Object Detection and Classification in the Visible and Infrared Spectrums

The over-arching theme of this dissertation is the development of automated detection and/or classification systems for challenging infrared scenarios. The six works presented herein can be categorized into four problem scenarios. In the first scenario, long-distance detection and classification of vehicles in thermal imagery, a custom convolutional network architecture is proposed for small thermal target detection. For the second scenario, thermal face landmark detection and thermal cross-spectral face verification, a publicly-available visible and thermal face dataset is introduced, along with benchmark results for several landmark detection and face verification algorithms. Furthermore, a novel visible-to-thermal transfer learning algorithm for face landmark detection is presented. The third scenario addresses near-infrared cross-spectral periocular recognition with a coupled conditional generative adversarial network guided by auxiliary synthetic loss functions. Finally, a deep sparse feature selection and fusion is proposed to detect the presence of textured contact lenses prior to near-infrared iris recognition

A novel pore extraction method for heterogeneous fingerprint images using Convolutional Neural Networks

Most fingerprint recognition systems use Level 1 characteristics (ridge flow, orientation, and frequency) and Level 2 features (minutiae points) to recognize individuals. Level 3 features (sweat pores, incipient ridges and ultra-thin characteristics of the ridges) are less frequently adopted because they can be extracted only from high resolution images, but they have the potential of improving all the steps of the biometric recognition process. In particular, sweat pores can be used for quality assessment, liveness detection, biometric matching in live applications, and matching of partial latent fingerprints in forensic applications. Currently, each type of fingerprint acquisition technique (touch-based, touchless, or latent) requires a different algorithm for pore extraction. In this paper, we propose the first method in the literature able to extract the coordinates of the pores from touch-based, touchless, and latent fingerprint images. Our method uses specifically designed and trained Convolutional Neural Networks (CNN) to estimate and refine the centroid of each pore. Results show that our method is feasible and achieved satisfactory accuracy for all the types of evaluated images, with a better performance with respect to the compared state-of-the-art methods

Learning Domain Invariant Information to Enhance Presentation Attack Detection in Visible Face Recognition Systems

Face signatures, including size, shape, texture, skin tone, eye color, appearance, and scars/marks, are widely used as discriminative, biometric information for access control. Despite recent advancements in facial recognition systems, presentation attacks on facial recognition systems have become increasingly sophisticated. The ability to detect presentation attacks or spoofing attempts is a pressing concern for the integrity, security, and trust of facial recognition systems. Multi-spectral imaging has been previously introduced as a way to improve presentation attack detection by utilizing sensors that are sensitive to different regions of the electromagnetic spectrum (e.g., visible, near infrared, long-wave infrared). Although multi-spectral presentation attack detection systems may be discriminative, the need for additional sensors and computational resources substantially increases complexity and costs. Instead, we propose a method that exploits information from infrared imagery during training to increase the discriminability of visible-based presentation attack detection systems. We introduce (1) a new cross-domain presentation attack detection framework that increases the separability of bonafide and presentation attacks using only visible spectrum imagery, (2) an inverse domain regularization technique for added training stability when optimizing our cross-domain presentation attack detection framework, and (3) a dense domain adaptation subnetwork to transform representations between visible and non-visible domains. Adviser: Benjamin Rigga

FedBiometric: Image Features Based Biometric Presentation Attack Detection Using Hybrid CNNs-SVM in Federated Learning

In the past few years, biometric identification systems have become popular for personal, national, and global security. In addition to other biometric modalities, facial and fingerprint recognition have gained popularity due to their uniqueness, stability, convenience, and cost-effectiveness compared to other biometric modalities. However, the evolution of fake biometrics, such as printed materials, 2D or 3D faces, makeup, and cosmetics, has brought new challenges. As a result of these modifications, several facial and fingerprint Presentation Attack Detection methods have been proposed to distinguish between live and spoof faces or fingerprints. Federated learning can play a significant role in this problem due to its distributed learning setting and privacy-preserving advantages. This work proposes a hybrid ResNet50-SVM based federated learning model for facial Presentation Attack Detection utilizing Local Binary Pattern (LBP), or Gabor filter-based extracted image features. For fingerprint Presentation Attack Detection (PAD), this work proposes a hybrid CNN-SVM based federated learning model utilizing Local Binary Pattern (LBP), or Histograms of Oriented Gradient (HOG)-based extracted image features

Análise de propriedades intrínsecas e extrínsecas de amostras biométricas para detecção de ataques de apresentação

Orientadores: Anderson de Rezende Rocha, Hélio PedriniTese (doutorado) - Universidade Estadual de Campinas, Instituto de ComputaçãoResumo: Os recentes avanços nas áreas de pesquisa em biometria, forense e segurança da informação trouxeram importantes melhorias na eficácia dos sistemas de reconhecimento biométricos. No entanto, um desafio ainda em aberto é a vulnerabilidade de tais sistemas contra ataques de apresentação, nos quais os usuários impostores criam amostras sintéticas, a partir das informações biométricas originais de um usuário legítimo, e as apresentam ao sensor de aquisição procurando se autenticar como um usuário válido. Dependendo da modalidade biométrica, os tipos de ataque variam de acordo com o tipo de material usado para construir as amostras sintéticas. Por exemplo, em biometria facial, uma tentativa de ataque é caracterizada quando um usuário impostor apresenta ao sensor de aquisição uma fotografia, um vídeo digital ou uma máscara 3D com as informações faciais de um usuário-alvo. Em sistemas de biometria baseados em íris, os ataques de apresentação podem ser realizados com fotografias impressas ou com lentes de contato contendo os padrões de íris de um usuário-alvo ou mesmo padrões de textura sintéticas. Nos sistemas biométricos de impressão digital, os usuários impostores podem enganar o sensor biométrico usando réplicas dos padrões de impressão digital construídas com materiais sintéticos, como látex, massa de modelar, silicone, entre outros. Esta pesquisa teve como objetivo o desenvolvimento de soluções para detecção de ataques de apresentação considerando os sistemas biométricos faciais, de íris e de impressão digital. As linhas de investigação apresentadas nesta tese incluem o desenvolvimento de representações baseadas nas informações espaciais, temporais e espectrais da assinatura de ruído; em propriedades intrínsecas das amostras biométricas (e.g., mapas de albedo, de reflectância e de profundidade) e em técnicas de aprendizagem supervisionada de características. Os principais resultados e contribuições apresentadas nesta tese incluem: a criação de um grande conjunto de dados publicamente disponível contendo aproximadamente 17K videos de simulações de ataques de apresentações e de acessos genuínos em um sistema biométrico facial, os quais foram coletados com a autorização do Comitê de Ética em Pesquisa da Unicamp; o desenvolvimento de novas abordagens para modelagem e análise de propriedades extrínsecas das amostras biométricas relacionadas aos artefatos que são adicionados durante a fabricação das amostras sintéticas e sua captura pelo sensor de aquisição, cujos resultados de desempenho foram superiores a diversos métodos propostos na literature que se utilizam de métodos tradicionais de análise de images (e.g., análise de textura); a investigação de uma abordagem baseada na análise de propriedades intrínsecas das faces, estimadas a partir da informação de sombras presentes em sua superfície; e, por fim, a investigação de diferentes abordagens baseadas em redes neurais convolucionais para o aprendizado automático de características relacionadas ao nosso problema, cujos resultados foram superiores ou competitivos aos métodos considerados estado da arte para as diferentes modalidades biométricas consideradas nesta tese. A pesquisa também considerou o projeto de eficientes redes neurais com arquiteturas rasas capazes de aprender características relacionadas ao nosso problema a partir de pequenos conjuntos de dados disponíveis para o desenvolvimento e a avaliação de soluções para a detecção de ataques de apresentaçãoAbstract: Recent advances in biometrics, information forensics, and security have improved the recognition effectiveness of biometric systems. However, an ever-growing challenge is the vulnerability of such systems against presentation attacks, in which impostor users create synthetic samples from the original biometric information of a legitimate user and show them to the acquisition sensor seeking to authenticate themselves as legitimate users. Depending on the trait used by the biometric authentication, the attack types vary with the type of material used to build the synthetic samples. For instance, in facial biometric systems, an attempted attack is characterized by the type of material the impostor uses such as a photograph, a digital video, or a 3D mask with the facial information of a target user. In iris-based biometrics, presentation attacks can be accomplished with printout photographs or with contact lenses containing the iris patterns of a target user or even synthetic texture patterns. In fingerprint biometric systems, impostor users can deceive the authentication process using replicas of the fingerprint patterns built with synthetic materials such as latex, play-doh, silicone, among others. This research aimed at developing presentation attack detection (PAD) solutions whose objective is to detect attempted attacks considering different attack types, in each modality. The lines of investigation presented in this thesis aimed at devising and developing representations based on spatial, temporal and spectral information from noise signature, intrinsic properties of the biometric data (e.g., albedo, reflectance, and depth maps), and supervised feature learning techniques, taking into account different testing scenarios including cross-sensor, intra-, and inter-dataset scenarios. The main findings and contributions presented in this thesis include: the creation of a large and publicly available benchmark containing 17K videos of presentation attacks and bona-fide presentations simulations in a facial biometric system, whose collect were formally authorized by the Research Ethics Committee at Unicamp; the development of novel approaches to modeling and analysis of extrinsic properties of biometric samples related to artifacts added during the manufacturing of the synthetic samples and their capture by the acquisition sensor, whose results were superior to several approaches published in the literature that use traditional methods for image analysis (e.g., texture-based analysis); the investigation of an approach based on the analysis of intrinsic properties of faces, estimated from the information of shadows present on their surface; and the investigation of different approaches to automatically learning representations related to our problem, whose results were superior or competitive to state-of-the-art methods for the biometric modalities considered in this thesis. We also considered in this research the design of efficient neural networks with shallow architectures capable of learning characteristics related to our problem from small sets of data available to develop and evaluate PAD solutionsDoutoradoCiência da ComputaçãoDoutor em Ciência da Computação140069/2016-0 CNPq, 142110/2017-5CAPESCNP