Field Measurements in Determining Incumbent Spectrum Utilization and Protection Criteria in Wireless Co-existence Studies

Studies of spectrum sharing and co-existence between different wireless communication systems are important, as the current aim is to optimize their spectrum utilization and shift from static exclusive spectrum allocation to more dynamic co-existence of different systems within same frequency bands. The main goal of this thesis is to provide measurement methodologies for obtaining realistic results in modeling incumbent spectrum utilization and in determining incumbent protection criteria. The following research questions are considered in this thesis: Q1) How should field measurements be conducted and used to model incumbent spectrum utilization? Q2) How should field measurements be conducted and used to determine protection criteria for incumbents in a co-existence scenario with mobile broadband? and Q3) Which licensing methods and technological solutions are feasible to enable spectrum sharing in frequency bands with incumbents? To answer to Q1, this thesis describes the development of a spectrum observatory network concept created through international collaboration and presents measurement methodologies, which allow to obtain realistic spectrum occupancy data over geographical areas using interference map concept. A cautious approach should be taken in making strong conclusions from previous single fixed location spectrum occupancy studies, and measurements covering larger geographical areas might be needed if the measurement results are to be used in making spectrum management decisions. The field interference measurements considered in Q2 are not covered well in the current research literature. The measurements are expensive to conduct as they require substantial human resources, test network infrastructure, professional level measurement devices and radio licenses. However, field measurements are needed to study and verify hypotheses from computer simulations or theoretical analyses in realistic operating conditions, as field measurement conditions can not or are not practical to be adequately modeled in simulations. This thesis proposes measurement methodologies to obtain realistic results from field interference measurements, taking into account the propagation environments and external sources of interference. Less expensive simulations and laboratory measurements should be used both to aid in the planning of field measurements and to complement the results obtained from field measurements. Q3 is investigated through several field interference measurement campaigns to determine incumbent protection criteria and by analyzing the spectrum observatory data to determine the occupancy and trends in incumbent spectrum utilization. The field interference measurement campaigns have been conducted in real TV White Space, LTE Supplemental Downlink and Licensed Shared Access test network environments, and the obtained measurement results have been contributed to the development of the European spectrum regulation. In addition, field measurements have been conducted to contribute to the development and technical validation of the spectrum sharing frameworks. This thesis also presents an overview of the current status and possible directions in spectrum sharing. In conclusion, no single spectrum sharing method can provide universally optimal efficiency in spectrum utilization. Thus, an appropriate spectrum sharing framework should be chosen taking into account both the spectrum utilization of the current incumbents and the future needs in wireless communications.Siirretty Doriast

Survey of Inter-satellite Communication for Small Satellite Systems: Physical Layer to Network Layer View

Small satellite systems enable whole new class of missions for navigation, communications, remote sensing and scientific research for both civilian and military purposes. As individual spacecraft are limited by the size, mass and power constraints, mass-produced small satellites in large constellations or clusters could be useful in many science missions such as gravity mapping, tracking of forest fires, finding water resources, etc. Constellation of satellites provide improved spatial and temporal resolution of the target. Small satellite constellations contribute innovative applications by replacing a single asset with several very capable spacecraft which opens the door to new applications. With increasing levels of autonomy, there will be a need for remote communication networks to enable communication between spacecraft. These space based networks will need to configure and maintain dynamic routes, manage intermediate nodes, and reconfigure themselves to achieve mission objectives. Hence, inter-satellite communication is a key aspect when satellites fly in formation. In this paper, we present the various researches being conducted in the small satellite community for implementing inter-satellite communications based on the Open System Interconnection (OSI) model. This paper also reviews the various design parameters applicable to the first three layers of the OSI model, i.e., physical, data link and network layer. Based on the survey, we also present a comprehensive list of design parameters useful for achieving inter-satellite communications for multiple small satellite missions. Specific topics include proposed solutions for some of the challenges faced by small satellite systems, enabling operations using a network of small satellites, and some examples of small satellite missions involving formation flying aspects.Comment: 51 pages, 21 Figures, 11 Tables, accepted in IEEE Communications Surveys and Tutorial

実観測に基づく電波環境データベースを用いた空間的周波数共用に関する研究

The growth in demand for mobile communication systems has exponentially increased data traffic during the last decade. Because this exponential growth consumes finite spectrum resources, traditional spectrum utilization policies with exclusive resource allocation faces a limit. In order to develop novel spectrum resources, many researchers have shown an interest in spectrum sharing with cognitive radio (CR). This method allows secondary users (SUs) to share spectrum bands with primary users (PUs) under interference constraints for PUs. SUs are required to take into consideration the interference margin to the estimated interference temperature at PUs in order to protect communication quality of PUs. On the other hand, an excess interference margin decreases the spectrum sharing opportunity; therefore, it is important to manage the interference power properly. Spectrum estimation techniques in spectrum sharing can be categorized into two methods: spectrum sensing and spectrum database. Spectrum sensing uses the detection of PU signals to characterize radio environments. To provide good protection, signal detection must be performed under the (strict) condition that the PU signal strength be below the noise floor, even under low signal-to-noise ratios (SNRs) and fading conditions. These fluctuations make it difficult for the SUs to achieve stable detection; thus, it is very challenging to accurately estimate the actual activity of the PU. The second method is based on storing information about spectrum availabilities of each location in spectrum databases. In this method, afterSUs query the database before they utilize the spectrum, the database provides spectrum information to the SUs. Current databases usually evaluate white space (WS) based on empirical propagation models. However, it is well known that empirical propagation models cannot take into account all of the indeterminacies of radio environments, such as shadowing effects. Because SUs must not interfere toward PUs, the conventional database requires the SUs to set large margins to ensure no interference with PUs.In this dissertation, we propose and comprehensively study a measurement-based spectrum database for highly efficient spectrum management. The proposed database is a hybrid system, combining spectrum sensing and a spectrum database. The spectrum database consists of radio environment information measured by mobile terminals. After enough data are gathered, the database estimates the radio environment characteristics by statistical processing with the large datasets. Using the accurate knowledge of the received PU signal power, spectrum sharing based on PU signal quality metrics such as the signal-to-interference power ratio (SIR) can be implemented.We first introduce the proposed database architecture. After we briefly discuss a theoretical performance of the proposed database, we present experimental results for the database construction using actual TV broadcast signals. The experimental results show that the proposed database reduces the estimation error of the radio environment. Next, we propose a transmission power control method with a radio environment map (REM) for secondary networks. The REM stores the spatial distribution of the average received signal power. We can optimize the accuracy of the measurement-based REM using the Kriging interpolation. Although several researchers have maintained a continuous interest in improving the accuracy of the REM, sufficient study has not been done to actually explore the interference constraint considering the estimation error. The proposed method uses ordinary Kriging for the spectrum cartography. According to the predicted distribution of the estimation error, the allowable interference power to the PU is approximately formulated. Numerical results show that the proposed method can achieve the probabilistic interference constraint asymptotically, and an increase in the number of measurement datasets improves the spectrum sharing capability. After that, we extend the proposed database to the radio propagation estimation in distributed wireless links in order to accurately estimate interference characteristics from SUs to PUs. Although current wireless distributed networks have to rely on an empirical model to estimate the radio environment, in the spectrum sharing networks, such a path loss-based interference prediction decreases the spectrum sharing opportunity because of the requirement for the interference margin. The proposed method focuses on the spatial-correlation of radio propagation characteristics between different wireless links. Using Kriging-based shadowing estimation, the radio propagation of the wireless link that has arbitrary location relationship can be predicted. Numerical results show that the proposed method achieves higher estimation accuracy than path loss-based estimation methods. The methods discussed in this thesis can develop more spatial WSs in existing allocated bandwidth such as TVWS, and can provide these WSs to new wireless systems expected to appear in the future. Additionally, these results will contribute not only to such spectrum sharing but also to improvement of the spectrum management in existing systems. For example, in heterogeneous networks (HetNets), a suitable inter-cell interference management enables transmitters to reuse the frequency efficiently and the user equipment can select the optimum base station. We anticipate that this dissertation strongly contributes to improvingthe spectrum utilization efficiency of the whole wireless systems.電気通信大学201

Spectrum measurement, sensing, analysis and simulation in the context of cognitive radio

The radio frequency (RF) spectrum is a scarce natural resource, currently regulated locally by national agencies. Spectrum has been assigned to different services and it is very difficult for emerging wireless technologies to gain access due to rigid spectmm policy and heavy opportunity cost. Current spectrum management by licensing causes artificial spectrum scarcity. Spectrum monitoring shows that many frequencies and times are unused. Dynamic spectrum access (DSA) is a potential solution to low spectrum efficiency. In DSA, an unlicensed user opportunistically uses vacant licensed spectrum with the help of cognitive radio. Cognitive radio is a key enabling technology for DSA. In a cognitive radio system, an unlicensed Secondary User (SU) identifies vacant licensed spectrum allocated to a Primary User (PU) and uses it without harmful interference to the PU. Cognitive radio increases spectrum usage efficiency while protecting legacy-licensed systems. The purpose of this thesis is to bring together a group of CR concepts and explore how we can make the transition from conventional radio to cognitive radio. Specific goals of the thesis are firstly the measurement of the radio spectrum to understand the current spectrum usage in the Humber region, UK in the context of cognitive radio. Secondly, to characterise the performance of cyclostationary feature detectors through theoretical analysis, hardware implementation, and real-time performance measurements. Thirdly, to mitigate the effect of degradation due to multipath fading and shadowing, the use of -wideband cooperative sensing techniques using adaptive sensing technique and multi-bit soft decision is proposed, which it is believed will introduce more spectral opportunities over wider frequency ranges and achieve higher opportunistic aggregate throughput.Understanding spectrum usage is the first step toward the future deployment of cognitive radio systems. Several spectrum usage measurement campaigns have been performed, mainly in the USA and Europe. These studies show locality and time dependence. In the first part of this thesis a spectrum usage measurement campaign in the Humber region, is reported. Spectrum usage patterns are identified and noise is characterised. A significant amount of spectrum was shown to be underutilized and available for the secondary use. The second part addresses the question: how can you tell if a spectrum channel is being used? Two spectrum sensing techniques are evaluated: Energy Detection and Cyclostationary Feature Detection. The performance of these techniques is compared using the measurements performed in the second part of the thesis. Cyclostationary feature detection is shown to be more robust to noise. The final part of the thesis considers the identification of vacant channels by combining spectrum measurements from multiple locations, known as cooperative sensing. Wideband cooperative sensing is proposed using multi resolution spectrum sensing (MRSS) with a multi-bit decision technique. Next, a two-stage adaptive system with cooperative wideband sensing is proposed based on the combination of energy detection and cyclostationary feature detection. Simulations using the system above indicate that the two-stage adaptive sensing cooperative wideband outperforms single site detection in terms of detection success and mean detection time in the context of wideband cooperative sensing

Enhanced Spectrum Sensing Techniques for Cognitive Radio Systems

Due to the rapid growth of new wireless communication services and applications, much attention has been directed to frequency spectrum resources. Considering the limited radio spectrum, supporting the demand for higher capacity and higher data rates is a challenging task that requires innovative technologies capable of providing new ways of exploiting the available radio spectrum. Cognitive radio (CR), which is among the core prominent technologies for the next generation of wireless communication systems, has received increasing attention and is considered a promising solution to the spectral crowding problem by introducing the notion of opportunistic spectrum usage. Spectrum sensing, which enables CRs to identify spectral holes, is a critical component in CR technology. Furthermore, improving the efficiency of the radio spectrum use through spectrum sensing and dynamic spectrum access (DSA) is one of the emerging trends. In this thesis, we focus on enhanced spectrum sensing techniques that provide performance gains with reduced computational complexity for realistic waveforms considering radio frequency (RF) impairments, such as noise uncertainty and power amplifier (PA) non-linearities. The first area of study is efficient energy detection (ED) methods for spectrum sensing under non-flat spectral characteristics, which deals with relatively simple methods for improving the detection performance. In realistic communication scenarios, the spectrum of the primary user (PU) is non-flat due to non-ideal frequency responses of the devices and frequency selective channel conditions. Weighting process with fast Fourier transform (FFT) and analysis filter bank (AFB) based multi-band sensing techniques are proposed for overcoming the challenge of non-flat characteristics. Furthermore, a sliding window based spectrum sensing approach is addressed to detect a re-appearing PU that is absent in one time and present in other time. Finally, the area under the receiver operating characteristics curve (AUC) is considered as a single-parameter performance metric and is derived for all the considered scenarios. The second area of study is reduced complexity energy and eigenvalue based spectrum sensing techniques utilizing frequency selectivity. More specifically, novel spectrum sensing techniques, which have relatively low computational complexity and are capable of providing accurate and robust performance in low signal-to-noise ratio (SNR) with noise uncertainty, as well as in the presence of frequency selectivity, are proposed. Closed-form expressions are derived for the corresponding probability of false alarm and probability of detection under frequency selectivity due the primary signal spectrum and/or the transmission channel. The offered results indicate that the proposed methods provide quite significant saving in complexity, e.g., 78% reduction in the studied example case, whereas their detection performance is improved both in the low SNR and under noise uncertainty. Finally, a new combined spectrum sensing and resource allocation approach for multicarrier radio systems is proposed. The main contribution of this study is the evaluation of the CR performance when using wideband spectrum sensing methods in combination with water-filling and power interference (PI) based resource allocation algorithms in realistic CR scenarios. Different waveforms, such as cyclic prefix based orthogonal frequency division multiplexing (CP-OFDM), enhanced orthogonal frequency division multiplexing (E-OFDM) and filter bank based multicarrier (FBMC), are considered with PA nonlinearity type RF impairments to see the effects of spectral leakage on the spectrum sensing and resource allocation performance. It is shown that AFB based spectrum sensing techniques and FBMC waveforms with excellent spectral containment properties have clearly better performance compared to the traditional FFT based spectrum sensing techniques with the CP-OFDM. Overall, the investigations in this thesis provide novel spectrum sensing techniques for overcoming the challenge of noise uncertainty with reduced computational complexity. The proposed methods are evaluated under realistic signal models

Cognitive management frameworks and spectrum management strategies exploiting cognitive radio paradigm

Cognitive Radio (CR) paradigm represents an innovative solution to mitigate the spectrum scarcity problem by enabling Dynamic Spectrum Access (DSA), defined in order to conciliate the existing conflicts between the ever-increasing spectrum demand growth and the currently inefficient spectrum utilization. The basic idea of DSA is to provide proper solutions that allow sharing radio spectrum among several radio communication systems with sake of optimizing the overall spectrum utilization. This dissertation addressed the problem of modelling cognitive management frameworks that provide innovative strategies for spectrum management suitable to different scenarios and use cases in the context of DSA/CR Networks (CRNs). The first solution presented in this dissertation initially addressed the development of a framework that provides spectrum management strategies for Opportunistic Networks (ONs) defined as extended infrastructures created temporarily to serve specific regions following the policies dictated by the operator. The development of systems based on the CR paradigm to support the ONs is considered a key aspect to allow autonomous decisions and reconfiguration ability mechanisms because of the temporarily nature of these networks and the highly dynamic nature of the radio environment. Then, in order to expand the design of cognitive management frameworks providing spectrum management solutions that have applicability in a number of different scenarios and use cases, a cognitive management framework that exploits the Partially Observable Markov Decision Process (POMDP) concept has been proposed to combine the CR capabilities of radio environment awareness with a statistical characterization of the system dynamic. Finally, the framework based on POMDPs has been further extended with new functionalities able to characterize the environment dynamic through long-term predictions carried out exploiting the so-called belief vector. These frameworks as a whole aimed at demonstrating that a reliable characterization of the radio environment that combines awareness of its surrounding with a statistical evaluation of the system dynamics is able to guarantee an effcient utilization of the available spectrum resources. From a methodological point of view, the development and assessment of the proposed cognitive management frameworks and the corresponding spectrum management solutions involved analytical studies, system-level simulations and a real-time platform implementation. Overall, the research conducted in the context of this dissertation has revealed that proper cognitive management functionalities can be extremely beneficial to support spectrum management in a wide variety of scenarios and use cases.El paradigma de radio cognitiva (CR) representa una solución innovadora para mitigar el problema de escasez de los recursos radio, permitiendo el acceso dinámico al espectro (DSA), definido con el fin de conciliar los conflictos existentes entre el crecimiento de la demanda de espectro, cada vez mayor, y la utilización de los recursos radio actualmente ineficiente. La idea básica del DSA es proporcionar soluciones adecuadas que permitan compartir el espectro radioeléctrico entre varios sistemas de comunicaciones radio con el objetivo de optimizar la utilización general del espectro. Esta tesis doctoral aborda el problema de la modelización de marcos de gestión cognitiva que proporcionan estrategias innovadoras y adecuadas para la gestión del espectro en diferentes escenarios y casos de uso en el contexto de las redes de radio cognitiva (CRN). La primera solución que se presenta en esta tesis aborda inicialmente el desarrollo de un marco que ofrece estrategias de gestión del espectro para redes oportunistas (ONs) definidas como infraestructuras extendidas, creadas temporalmente para servir a regiones específicas siguiendo las políticas dictadas por el operador. Debido a la naturaleza temporal de estas redes y a la naturaleza altamente dinámica del entorno radio, el desarrollo de sistemas basados en el paradigma de CR para apoyar las ONs se considera un aspecto clave que permite decisiones autónomas y mecanismos de reconfiguración. Luego, con el fin de ampliar el diseño de los marcos de gestión cognitiva para proporcionar soluciones de gestión del espectro con aplicabilidad en una serie de diferentes escenarios y casos de uso, se ha propuesto un marco de gestión cognitiva que explota el concepto de Partially Observable Markov Decision Process (POMDP) para combinar las capacidades de conocimiento del entorno radio del CR, con una caracterización estadística de la dinámica del sistema. Finalmente, el marco basado en el POMDP se ha ampliado con nuevas funcionalidades capaces de caracterizar el entorno dinámico a través de predicciones a largo plazo llevadas a cabo explotando el concepto de belief vector. Estos marcos en su conjunto tienen el objetivo de demostrar que una caracterización fiable del entorno radio que combina el conocimiento de su entorno con una evaluación estadística de la dinámica del sistema, es capaz de garantizar una utilización eficiente de los recursos disponibles del espectro. Desde un punto de vista de la metodología, el desarrollo y la evaluación de los marcos de gestión cognitiva propuestos y las correspondientes soluciones de gestión del espectro han involucrado estudios analíticos, simulaciones y la implementación de una plataforma que permite evaluaciones en tiempo real. En general, la investigación llevada a cabo en el contexto de esta tesis doctoral ha revelado que funcionalidades adecuadas de gestión cognitiva pueden ser extremadamente eficientes para apoyar la gestión del espectro en una amplia variedad de escenarios y casos de estudio