science and technology have evolved to a point where we can empirically record a measure of a biological or behavioral feature and use it for recognizing patterns, trends, and or discrete phenomena, such as individuals' and this is what biometrics is all about. Understanding some of the ways in which we use biometrics and for what specific purposes is what this book is all about

Lip print based authentication in physical access control Environments

Abstract: In modern society, there is an ever-growing need to determine the identity of a person in many applications including computer security, financial transactions, borders, and forensics. Early automated methods of authentication relied mostly on possessions and knowledge. Notably these authentication methods such as passwords and access cards are based on properties that can be lost, stolen, forgotten, or disclosed. Fortunately, biometric recognition provides an elegant solution to these shortcomings by identifying a person based on their physiological or behaviourial characteristics. However, due to the diverse nature of biometric applications (e.g., unlocking a mobile phone to cross an international border), no biometric trait is likely to be ideal and satisfy the criteria for all applications. Therefore, it is necessary to investigate novel biometric modalities to establish the identity of individuals on occasions where techniques such as fingerprint or face recognition are unavailable. One such modality that has gained much attention in recent years which originates from forensic practices is the lip. This research study considers the use of computer vision methods to recognise different lip prints for achieving the task of identification. To determine whether the research problem of the study is valid, a literature review is conducted which helps identify the problem areas and the different computer vision methods that can be used for achieving lip print recognition. Accordingly, the study builds on these areas and proposes lip print identification experiments with varying models which identifies individuals solely based on their lip prints and provides guidelines for the implementation of the proposed system. Ultimately, the experiments encapsulate the broad categories of methods for achieving lip print identification. The implemented computer vision pipelines contain different stages including data augmentation, lip detection, pre-processing, feature extraction, feature representation and classification. Three pipelines were implemented from the proposed model which include a traditional machine learning pipeline, a deep learning-based pipeline and a deep hybridlearning based pipeline. Different metrics reported in literature are used to assess the performance of the prototype such as IoU, mAP, accuracy, precision, recall, F1 score, EER, ROC curve, PR curve, accuracy and loss curves. The first pipeline of the current study is a classical pipeline which employs a facial landmark detector (One Millisecond Face Alignment algorithm) to detect the lip, SURF for feature extraction, BoVW for feature representation and an SVM or K-NN classifier. The second pipeline makes use of the facial landmark detector and a VGG16 or ResNet50 architecture. The findings reveal that the ResNet50 is the best performing method for lip print identification for the current study. The third pipeline also employs the facial landmark detector, the ResNet50 architecture for feature extraction with an SVM classifier. The development of the experiments is validated and benchmarked to determine the extent or performance at which it can achieve lip print identification. The results of the benchmark for the prototype, indicate that the study accomplishes the objective of identifying individuals based on their lip prints using computer vision methods. The results also determine that the use of deep learning architectures such as ResNet50 yield promising results.M.Sc. (Science