Retrieval-augmented GPT-3.5-based Text-to-SQL Framework with Sample-aware Prompting and Dynamic Revision Chain

Text-to-SQL aims at generating SQL queries for the given natural language questions and thus helping users to query databases. Prompt learning with large language models (LLMs) has emerged as a recent approach, which designs prompts to lead LLMs to understand the input question and generate the corresponding SQL. However, it faces challenges with strict SQL syntax requirements. Existing work prompts the LLMs with a list of demonstration examples (i.e. question-SQL pairs) to generate SQL, but the fixed prompts can hardly handle the scenario where the semantic gap between the retrieved demonstration and the input question is large. In this paper, we propose a retrieval-augmented prompting method for a LLM-based Text-to-SQL framework, involving sample-aware prompting and a dynamic revision chain. Our approach incorporates sample-aware demonstrations, which include the composition of SQL operators and fine-grained information related to the given question. To retrieve questions sharing similar intents with input questions, we propose two strategies for assisting retrieval. Firstly, we leverage LLMs to simplify the original questions, unifying the syntax and thereby clarifying the users' intentions. To generate executable and accurate SQLs without human intervention, we design a dynamic revision chain which iteratively adapts fine-grained feedback from the previously generated SQL. Experimental results on three Text-to-SQL benchmarks demonstrate the superiority of our method over strong baseline models

Evaluating Mixed-initiative Conversational Search Systems via User Simulation

Clarifying the underlying user information need by asking clarifying questions is an important feature of modern conversational search system. However, evaluation of such systems through answering prompted clarifying questions requires significant human effort, which can be time-consuming and expensive. In this paper, we propose a conversational User Simulator, called USi, for automatic evaluation of such conversational search systems. Given a description of an information need, USi is capable of automatically answering clarifying questions about the topic throughout the search session. Through a set of experiments, including automated natural language generation metrics and crowdsourcing studies, we show that responses generated by USi are both inline with the underlying information need and comparable to human-generated answers. Moreover, we make the first steps towards multi-turn interactions, where conversational search systems asks multiple questions to the (simulated) user with a goal of clarifying the user need. To this end, we expand on currently available datasets for studying clarifying questions, i.e., Qulac and ClariQ, by performing a crowdsourcing-based multi-turn data acquisition. We show that our generative, GPT2-based model, is capable of providing accurate and natural answers to unseen clarifying questions in the single-turn setting and discuss capabilities of our model in the multi-turn setting. We provide the code, data, and the pre-trained model to be used for further research on the topic

Augmenting Ad-Hoc IR Dataset for Interactive Conversational Search

A peculiarity of conversational search systems is that they involve mixed-initiatives such as system-generated query clarifying questions. Evaluating those systems at a large scale on the end task of IR is very challenging, requiring adequate datasets containing such interactions. However, current datasets only focus on either traditional ad-hoc IR tasks or query clarification tasks, the latter being usually seen as a reformulation task from the initial query. The only two datasets known to us that contain both document relevance judgments and the associated clarification interactions are Qulac and ClariQ. Both are based on the TREC Web Track 2009-12 collection, but cover a very limited number of topics (237 topics), far from being enough for training and testing conversational IR models. To fill the gap, we propose a methodology to automatically build large-scale conversational IR datasets from ad-hoc IR datasets in order to facilitate explorations on conversational IR. Our methodology is based on two processes: 1) generating query clarification interactions through query clarification and answer generators, and 2) augmenting ad-hoc IR datasets with simulated interactions. In this paper, we focus on MsMarco and augment it with query clarification and answer simulations. We perform a thorough evaluation showing the quality and the relevance of the generated interactions for each initial query. This paper shows the feasibility and utility of augmenting ad-hoc IR datasets for conversational IR

ConvAI3: Generating Clarifying Questions for Open-Domain Dialogue Systems (ClariQ)

This document presents a detailed description of the challenge on clarifying questions for dialogue systems (ClariQ). The challenge is organized as part of the Conversational AI challenge series (ConvAI3) at Search Oriented Conversational AI (SCAI) EMNLP workshop in 2020. The main aim of the conversational systems is to return an appropriate answer in response to the user requests. However, some user requests might be ambiguous. In IR settings such a situation is handled mainly thought the diversification of the search result page. It is however much more challenging in dialogue settings with limited bandwidth. Therefore, in this challenge, we provide a common evaluation framework to evaluate mixed-initiative conversations. Participants are asked to rank clarifying questions in an information-seeking conversations. The challenge is organized in two stages where in Stage 1 we evaluate the submissions in an offline setting and single-turn conversations. Top participants of Stage 1 get the chance to have their model tested by human annotators

An In-depth Investigation of User Response Simulation for Conversational Search

Conversational search has seen increased recent attention in both the IR and NLP communities. It seeks to clarify and solve a user's search need through multi-turn natural language interactions. However, most existing systems are trained and demonstrated with recorded or artificial conversation logs. Eventually, conversational search systems should be trained, evaluated, and deployed in an open-ended setting with unseen conversation trajectories. A key challenge is that training and evaluating such systems both require a human-in-the-loop, which is expensive and does not scale. One strategy for this is to simulate users, thereby reducing the scaling costs. However, current user simulators are either limited to only respond to yes-no questions from the conversational search system, or unable to produce high quality responses in general. In this paper, we show that current state-of-the-art user simulation system could be significantly improved by replacing it with a smaller but advanced natural language generation model. But rather than merely reporting this new state-of-the-art, we present an in-depth investigation of the task of simulating user response for conversational search. Our goal is to supplement existing works with an insightful hand-analysis of what challenges are still unsolved by the advanced model, as well as to propose our solutions for them. The challenges we identified include (1) dataset noise, (2) a blind spot that is difficult for existing models to learn, and (3) a specific type of misevaluation in the standard empirical setup. Except for the dataset noise issue, we propose solutions to cover the training blind spot and to avoid the misevaluation. Our proposed solutions lead to further improvements. Our best system improves the previous state-of-the-art significantly.Comment: 9 page

Generating Synthetic Data for Neural Keyword-to-Question Models

Search typically relies on keyword queries, but these are often semantically ambiguous. We propose to overcome this by offering users natural language questions, based on their keyword queries, to disambiguate their intent. This keyword-to-question task may be addressed using neural machine translation techniques. Neural translation models, however, require massive amounts of training data (keyword-question pairs), which is unavailable for this task. The main idea of this paper is to generate large amounts of synthetic training data from a small seed set of hand-labeled keyword-question pairs. Since natural language questions are available in large quantities, we develop models to automatically generate the corresponding keyword queries. Further, we introduce various filtering mechanisms to ensure that synthetic training data is of high quality. We demonstrate the feasibility of our approach using both automatic and manual evaluation. This is an extended version of the article published with the same title in the Proceedings of ICTIR'18.Comment: Extended version of ICTIR'18 full paper, 11 page