Coded DS-CDMA Systems with Iterative Channel Estimation and no Pilot Symbols

In this paper, we describe direct-sequence code-division multiple-access (DS-CDMA) systems with quadriphase-shift keying in which channel estimation, coherent demodulation, and decoding are iteratively performed without the use of any training or pilot symbols. An expectation-maximization channel-estimation algorithm for the fading amplitude, phase, and the interference power spectral density (PSD) due to the combined interference and thermal noise is proposed for DS-CDMA systems with irregular repeat-accumulate codes. After initial estimates of the fading amplitude, phase, and interference PSD are obtained from the received symbols, subsequent values of these parameters are iteratively updated by using the soft feedback from the channel decoder. The updated estimates are combined with the received symbols and iteratively passed to the decoder. The elimination of pilot symbols simplifies the system design and allows either an enhanced information throughput, an improved bit error rate, or greater spectral efficiency. The interference-PSD estimation enables DS-CDMA systems to significantly suppress interference.Comment: To appear, IEEE Transactions on Wireless Communication

Adaptive bootstrap signal separators for BPSK/QAM-modulated wireless CDMA systems in a multipath environment

CDMA is an attractive multiple-access scheme, because of its potential capacity increase and its anti-multipath fading capability. For satisfactory performance, however, the effect of the near-far problem has to be resolved. This problem can be combated by using power-control, which, however, results in an overall reduction in communication ranges, and thus in a loss of capacity. Among other methods for mitigating the near-far problem is the use of decorrelating receivers, both of fixed type, which directly utilizes the cross-correlation of the users codes, and of adaptive type, which uses recursive algorithms that leads to signal decorrelation. Not to lessen the importance of other adaptive algorithms, the current research concentrates on what was termed in the literature bootstrap algorithm . Although the emphasis will be on applying the adaptive bootstrap decorrelator, the fixed type will be used primarily to provide comparison. Also used for comparison are both blind adaptive and training sequence based MMSE. Most of the literature on multiuser detection has been assuming BPSK. However, a need for transferring wideband data demands using modulation schemes with high bits/cycle, such as QAM. Therefore, modification of the receiver is considered, so that QAM-modulation can be applied efficiently, using the complex signal approach of this modulation. For the asynchronous channel, vast amounts of research have been devoted to using one-shot matched filter banks followed by conventional decorrelators which implement the inverse of some (partial) correlation matrix. In this work, an adaptive bootstrap version is presented, which is suitable for the one-shot structure shown previously to be more robust to errors in delay estimation. It has also been noted that such a correlation matrix can, depending on the channel characteristics, become ill-conditioned or even singular. Therefore, another matched filtering structure, followed by what is called a multishot conventional (fixed type) decorrelator, has been previously suggested to mitigate this singularity problem. However, the fixed type of the multishot decorrelator is expected to have similar non-robustness to errors in delay estimation as was previously shown for the one-shot. Therefore, the adaptive multishot bootstrap decorrelator is presented and evaluated. Also, by adding an adaptive canceler, an extension to the above matched filter-decorrelator combination, will be proposed and evaluated. A multipath time-variant fading environment will be used in some of these performance evaluations. Finally, when handling multipath channels, the question is raised whether path combining should be done before or after the signals are decorrelated. For the asynchronous case, a one-shot extension of the bootstrap algorithm is presented, which is capable of decorrelating the signals from resolved paths of different users, to facilitate the decorrelate before combining case

Transceiver design and system optimization for ultra-wideband communications

This dissertation investigates the potential promises and proposes possible solutions to the challenges of designing transceivers and optimizing system parameters in ultra-wideband (UWB) systems. The goal is to provide guidelines for UWB transceiver implementations under constraints by regulation, existing interference, and channel estimation. New UWB pulse shapes are invented that satisfy the Federal Communications Commission spectral mask. Parameters are designed to possibly implement the proposed pulses. A link budget is quantified based on an accurate frequency-dependent path loss calculation to account for variations across the ultra-wide bandwidth of the signal. Achievable information rates are quantified as a function of transmission distance over additive white Gaussian noise and multipath channels under specific UWB constraints: limited power spectral density, specific modulation formats, and a highly dispersive channel. The effect of self-interference (SI) and inter-symbol interference (ISI) on channel capacity is determined, and modulation formats that mitigate against this effect is identified. Spreading gains of familiar UWB signaling formats are evaluated, and UWB signals are proved to be spread spectrum. Conditions are formulated for trading coding gain with spreading gain with only a small impact on performance. Numerical results are examined to demonstrate that over a frequency-selective channel, the spreading gain may be beneficial in reducing the SI and ISI resulting in higher information rates. A reduced-rank adaptive filtering technique is applied to the problem of interference suppression and optimum combining in UWB communications. The reduced-rank combining method, in particular the eigencanceler, is proposed and compared with a minimum mean square error Rake receiver. Simulation results are evaluated to show that the performance of the proposed method is superior to the minimum mean square error when the correlation matrix is estimated from limited data. Impact of channel estimation on UWB system performance is investigated when path delays and path amplitudes are jointly estimated. Cramér-Rao bound (CRB) expressions for the variance of path delay and amplitude estimates are formulated using maximum likelihood estimation. Using the errors obtained from the CRB, the effective signal-to-noise ratio for UWB Rake receivers employing maximum ratio combining (MRC) is devised in the presence of channel path delay and amplitude errors. An exact expression of the bit error rate (BER) for UWB Rake receivers with MRC is derived with imperfect estimates of channel path delays and amplitudes. Further, this analysis is applied to design optimal transceiver parameters. The BER is used as part of a binary symmetric channel and the achievable information rates are evaluated. The optimum power allocation and number of symbols allocated to the pilot are developed with respect to maximizing the information rate. The optimal signal bandwidth to be used for UWB communications is determined in the presence of imperfect channel state information. The number of multipath components to be collected by Rake receivers is designed to optimize performance with non-ideal channel estimation

Performance improvements in wireless CDMA communications utilizing adaptive antenna arrays

This dissertation studies applications of adaptive antenna arrays and space-time adaptive processing (STAP) in wireless code-division multiple-access (CDMA) communications. The work addresses three aspects of the CDMA communications problems: (I) near-far resistance, (2) reverse link, (3) forward link. In each case, adaptive arrays are applied and their performance is investigated. The near-far effect is a well known problem which affects the reverse link of CDMA communication systems. The near-far resistance of STAP is analyzed for two processing methods: maximal ratio combining and optimum combining. It. is shown that while maximal ratio combining is not near-far resistant, optimum combining is near-far resistant when the number of cochannel interferences is less than the system dimensionality. The near-far effect can be mitigated by accurate power control at the mobile station. With practical limitations, the received signal power at a base station from a power-controlled user is a random variable clue to power control error. The statistical model of signal-to-interference ratio at the antenna array output of a base station is presented, and the outage probability of the CDMA reverse link is analyzed while considering Rayleigh fading, voice activity and power control error. New analytical expressions are obtained and demonstrated by computer simulations. For the application of an adaptive antenna. array at the forward link, a receiver architecture is suggested for the mobile station that utilizes a small two-antenna array For interference suppression. Such a receiver works well only when the channel vector of the desired signal is known. The identifying spreading codes (as in IS-95A for example) are used to provide an adaptive channel vector estimate, and control the beam steering weight, hence improve the receiver performance. Numerical results are presented to illustrate the operation of the proposed receiver model and the improvement in performance and capacity

Spatio-Temporal processing for Optimum Uplink-Downlink WCDMA Systems

The capacity of a cellular system is limited by two different phenomena, namely multipath fading and multiple access interference (MAl). A Two Dimensional (2-D) receiver combats both of these by processing the signal both in the spatial and temporal domain. An ideal 2-D receiver would perform joint space-time processing, but at the price of high computational complexity. In this research we investigate computationally simpler technique termed as a Beamfom1er-Rake. In a Beamformer-Rake, the output of a beamfom1er is fed into a succeeding temporal processor to take advantage of both the beamformer and Rake receiver. Wireless service providers throughout the world are working to introduce the third generation (3G) and beyond (3G) cellular service that will provide higher data rates and better spectral efficiency. Wideband COMA (WCDMA) has been widely accepted as one of the air interfaces for 3G. A Beamformer-Rake receiver can be an effective solution to provide the receivers enhanced capabilities needed to achieve the required performance of a WCDMA system. We consider three different Pilot Symbol Assisted (PSA) beamforming techniques, Direct Matrix Inversion (DMI), Least-Mean Square (LMS) and Recursive Least Square (RLS) adaptive algorithms. Geometrically Based Single Bounce (GBSB) statistical Circular channel model is considered, which is more suitable for array processing, and conductive to RAKE combining. The performances of the Beam former-Rake receiver are evaluated in this channel model as a function of the number of antenna elements and RAKE fingers, in which are evaluated for the uplink WCDMA system. It is shown that, the Beamformer-Rake receiver outperforms the conventional RAKE receiver and the conventional beamformer by a significant margin. Also, we optimize and develop a mathematical formulation for the output Signal to Interference plus Noise Ratio (SINR) of a Beam former-Rake receiver. In this research, also, we develop, simulate and evaluate the SINR and Signal to Noise Ratio (Et!Nol performances of an adaptive beamforming technique in the WCDMA system for downlink. The performance is then compared with an omnidirectional antenna system. Simulation shows that the best perfom1ance can be achieved when all the mobiles with same Angle-of-Arrival (AOA) and different distance from base station are formed in one beam

Doctor of Philosophy

dissertationWireless communications pervade all avenues of modern life. The rapid expansion of wireless services has increased the need for transmission schemes that are more spectrally efficient. Dynamic spectrum access (DSA) systems attempt to address this need by building a network where the spectrum is used opportunistically by all users based on local and regional measurements of its availability. One of the principal requirements in DSA systems is to initialize and maintain a control channel to link the nodes together. This should be done even before a complete spectral usage map is available. Additionally, with more users accessing the spectrum, it is important to maintain a stable link in the presence of significant interference in emergency first-responders, rescue, and defense applications. In this thesis, a new multicarrier spread spectrum (MC-SS) technique based on filter banks is presented. The new technique is called filter bank multicarrier spread spectrum (FB-MC-SS). A detailed theory of the underlying properties of this signal are given, with emphasis on the properties that lend themselves to synchronization at the receiver. Proposed algorithms for synchronization, channel estimation, and detection are implemented on a software-defined radio platform to complete an FB-MC-SS transceiver and to prove the practicality of the technique. FB-MC-SS is shown through physical experimentation to be significantly more robust to partial band interference compared to direct sequence spread spectrum. With a higher power interfering signal occupying 90% of its band, FB-MC-SS maintains a low bit error rate. Under the same interference conditions, DS-SS fails completely. This experimentation leads to a theoretical analysis that shows in a frequency selective channel with additive white noise, the FB-MC-SS system has performance that equals that obtained by a DS-SS system employing an optimal rake receiver. This thesis contains a detailed chapter on implementation and design, including lessons learned while prototyping the system. This is to assist future system designers to quickly gain proficiency in further development of this technology

Advanced receivers for high data rate mobile communications

Improving the spectral efficiency is a key issue in the future wireless communication systems since the spectrum is a scarce resource. Both the number of users as well the demanded data rates are increasing all the time. Furthermore, in mobile communications the wireless link is required to be reliable even when the mobile is in a fast moving vehicle. Using Multiple-Input Multiple-Output (MIMO) antennas is a well known technique to provide higher spectral efficiency as well as better link reliability. Additionally, higher order modulation methods can be used to provide higher data rates. In order to benefit from these enhancements in practise, sophisticated signal processing methods as well as accurate estimates of time-varying wireless channel parameters are needed. This thesis addresses the problem of designing multi-antenna receivers in high data rate systems. The case of multiple transmit antennas is also considered. System specific features of High Speed Downlink Packet Access (HSDPA) which is part of 3rd generation (3G) Wideband Code Division Multiple Access (WCDMA) evolution are exploited in channel estimation methods and in MIMO receiver design. Additionally, complexity reduction methods for Minimum Mean Square Error (MMSE) equalization are addressed. Blind channel estimation methods are spectrally efficient, since no extra resources are needed for pilot signals. However, in mobile communications accurate estimates are needed also in fast fading channels. Consequently, semi-blind channel estimation methods where the receiver combines blind and pilot based channel estimation are an appealing alternative. In this thesis blind and semi-blind channel estimation methods based on knowledge of multiple spreading codes are derived. A novel semi-blind combining scheme for code multiplexed pilot signal and blind estimation is proposed. Another important factor in receiver design criteria is the structure of interference in the received signals. Interference mitigation techniques in MIMO systems have been shown to be potential methods for providing improved performance. A chip level inter-antenna interference cancellation method has been developed in this thesis for HSDPA. Furthermore, this multi-stage ordered interference canceler is combined with the semi-blind channel estimation scheme to enhance the system performance further.Langattomassa tiedonsiirrossa radiospektrin tehokas käyttö on tulevaisuuden suuria haasteita. Taajuuksia on käytössä vain rajoitetusti, kun taas käyttäjien määrä sekä vaaditut siirtonopeudet kasvavat jatkuvasti. Lisäksi langattomien yhteyksien on toimittava luotettavasti myös nopeasti liikkuvissa kulkuneuvoissa. Moniantennijärjestelmät, joissa on useita antenneita sekä tukiasemissa että päätelaitteissa mahdollistavat radiospektrin tehokkaamman käytön sekä parantavat yhteyksien laatua. Tiedonsiirtonopeutta voidaan myös kasvattaa erilaisilla modulaatiotekniikoilla. Hyötyjen saavutamiseksi käytännössä tarvitaan sekä kehittyneitä vastaanotinrakenteita että tarkkoja estimaatteja aikamuuttuvasta radiokanavasta. Tässä työssä on kehitetty vastaanotinrakenteita ja kanavan estimointimenetelmiä kolmannen sukupolven (3G) nopeiden datayhteyksien (HSPA) järjestelmissä. Työssä on johdettu menetelmiä, jotka hyödyntävät HSPA järjestelmien erikoispiirteitä tehokkaasti. Lisäksi on kehitetty laskennallisesti tehokkaita menetelmiä vastaanottimien signaalinkäsittelyyn. Ns. sokeat menetelmät mahdollistavat taajuuskaistan tehokkaan käytön, koska ne eivät vaadi tunnettuja harjoitussignaaleja. Mobiileissa tietolikennejärjestelmissä radiokanava saattaa kuitenkin muuttua hyvin nopeasti, jonka vuoksi kanavan estimoinnissa on tyypillisesti hyödynnetty tunnettua pilottisignaalia. Yhdistämällä pilottipohjainen ja sokea kanavaestimointimenetelmä, voidaan saavuttaa molempien menetelmien edut. Tässä työssä kehitettiin sokeita kanavaestimointimenetelmiä, jotka hyödyntävät useita tunnettuja hajoituskoodeja. Sokean ja koodijakoiseen pilottisignaaliin pohjautuvien kanavan estimaattien yhdistämiseksi kehitettiin uusi menetelmä. Signaalin laatua ja siten vastaanottimen suorituskykyä voidaan langattomissa järjestelmissä parantaa vaimentamalla interferenssiä eli häiriöitä. Vastaanottimen toimintaa voidaan tehostaa oleellisesti, jos häiriösignaalin rakenne tunnetaan. Käytettäessä useampaa lähetysantennia HSPA järjestelmissä vastaanotetussa signaalissa olevia häiriötä voidaan kumota usealla eri tasolla. Tässä työssä on kehitetty chippitasolla häiriöitä kumoava vastaanotinrakenne, joka hyödyntää HSPA järjestelmän ominaisuuksia. Vastaanottimen suorituskykyä on edelleen parannettu yhdistämällä se aiemmin esitettyyn puolisokeaan kanavan estimointimenetelmään.reviewe