Unsupervised Adaptation for Synthetic-to-Real Handwritten Word Recognition

Handwritten Text Recognition (HTR) is still a challenging problem because it must deal with two important difficulties: the variability among writing styles, and the scarcity of labelled data. To alleviate such problems, synthetic data generation and data augmentation are typically used to train HTR systems. However, training with such data produces encouraging but still inaccurate transcriptions in real words. In this paper, we propose an unsupervised writer adaptation approach that is able to automatically adjust a generic handwritten word recognizer, fully trained with synthetic fonts, towards a new incoming writer. We have experimentally validated our proposal using five different datasets, covering several challenges (i) the document source: modern and historic samples, which may involve paper degradation problems; (ii) different handwriting styles: single and multiple writer collections; and (iii) language, which involves different character combinations. Across these challenging collections, we show that our system is able to maintain its performance, thus, it provides a practical and generic approach to deal with new document collections without requiring any expensive and tedious manual annotation step.Comment: Accepted to WACV 202

A Unified Multilingual Handwriting Recognition System using multigrams sub-lexical units

We address the design of a unified multilingual system for handwriting recognition. Most of multi- lingual systems rests on specialized models that are trained on a single language and one of them is selected at test time. While some recognition systems are based on a unified optical model, dealing with a unified language model remains a major issue, as traditional language models are generally trained on corpora composed of large word lexicons per language. Here, we bring a solution by con- sidering language models based on sub-lexical units, called multigrams. Dealing with multigrams strongly reduces the lexicon size and thus decreases the language model complexity. This makes pos- sible the design of an end-to-end unified multilingual recognition system where both a single optical model and a single language model are trained on all the languages. We discuss the impact of the language unification on each model and show that our system reaches state-of-the-art methods perfor- mance with a strong reduction of the complexity.Comment: preprin

A limited-size ensemble of homogeneous CNN/LSTMs for high-performance word classification

The strength of long short-term memory neural networks (LSTMs) that have been applied is more located in handling sequences of variable length than in handling geometric variability of the image patterns. In this paper, an end-to-end convolutional LSTM neural network is used to handle both geometric variation and sequence variability. The best results for LSTMs are often based on large-scale training of an ensemble of network instances. We show that high performances can be reached on a common benchmark set by using proper data augmentation for just five such networks using a proper coding scheme and a proper voting scheme. The networks have similar architectures (convolutional neural network (CNN): five layers, bidirectional LSTM (BiLSTM): three layers followed by a connectionist temporal classification (CTC) processing step). The approach assumes differently scaled input images and different feature map sizes. Three datasets are used: the standard benchmark RIMES dataset (French); a historical handwritten dataset KdK (Dutch); the standard benchmark George Washington (GW) dataset (English). Final performance obtained for the word-recognition test of RIMES was 96.6%, a clear improvement over other state-of-the-art approaches which did not use a pre-trained network. On the KdK and GW datasets, our approach also shows good results. The proposed approach is deployed in the Monk search engine for historical-handwriting collections

Bernoulli HMMs for Handwritten Text Recognition

In last years Hidden Markov Models (HMMs) have received significant attention in the task off-line handwritten text recognition (HTR). As in automatic speech recognition (ASR), HMMs are used to model the probability of an observation sequence, given its corresponding text transcription. However, in contrast to what happens in ASR, in HTR there is no standard set of local features being used by most of the proposed systems. In this thesis we propose the use of raw binary pixels as features, in conjunction with models that deal more directly with the binary data. In particular, we propose the use of Bernoulli HMMs (BHMMs), that is, conventional HMMs in which Gaussian (mixture) distributions have been replaced by Bernoulli (mixture) probability functions. The objective is twofold: on the one hand, this allows us to better modeling the binary nature of text images (foreground/background) using BHMMs. On the other hand, this guarantees that no discriminative information is filtered out during feature extraction (most HTR available datasets can be easily binarized without a relevant loss of information). In this thesis, all the HMM theory required to develop a HMM based HTR toolkit is reviewed and adapted to the case of BHMMs. Specifically, we begin by defining a simple classifier based on BHMMs with Bernoulli probability functions at the states, and we end with an embedded Bernoulli mixture HMM recognizer for continuous HTR. Regarding the binary features, we propose a simple binary feature extraction process without significant loss of information. All input images are scaled and binarized, in order to easily reinterpret them as sequences of binary feature vectors. Two extensions are proposed to this basic feature extraction method: the use of a sliding window in order to better capture the context, and a repositioning method in order to better deal with vertical distortions. Competitive results were obtained when BHMMs and proposed methods were applied to well-known HTR databases. In particular, we ranked first at the Arabic Handwriting Recognition Competition organized during the 12th International Conference on Frontiers in Handwriting Recognition (ICFHR 2010), and at the Arabic Recognition Competition: Multi-font Multi-size Digitally Represented Text organized during the 11th International Conference on Document Analysis and Recognition (ICDAR 2011). In the last part of this thesis we propose a method for training BHMM classifiers using In last years Hidden Markov Models (HMMs) have received significant attention in the task off-line handwritten text recognition (HTR). As in automatic speech recognition (ASR), HMMs are used to model the probability of an observation sequence, given its corresponding text transcription. However, in contrast to what happens in ASR, in HTR there is no standard set of local features being used by most of the proposed systems. In this thesis we propose the use of raw binary pixels as features, in conjunction with models that deal more directly with the binary data. In particular, we propose the use of Bernoulli HMMs (BHMMs), that is, conventional HMMs in which Gaussian (mixture) distributions have been replaced by Bernoulli (mixture) probability functions. The objective is twofold: on the one hand, this allows us to better modeling the binary nature of text images (foreground/background) using BHMMs. On the other hand, this guarantees that no discriminative information is filtered out during feature extraction (most HTR available datasets can be easily binarized without a relevant loss of information). In this thesis, all the HMM theory required to develop a HMM based HTR toolkit is reviewed and adapted to the case of BHMMs. Specifically, we begin by defining a simple classifier based on BHMMs with Bernoulli probability functions at the states, and we end with an embedded Bernoulli mixture HMM recognizer for continuous HTR. Regarding the binary features, we propose a simple binary feature extraction process without significant loss of information. All input images are scaled and binarized, in order to easily reinterpret them as sequences of binary feature vectors. Two extensions are proposed to this basic feature extraction method: the use of a sliding window in order to better capture the context, and a repositioning method in order to better deal with vertical distortions. Competitive results were obtained when BHMMs and proposed methods were applied to well-known HTR databases. In particular, we ranked first at the Arabic Handwriting Recognition Competition organized during the 12th International Conference on Frontiers in Handwriting Recognition (ICFHR 2010), and at the Arabic Recognition Competition: Multi-font Multi-size Digitally Represented Text organized during the 11th International Conference on Document Analysis and Recognition (ICDAR 2011). In the last part of this thesis we propose a method for training BHMM classifiers using In last years Hidden Markov Models (HMMs) have received significant attention in the task off-line handwritten text recognition (HTR). As in automatic speech recognition (ASR), HMMs are used to model the probability of an observation sequence, given its corresponding text transcription. However, in contrast to what happens in ASR, in HTR there is no standard set of local features being used by most of the proposed systems. In this thesis we propose the use of raw binary pixels as features, in conjunction with models that deal more directly with the binary data. In particular, we propose the use of Bernoulli HMMs (BHMMs), that is, conventional HMMs in which Gaussian (mixture) distributions have been replaced by Bernoulli (mixture) probability functions. The objective is twofold: on the one hand, this allows us to better modeling the binary nature of text images (foreground/background) using BHMMs. On the other hand, this guarantees that no discriminative information is filtered out during feature extraction (most HTR available datasets can be easily binarized without a relevant loss of information). In this thesis, all the HMM theory required to develop a HMM based HTR toolkit is reviewed and adapted to the case of BHMMs. Specifically, we begin by defining a simple classifier based on BHMMs with Bernoulli probability functions at the states, and we end with an embedded Bernoulli mixture HMM recognizer for continuous HTR. Regarding the binary features, we propose a simple binary feature extraction process without significant loss of information. All input images are scaled and binarized, in order to easily reinterpret them as sequences of binary feature vectors. Two extensions are proposed to this basic feature extraction method: the use of a sliding window in order to better capture the context, and a repositioning method in order to better deal with vertical distortions. Competitive results were obtained when BHMMs and proposed methods were applied to well-known HTR databases. In particular, we ranked first at the Arabic Handwriting Recognition Competition organized during the 12th International Conference on Frontiers in Handwriting Recognition (ICFHR 2010), and at the Arabic Recognition Competition: Multi-font Multi-size Digitally Represented Text organized during the 11th International Conference on Document Analysis and Recognition (ICDAR 2011). In the last part of this thesis we propose a method for training BHMM classifiers using discriminative training criteria, instead of the conventionalMaximum Likelihood Estimation (MLE). Specifically, we propose a log-linear classifier for binary data based on the BHMM classifier. Parameter estimation of this model can be carried out using discriminative training criteria for log-linear models. In particular, we show the formulae for several MMI based criteria. Finally, we prove the equivalence between both classifiers, hence, discriminative training of a BHMM classifier can be carried out by obtaining its equivalent log-linear classifier. Reported results show that discriminative BHMMs clearly outperform conventional generative BHMMs.Giménez Pastor, A. (2014). Bernoulli HMMs for Handwritten Text Recognition [Tesis doctoral no publicada]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/37978TESI