Sensitivity of GNSS-R spaceborne observations to soil moisture and vegetation

Global navigation satellite systems-reflectometry (GNSS-R) is an emerging remote sensing technique that makes use of navigation signals as signals of opportunity in a multistatic radar configuration, with as many transmitters as navigation satellites are in view. GNSS-R sensitivity to soil moisture has already been proven from ground-based and airborne experiments, but studies using space-borne data are still preliminary due to the limited amount of data, collocation, footprint heterogeneity, etc. This study presents a sensitivity study of TechDemoSat-1 GNSS-R data to soil moisture over different types of surfaces (i.e., vegetation covers) and for a wide range of soil moisture and normalized difference vegetation index (NDVI) values. Despite the scattering in the data, which can be largely attributed to the delay-Doppler maps peak variance, the temporal and spatial (footprint size) collocation mismatch with the SMOS soil moisture, and MODIS NDVI vegetation data, and land use data, experimental results for low NDVI values show a large sensitivity to soil moisture and a relatively good Pearson correlation coefficient. As the vegetation cover increases (NDVI increases) the reflectivity, the sensitivity to soil moisture and the Pearson correlation coefficient decreases, but it is still significant.Postprint (author's final draft

Synergistic optical and microwave remote sensing approaches for soil moisture mapping at high resolution

Aplicat embargament des de la data de defensa fins al dia 1 d'octubre de 2022Soil moisture is an essential climate variable that plays a crucial role linking the Earth’s water, energy, and carbon cycles. It is responsible for the water exchange between the Earth’s surface and the atmosphere, and provides key information about soil evaporation, plant transpiration, and the allocation of precipitation into runoff, surface flow and infiltration. Therefore, an accurate estimation of soil moisture is needed to enhance our current climate and meteorological forecasting skills, and to improve our current understanding of the hydrological cycle and its extremes (e.g., droughts and floods). L-band Microwave passive and active sensors have been used during the last decades to estimate soil moisture, since there is a strong relationship between this variable and the soil dielectric properties. Currently, there are two operational L-band missions specifically devoted to globally measure soil moisture: the ESA’s Soil Moisture and the Ocean Salinity (SMOS), launched in November 2009; and the NASA’s Soil Moisture Active Passive (SMAP), launched in January 2015. The spatial resolution of the SMOS and SMAP radiometers, in the order of tens of kilometers (~40 km), is adequate for global applications. However, to fulfill the needs of a growing number of applications at local or regional scale, higher spatial detail (< 1 km) is required. To bridge this gap and improve the spatial resolution of the soil moisture maps, a variety of spatial enhancement or spatial (sub-pixel) disaggregation approaches have been proposed. This Ph.D. Thesis focuses on the study of the Earth’s surface soil moisture from remotely sensed observations. This work includes the implementation of several soil moisture retrieval techniques and the development, implementation, validation and comparison of different spatial enhancement or downscaling techniques, applied at local, regional, and continental scale. To meet these objectives, synergies between several active/passive microwave sensors (SMOS, SMAP and Sentinel-1) and optical/thermal sensors (MODIS) have been explored. The results are presented as follows: - Spatially consistent downscaling approach for SMOS using an adaptive moving window A passive microwave/optical downscaling algorithm for SMOS is proposed to obtain fine-scale soil moisture maps (1 km) from the native resolution (~40 km) of the instrument. This algorithm introduces the concept of a shape-adaptive window as a central improvement of the disaggregation technique presented by Piles et al. (2014), allowing its application at continental scales. - Assessment of multi-scale SMOS and SMAP soil moisture products across the Iberian Peninsula The temporal and spatial characteristics of SMOS and SMAP soil moisture products at coarse- and fine-scales are assessed in order to learn about their distinct features and the rationale behind them, tracing back to the physical assumptions they are based upon. - Impact of incidence angle diversity on soil moisture retrievals at coarse and fine scales An incidence angle (32.5°, 42.5° and 52.5°)-adaptive calibration of radiative transfer effective parameters single scattering albedo and soil roughness has been carried out, highlighting the importance of such parameterization to accurately estimate soil moisture at coarse-resolution. Then, these parameterizations are used to examine the potential application of a physically-based active-passive downscaling approach to upcoming microwave missions, namely CIMR, ROSE-L and Sentinel-1 Next Generation. Soil moisture maps obtained for the Iberian Peninsula at the three different angles, and at coarse and fine scales are inter-compared using in situ measurements and model data as benchmarks.La humedad del suelo es una variable climática esencial que juega un papel crucial en la relación de los ciclos del agua, la energía y el carbono de la Tierra. Es responsable del intercambio de agua entre la superficie de la Tierra y la atmósfera, y proporciona información crucial sobre la evaporación del suelo, la transpiración de las plantas y la distribución de la precipitación en escorrentía, flujo superficial e infiltración. Por lo tanto, es necesaria una estimación precisa de la humedad del suelo para mejorar las predicciones climáticas y meteorológicas, y comprender mejor el ciclo hidrológico y sus extremos (v.g., sequías e inundaciones). Los sensores pasivos y activos en banda L se han usado durante las últimas décadas para estimar la humedad del suelo debido a la relación directa que existe entre esta variable y las propiedades dieléctricas del suelo. Actualmente, hay dos misiones operativas en banda L específicamente dedicadas a medir la humedad del suelo a escala global: la misión Soil Moisture and Ocean Salinity (SMOS) de la ESA, lanzada en noviembre de 2009; y la misión Soil Moisture Active Passive (SMAP) de la NASA, lanzada en enero de 2015. La resolución espacial de los radiómetros SMOS y SMAP, del orden de unas decenas de kilómetros (~40 km), es adecuada para aplicaciones a escala global. Sin embargo, para satisfacer las necesidades de un número creciente de aplicaciones a escala local o regional, se requiere más detalle espacial (<1 km). Para solventar esta limitación y mejorar la resolución espacial de los mapas de humedad, se han propuesto diferentes técnicas de mejora o desagregación espacial. Esta Tesis se centra en el estudio de la humedad de la superficie terrestre a partir de datos obtenidos a través de teledetección. Este trabajo incluye la implementación de distintos algoritmos de recuperación de la humedad del suelo y el desarrollo, implementación, validación y comparación de distintas técnicas de desagregación, aplicadas a escala local, regional y continental. Para cumplir estos objetivos, se han explorado sinergias entre diferentes sensores de microondas activos/pasivos (SMOS, SMAP y Sentinel-1) y sensores ópticos/térmicos. Los resultados se presentan de la siguiente manera: - Técnica de desagregación espacialmente consistente, basada en una ventana móvil adaptativa, aplicada a los datos SMOS Se propone un algoritmo de desagregación del píxel basado en datos obtenidos de medidas radiométricas de microondas en banda L y datos ópticos, para mejorar la resolución espacial de los mapas de humedad del suelo desde la resolución nativa del instrumento (~40 km) hasta resoluciones de 1 km. El algoritmo introduce el concepto de una ventana de contorno adaptativo, como mejora principal sobre la técnica de desagregación presentada en Piles et al. (2014), permitiendo su implementación a escala continental. - Análisis multiescalar de productos de humedad del suelo SMAP y SMOS sobre la Península Ibérica Se han evaluado las características temporales y espaciales de distintos productos de humedad del suelo SMOS y SMAP, a baja y a alta resolución, para conocer sus características distintivas y comprender las razones de sus diferencias. Para ello, ha sido necesario rastrear los supuestos físicos en los que se basan. - Impacto del ángulo de incidencia en la recuperación de la humedad del suelo a baja y a alta resolución Se ha llevado a cabo una calibración adaptada al ángulo de incidencia (32.5°, 42.5° y 52.5°) de los parámetros efectivos, albedo de dispersión simple y rugosidad del suelo, descritos en el modelo de transferencia radiativa � − �, incidiendo en la importancia de esta parametrización para estimar la humedad del suelo de forma precisa a baja resolución. El resultado de las mismas se ha utilizado para estudiar la potencial aplicación de un algoritmo activo/pasivo de desagregación basado en la física para las próximas misiones de microondas, llamadas CIMR, ROSE-L y Sentinel-1 Next Generation. Los mapas de humedad recuperados a los tres ángulos de incidencia, tanto a baja como a alta resolución, se han obtenido para la Península Ibérica y se han comparado entre ellos usando como referencia mediciones de humedad in situ.Postprint (published version

2000 days of SMOS at the Barcelona Expert Centre: a tribute to the work of Jordi Font

Soil Moisture and Ocean Salinity (SMOS) is the first satellite mission capable of measuring sea surface salinity and soil moisture from space. Its novel instrument (the L-band radiometer MIRAS) has required the development of new algorithms to process SMOS data, a challenging task due to many processing issues and the difficulties inherent in a new technology. In the wake of SMOS, a new community of users has grown, requesting new products and applications, and extending the interest in this novel brand of satellite services. This paper reviews the role played by the Barcelona Expert Centre under the direction of Jordi Font, SMOS co-principal investigator. The main scientific activities and achievements and the future directions are discussed, highlighting the importance of the oceanographic applications of the mission.Peer ReviewedPostprint (published version

Temporal stability of soil moisture and radar backscatter observed by the advanced Synthetic Aperture Radar (ASAR)

The high spatio-temporal variability of soil moisture is the result of atmospheric forcing and redistribution processes related to terrain, soil, and vegetation characteristics. Despite this high variability, many field studies have shown that in the temporal domain soil moisture measured at specific locations is correlated to the mean soil moisture content over an area. Since the measurements taken by Synthetic Aperture Radar (SAR) instruments are very sensitive to soil moisture it is hypothesized that the temporally stable soil moisture patterns are reflected in the radar backscatter measurements. To verify this hypothesis 73 Wide Swath (WS) images have been acquired by the ENVISAT Advanced Synthetic Aperture Radar (ASAR) over the REMEDHUS soil moisture network located in the Duero basin, Spain. It is found that a time-invariant linear relationship is well suited for relating local scale (pixel) and regional scale (50 km) backscatter. The observed linear model coefficients can be estimated by considering the scattering properties of the terrain and vegetation and the soil moisture scaling properties. For both linear model coefficients, the relative error between observed and modelled values is less than 5 % and the coefficient of determination (R-2) is 86 %. The results are of relevance for interpreting and downscaling coarse resolution soil moisture data retrieved from active (METOP ASCAT) and passive (SMOS, AMSR-E) instruments

Surface Soil Moisture Retrievals from Remote Sensing:Current Status, Products &amp; Future Trends

Advances in Earth Observation (EO) technology, particularly over the last two decades, have shown that soil moisture content (SMC) can be measured to some degree or other by all regions of the electromagnetic spectrum, and a variety of techniques have been proposed to facilitate this purpose. In this review we provide a synthesis of the efforts made during the last 20 years or so towards the estimation of surface SMC exploiting EO imagery, with a particular emphasis on retrievals from microwave sensors. Rather than replicating previous overview works, we provide a comprehensive and critical exploration of all the major approaches employed for retrieving SMC in a range of different global ecosystems. In this framework, we consider the newest techniques developed within optical and thermal infrared remote sensing, active and passive microwave domains, as well as assimilation or synergistic approaches. Future trends and prospects of EO for the accurate determination of SMC from space are subject to key challenges, some of which are identified and discussed within. It is evident from this review that there is potential for more accurate estimation of SMC exploiting EO technology, particularly so, by exploring the use of synergistic approaches between a variety of EO instruments. Given the importance of SMC in Earth’s land surface interactions and to a large range of applications, one can appreciate that its accurate estimation is critical in addressing key scientific and practical challenges in today’s world such as food security, sustainable planning and management of water resources. The launch of new, more sophisticated satellites strengthens the development of innovative research approaches and scientific inventions that will result in a range of pioneering and ground-breaking advancements in the retrievals of soil moisture from space

Sensitivity of TDS-1 GNSS-R reflectivity to soil moisture: global and regional differences and impact of different spatial scales

The potential of Global Navigation Satellite Systems-Reflectometry (GNSS-R) techniques to estimate land surface parameters such as soil moisture (SM) is experimentally studied using 2014-2017 global data from the UK TechDemoSat-1 (TDS-1) mission. The approach is based on the analysis of the sensitivity to SM of different observables extracted from the Delay Doppler Maps (DDM) computed by the Space GNSS Receiver-Remote Sensing Instrument (SGR-ReSI) instrument using the L1 (1575.42 MHz) left-hand circularly-polarized (LHCP) reflected signals emitted by the Global Positioning System (GPS) navigation satellites. The sensitivity of different GNSS-R observables to SM and its dependence on the incidence angle is analyzed. It is found that the sensitivity of the calibrated GNSS-R reflectivity to surface soil moisture is ~ 0.09 dB/% up to 30° incidence angle, and it decreases with increasing incidence angles, although differences are found depending on the spatial scale used for the ground-truth, and the region. The sensitivity to subsurface soil moisture has been also analyzed using a network of subsurface probes and hydrological models, apparently showing some dependence, but so far results are not conclusive. © 2018 by the authors.Peer ReviewedPostprint (published version

Assessment of SMOS Soil Moisture Retrieval Parameters Using Tau-Omega Algorithms for Soil Moisture Deficit Estimation

Soil Moisture and Ocean Salinity (SMOS) is the latest mission which provides flow of coarse resolution soil moisture data for land applications. However, the efficient retrieval of soil moisture for hydrological applications depends on optimally choosing the soil and vegetation parameters. The first stage of this work involves the evaluation of SMOS Level 2 products and then several approaches for soil moisture retrieval from SMOS brightness temperature are performed to estimate Soil Moisture Deficit (SMD). The most widely applied algorithm i.e. Single channel algorithm (SCA), based on tau-omega is used in this study for the soil moisture retrieval. In tau-omega, the soil moisture is retrieved using the Horizontal (H) polarisation following Hallikainen dielectric model, roughness parameters, Fresnel's equation and estimated Vegetation Optical Depth (tau). The roughness parameters are empirically calibrated using the numerical optimization techniques. Further to explore the improvement in retrieval models, modifications have been incorporated in the algorithms with respect to the sources of the parameters, which include effective temperatures derived from the European Center for Medium-Range Weather Forecasts (ECMWF) downscaled using the Weather Research and Forecasting (WRF)-NOAH Land Surface Model and Moderate Resolution Imaging Spectroradiometer (MODIS) land surface temperature (LST) while the s is derived from MODIS Leaf Area Index (LAI). All the evaluations are performed against SMD, which is estimated using the Probability Distributed Model following a careful calibration and validation integrated with sensitivity and uncertainty analysis. The performance obtained after all those changes indicate that SCA-H using WRF-NOAH LSM downscaled ECMWF LST produces an improved performance for SMD estimation at a catchment scale

EAGLE 2006 – Multi-purpose, multi-angle and multi-sensor in-situ and airborne campaigns over grassland and forest

EAGLE2006 - an intensive field campaign - was carried out in the Netherlands from the 8th until the 18th of June 2006. Several airborne sensors - an optical imaging sensor, an imaging microwave radiometer, and a flux airplane – were used and extensive ground measurements were conducted over one grassland (Cabauw) site and two forest sites (Loobos & Speulderbos) in the central part of the Netherlands, in addition to the acquisition of multi-angle and multi-sensor satellite data. The data set is both unique and urgently needed for the development and validation of models and inversion algorithms for quantitative surface parameter estimation and process studies. EAGLE2006 was led by the Department of Water Resources of the International Institute for Geo-Information Science and Earth Observation and originated from the combination of a number of initiatives coming under different funding. The objectives of the EAGLE2006 campaign were closely related to the objectives of other ESA Campaigns (SPARC2004, Sen2Flex2005 and especially AGRISAR2006). However, one important objective of the campaign is to build up a data base for the investigation and validation of the retrieval of bio-geophysical parameters, obtained at different radar frequencies (X-, C- and L-Band) and at hyperspectral optical and thermal bands acquired over vegetated fields (forest and grassland). As such, all activities were related to algorithm development for future satellite missions such as Sentinels and for satellite validations for MERIS, MODIS as well as AATSR and ASTER thermal data validation, with activities also related to the ASAR sensor on board ESA’s Envisat platform and those on EPS/MetOp and SMOS. Most of the activities in the campaign are highly relevant for the EU GEMS EAGLE project, but also issues related to retrieval of biophysical parameters from MERIS and MODIS as well as AATSR and ASTER data were of particular relevance to the NWO-SRON EcoRTM project, while scaling issues and complementary between these (covering only local sites) and global sensors such as MERIS/SEVIRI, EPS/MetOP and SMOS were also key elements for the SMOS cal/val project and the ESA-MOST DRAGON programme. This contribution describes the mission objectives and provides an overview of the airborne and field campaigns

Coupled land surface and radiative transfer models for the analysis of passive microwave satellite observations

Soil moisture is one of the key variables controlling the water and energy exchanges between Earth’s surface and the atmosphere. Therefore, remote sensing based soil moisture information has potential applications in many disciplines. Besides numerical weather forecasting and climate research these include agriculture and hydrologic applications like flood and drought forecasting. The first satellite specifically designed to deliver operational soil moisture products, SMOS (Soil Moisture and Ocean Salinity), was launched 2009 by the European Space Agency (ESA). SMOS is a passive microwave radiometer working in the L-band of the microwave domain, corresponding to a frequency of roughly 1.4 GHz and relies on a new concept. The microwave radiation emitted by the Earth’s surface is measured as brightness temperatures in several look angles. A radiative transfer model is used in an inversion algorithm to retrieve soil moisture and vegetation optical depth, a measure for the vegetation attenuation of the soil’s microwave emission. For the application of passive microwave remote sensing products a proper validation and uncertainty assessment is essential. As these sensors have typical spatial resolutions in the order of 40 – 50 km, a validation that relies solely on ground measurements is costly and labour intensive. Here, environmental modelling can make a valuable contribution. Therefore the present thesis concentrates on the question which contribution coupled land surface and radiative transfer models can make to the validation and analysis of passive microwave remote sensing products. The objective is to study whether it is possible to explain known problems in the SMOS soil moisture products and to identify potential approaches to improve the data quality. The land surface model PROMET (PRocesses Of Mass and Energy Transfer) and the radiative transfer model L-MEB (L-band microwave emission of the Biosphere) are coupled to simulate land surface states, e.g. temperatures and soil moisture, and the resulting microwave emission. L-MEB is also used in the SMOS soil moisture processor to retrieve soil moisture and vegetation optical depth simultaneously from the measured microwave emission. The study area of this work is the Upper Danube Catchment, located mostly in Southern Germany. Since model validation is essential if model data are to be used as reference, both models are validated on different spatial scales with measurements. The uncertainties of the models are quantified. The root mean squared error between modelled and measured soil moisture at several measuring stations on the point scale is 0.065 m3/m3. On the SMOS scale it is 0.039 m3/m3. The correlation coefficient on the point scale is 0.84. As it is essential for the soil moisture retrieval from passive microwave data that the radiative transfer modelling works under local conditions, the coupled models are used to assess the radiative transfer modelling with L-MEB on the local and SMOS scales in the Upper Danube Catchment. In doing so, the emission characteristics of rape are described for the first time and the soil moisture retrieval abilities of L-MEB are assessed with a newly developed LMEB parameterization. The results show that the radiative transfer modelling works well under most conditions in the study area. The root mean squared error between modelled and airborne measured brightness temperatures on the SMOS scale is less than 6 – 9 K for the different look angles. The coupled models are used to analyse SMOS brightness temperatures and vegetation optical depth data in the Upper Danube Catchment in Southern Germany. Since the SMOS soil moisture products are degraded in Southern Germany and in different other parts of the world these analyses are used to narrow down possible reasons for this. The thorough analysis of SMOS brightness temperatures for the year 2011 reveals that the quality of the measurements is degraded like in the SMOS soil moisture product. This points towards radio frequency interference problems (RFI), that are known, but have not yet been studied thoroughly. This is consistent with the characteristics of the problems observed in the SMOS soil moisture products. In addition to that it is observed that the brightness temperatures in the lower look angles are less reliable. This finding could be used to improve the brightness temperature filtering before the soil moisture retrieval. An analysis of SMOS optical depth data in 2011 reveals that this parameter does not contain valuable information about vegetation. Instead, an unexpected correlation with SMOS soil moisture is found. This points towards problems with the SMOS soil moisture retrieval, possibly under the influence of RFI. The present thesis demonstrates that coupled land surface and radiative transfer models can make a valuable contribution to the validation and analysis of passive microwave remote sensing products. The unique approach of this work incorporates modelling with a high spatial and temporal resolution on different scales. This makes detailed process studies on the local scale as well as analyses of satellite data on the SMOS scale possible. This could be exploited for the validation of future satellite missions, e.g. SMAP (Soil Moisture Active and Passive) which is currently being prepared by NASA (National Aeronautics and Space Administration). Since RFI seems to have a considerable influence on the SMOS data due to the gained insights and the quality of the SMOS products is very good in other parts of the world, the RFI containment and mitigation efforts carried out since the launch of SMOS should be continued