Techniques for Ocular Biometric Recognition Under Non-ideal Conditions

The use of the ocular region as a biometric cue has gained considerable traction due to recent advances in automated iris recognition. However, a multitude of factors can negatively impact ocular recognition performance under unconstrained conditions (e.g., non-uniform illumination, occlusions, motion blur, image resolution, etc.). This dissertation develops techniques to perform iris and ocular recognition under challenging conditions. The first contribution is an image-level fusion scheme to improve iris recognition performance in low-resolution videos. Information fusion is facilitated by the use of Principal Components Transform (PCT), thereby requiring modest computational efforts. The proposed approach provides improved recognition accuracy when low-resolution iris images are compared against high-resolution iris images. The second contribution is a study demonstrating the effectiveness of the ocular region in improving face recognition under plastic surgery. A score-level fusion approach that combines information from the face and ocular regions is proposed. The proposed approach, unlike other previous methods in this application, is not learning-based, and has modest computational requirements while resulting in better recognition performance. The third contribution is a study on matching ocular regions extracted from RGB face images against that of near-infrared iris images. Face and iris images are typically acquired using sensors operating in visible and near-infrared wavelengths of light, respectively. To this end, a sparse representation approach which generates a joint dictionary from corresponding pairs of face and iris images is designed. The proposed joint dictionary approach is observed to outperform classical ocular recognition techniques. In summary, the techniques presented in this dissertation can be used to improve iris and ocular recognition in practical, unconstrained environments

Color space analysis for iris recognition

This thesis investigates issues related to the processing of multispectral and color infrared images of the iris. When utilizing the color bands of the electromagnetic spectrum, the eye color and the components of texture (luminosity and chromaticity) must be considered. This work examines the effect of eye color on texture-based iris recognition in both the near-IR and visible bands. A novel score level fusion algorithm for multispectral iris recognition is presented in this regard. The fusion algorithm - based on evidence that matching performance of a texture-based encoding scheme is impacted by the quality of texture within the original image - ranks the spectral bands of the image based on texture quality and designs a fusion rule based on these rankings. Color space analysis, to determine an optimal representation scheme, is also examined in this thesis. Color images are transformed from the sRGB color space to the CIE Lab, YCbCr, CMYK and HSV color spaces prior to encoding and matching. Also, enhancement methods to increase the contrast of the texture within the iris, without altering the chromaticity of the image, are discussed. Finally, cross-band matching is performed to illustrate the correlation between eye color and specific bands of the color image