Timing and Frequency Synchronization and Channel Estimation in OFDM-based Systems

Orthogonal frequency division multiplexing (OFDM) due to its appealing features, such as robustness against frequency selective fading and simple channel equalization, is adopted in communications systems such as WLAN, WiMAX and DVB. However, OFDM systems are sensitive to synchronization errors caused by timing and frequency offsets. Besides, the OFDM receiver has to perform channel estimation for coherent detection. The goal of this thesis is to investigate new methods for timing and frequency synchronization and channel estimation in OFDM-based systems. First, we investigate new methods for preamble-aided coarse timing estimation in OFDM systems. Two novel timing metrics using high order statistics-based correlation and differential normalization functions are proposed. The performance of the new timing metrics is evaluated using different criteria including class-separability, robustness to the carrier frequency offset, and computational complexity. It is shown that the new timing metrics can considerably increase the class-separability due to their more distinct values at correct and wrong timing instants, and thus give a significantly better detection performance than the existing timing metrics do. Furthermore, a new method for coarse estimation of the start of the frame is proposed, which remarkably reduces the probability of inter-symbol interference (ISI). The improved performances of the new schemes in multipath fading channels are shown by the probabilities of false alarm, missed-detection and ISI obtained through computer simulations. Second, a novel pilot-aided algorithm is proposed for the detection of integer frequency offset (IFO) in OFDM systems. By transforming the IFO into two new integer parameters, the proposed method can largely reduce the number of trial values for the true IFO. The two new integer parameters are detected using two different pilot sequences, a periodic pilot sequence and an aperiodic pilot sequence. It is shown that the new scheme can significantly reduce the computational complexity while achieving almost the same performance as the previous methods do. Third, we propose a method for joint timing and frequency synchronization and channel estimation for OFDM systems that operate in doubly selective channels. Basis expansion modeling (BEM) that captures the time variations of the channel is used to reduce the number of unknown channel parameters. The BEM coefficients along with the timing and frequency offsets are estimated by using a maximum likelihood (ML) approach. An efficient algorithm is then proposed for reducing the computational complexity of the joint estimation. The complexity of the new method is assessed in terms of the number of multiplications. The mean square estimation error of the proposed method is evaluated in comparison with previous methods, indicating a remarkable performance improvement by the new method. Fourth, we present a new scheme for joint estimation of CFO and doubly selective channel in orthogonal frequency division multiplexing systems. In the proposed preamble-aided method, the time-varying channel is represented using BEM. CFO and BEM coefficients are estimated using the principles of particle and Kalman filtering. The performance of the new method in multipath time-varying channels is investigated in comparison with previous schemes. The simulation results indicate a remarkable performance improvement in terms of the mean square errors of CFO and channel estimates. Fifth, a novel algorithm is proposed for timing and frequency synchronization and channel estimation in the uplink of orthogonal frequency division multiple access (OFDMA) systems by considering high-mobility situations and the generalized subcarrier assignment. By using BEM to represent a doubly selective channel, a maximum likelihood (ML) approach is proposed to jointly estimate the timing and frequency offsets of different users as well as the BEM coefficients of the time-varying channels. A space-alternating generalized expectation-maximization algorithm is then employed to transform the maximization problem for all users into several simpler maximization problems for each user. The computational complexity of the new timing and frequency offset estimator is analyzed and its performance in comparison with that of existing methods using the mean square error is evaluated . Finally, two novel approaches for joint CFO and doubly selective channel estimation in the uplink of multiple-input multiple-output orthogonal frequency division multiple access (MIMO-OFDMA) systems are presented. Considering high-mobility situations, where channels change within an OFDMA symbol interval, and the time varying nature of CFOs, BEM is employed to represent the time variations of the channel. Two new approaches are then proposed based on Schmidt Kalman filtering (SKF). The first approach utilizes Schmidt extended Kalman filtering for each user to estimate the CFO and BEM coefficients. The second approach uses Gaussian particle filter along with SKF to estimate the CFO and BEM coefficients of each user. The Bayesian Cramer Rao bound is derived, and performance of the new schemes are evaluated using mean square error. It is demonstrated that the new schemes can significantly improve the mean square error performance in comparison with that of the existing methods

Improved distance metric technique for deriving soft reliability information over Rayleigh Fading Channel

This paper presents an improved Distance Metric (DM) technique for deriving soft reliability information over Rayleigh fading channel. We compared this proposed DM technique with the conventionally used DM technique in the literature. The conventional DM method derives the soft reliability information from the output received symbols while the proposed DM method derives the soft reliability information from the Channel State Information (CSI) which result due to variations in the channel gain. Performance analysis of these DM methods are verified over flat Rayleigh fading channels, and on time-varying frequency-selective Rayleigh fading channels using rectangular M-QAM and OFDM systems respectively. Also, two channel estimation techniques are used to derived the CSI assuming different normalized Doppler frequency and frame length size. The performance of the conventional and proposed soft reliability derivation methods are documented through computer simulations assuming Koetter and Vardy, Reed-Solomon (KV-RS) soft decision decoding algorithm as the Forward Error Correction (FEC) scheme. From the computer simulation results, the proposed DM method offers significant improvement in Codeword Error Rate (CER) performance in comparison with the conventional DM method with no significant increase in computational delay and time complexity.Keywords: CSI, cubic estimators, DM, fading channels, KV-RS decoder, LMMSE, OFDM, R-matrix, 16QA

Blind Receiver Design for OFDM Systems Over Doubly Selective Channels

We develop blind data detectors for orthogonal frequency-division multiplexing (OFDM) systems over doubly selective channels by exploiting both frequency-domain and time-domain correlations of the received signal. We thus derive two blind data detectors: a time-domain data detector and a frequency-domain data detector. We also contribute a reduced complexity, suboptimal version of a time-domain data detector that performs robustly when the normalized Doppler rate is less than 3%. Our frequency-domain data detector and suboptimal time-domain data detector both result in integer least-squares (LS) problems. We propose the use of the V-BLAST detector and the sphere decoder. The time-domain data detector is not limited to the Doppler rates less than 3%, but cannot be posed as an integer LS problem. Our solution is to develop an iterative algorithm that starts from the suboptimal time-domain data detector output. We also propose channel estimation and prediction algorithms using a polynomial expansion model, and these estimators work with data detectors (decision-directed mode) to reduce the complexity. The estimators for the channel statistics and the noise variance are derived using the likelihood function for the data. Our blind data detectors are fairly robust against the parameter mismatch

Nonlinear Channel Estimation for OFDM System by Complex LS-SVM under High Mobility Conditions

A nonlinear channel estimator using complex Least Square Support Vector Machines (LS-SVM) is proposed for pilot-aided OFDM system and applied to Long Term Evolution (LTE) downlink under high mobility conditions. The estimation algorithm makes use of the reference signals to estimate the total frequency response of the highly selective multipath channel in the presence of non-Gaussian impulse noise interfering with pilot signals. Thus, the algorithm maps trained data into a high dimensional feature space and uses the structural risk minimization (SRM) principle to carry out the regression estimation for the frequency response function of the highly selective channel. The simulations show the effectiveness of the proposed method which has good performance and high precision to track the variations of the fading channels compared to the conventional LS method and it is robust at high speed mobility.Comment: 11 page