Development of new fault detection methods for rotating machines (roller bearings)

Abstract Early fault diagnosis of roller bearings is extremely important for rotating machines, especially for high speed, automatic and precise machines. Many research efforts have been focused on fault diagnosis and detection of roller bearings, since they constitute one the most important elements of rotating machinery. In this study a combination method is proposed for early damage detection of roller bearing. Wavelet packet transform (WPT) is applied to the collected data for denoising and the resulting clean data are break-down into some elementary components called Intrinsic mode functions (IMFs) using Ensemble empirical mode decomposition (EEMD) method. The normalized energy of three first IMFs are used as input for Support vector machine (SVM) to recognize whether signals are sorting out from healthy or faulty bearings. Then, since there is no robust guide to determine amplitude of added noise in EEMD technique, a new Performance improved EEMD (PIEEMD) is proposed to determine the appropriate value of added noise. A novel feature extraction method is also proposed for detecting small size defect using Teager-Kaiser energy operator (TKEO). TKEO is applied to IMFs obtained to create new feature vectors as input data for one-class SVM. The results of applying the method to acceleration signals collected from an experimental bearing test rig demonstrated that the method can be successfully used for early damage detection of roller bearings. Most of the diagnostic methods that have been developed up to now can be applied for the case stationary working conditions only (constant speed and load). However, bearings often work at time-varying conditions such as wind turbine supporting bearings, mining excavator bearings, vehicles, robots and all processes with run-up and run-down transients. Damage identification for bearings working under non-stationary operating conditions, especially for early/small defects, requires the use of appropriate techniques, which are generally different from those used for the case of stationary conditions, in order to extract fault-sensitive features which are at the same time insensitive to operational condition variations. Some methods have been proposed for damage detection of bearings working under time-varying speed conditions. However, their application might increase the instrumentation cost because of providing a phase reference signal. Furthermore, some methods such as order tracking methods still can be applied when the speed variation is limited. In this study, a novel combined method based on cointegration is proposed for the development of fault features which are sensitive to the presence of defects while in the same time they are insensitive to changes in the operational conditions. It does not require any additional measurements and can identify defects even for considerable speed variations. The signals acquired during run-up condition are decomposed into IMFs using the performance improved EEMD method. Then, the cointegration method is applied to the intrinsic mode functions to extract stationary residuals. The feature vectors are created by applying the Teager-Kaiser energy operator to the obtained stationary residuals. Finally, the feature vectors of the healthy bearing signals are utilized to construct a separating hyperplane using one-class support vector machine. Eventually the proposed method was applied to vibration signals measured on an experimental bearing test rig. The results verified that the method can successfully distinguish between healthy and faulty bearings even if the shaft speed changes dramatically

Preliminary evaluation of the influence of surface and tooth root damage on the stress and strain state of a planetary gearbox : an innovative hybrid numerical-analytical approach for further development of structural health monitoring models

Wind turbine gearboxes are known to be among the weakest components in the system and the possibility to study and understand the behavior of geared transmissions when subject to several types of faults might be useful to plan maintenance and eventually reduce the costs by preventing further damage. The aim of this work is to develop a high-fidelity numerical model of a single-stage planetary gearbox selected as representative and to evaluate its behavior in the presence of surface fatigue and tooth-root bending damage, i.e., pits and cracks. The planetary gearbox is almost entirely modelled, including shafts, gears as well as bearings with all the rolling elements. Stresses and strains in the most critical areas are analyzed to better evaluate if the presence of such damage can be somehow detected using strain gauges and where to place them to maximize the sensitivity of the measures to the damage. Several simulations with different levels, types and positions of the damage were performed to better understand the mutual relations between the damaged and the stress state. The ability to introduce the effect of the damage in the model of a gearbox represents the first indispensable step of a Structural Health Monitoring (SHM) strategy. The numerical activity was performed taking advantage of an innovative hybrid numerical–analytical approach that ensures a significant reduction of the computational effort. The developed model shows good sensitivity to the presence, type and position of the defects. For the studied configuration, the numerical results show clearly show a relation between the averaged rim stress and the presence of root cracks. Moreover, the presence of surface defects seems to produce local stress peaks (when the defects pass through the contact) in the instantaneous rim stress

Improved wind turbine monitoring using operational data

With wind energy becoming a major source of energy, there is a pressing need to reduce all associated costs to be competitive in a market that might be fully subsidy-free in the near future. Before thousands of wind turbines were installed all over the world, research in e.g. understanding aerodynamics, developing new materials, designing better gearboxes, improving power electronics etc., helped to cut down wind turbine manufacturing costs. It might be assumed, that this would be sufficient to reduce the costs of wind energy as the resource, the wind itself, is free of costs. However, it has become clear that the operation and maintenance of wind turbines contributes significantly to the overall cost of energy. Harsh environmental conditions and the frequently remote locations of the turbines makes maintenance of wind turbines challenging. Just recently, the industry realised that a move from reactive and scheduled maintenance towards preventative or condition-based maintenance will be crucial to further reduce costs. Knowing the condition of the wind turbine is key for any optimisation of operation and maintenance. There are various possibilities to install advanced sensors and monitoring systems developed in recent years. However, these will inevitably incur new costs that need to be worthwhile and retro-fits to existing turbines might not always be feasible. In contrast, this work focuses on ways to use operational data as recorded by the turbine's Supervisory Control And Data Acquisition (SCADA) system, which is installed in all modern wind turbines for operating purposes -- without additional costs. SCADA data usually contain information about the environmental conditions (e.g. wind speed, ambient temperature), the operation of the turbine (power production, rotational speed, pitch angle) and potentially the system's health status (temperatures, vibration). These measurements are commonly recorded in ten-minutely averages and might be seen as indirect and top-level information about the turbine's condition. Firstly, this thesis discusses the use of operational data to monitor the power performance to assess the overall efficiency of wind turbines and to analyse and optimise maintenance. In a sensitivity study, the financial consequences of imperfect maintenance are evaluated based on case study data and compared with environmental effects such as blade icing. It is shown how decision-making of wind farm operators could be supported with detailed `what-if' scenario analyses. Secondly, model-based monitoring of SCADA temperatures is investigated. This approach tries to identify hidden changes in the load-dependent fluctuations of drivetrain temperatures that can potentially reveal increased degradation and possible imminent failure. A detailed comparison of machine learning regression techniques and model configurations is conducted based on data from four wind farms with varying properties. The results indicate that the detailed setup of the model is very important while the selection of the modelling technique might be less relevant than expected. Ways to establish reliable failure detection are discussed and a condition index is developed based on an ensemble of different models and anomaly measures. However, the findings also highlight that better documentation of maintenance is required to further improve data-driven condition monitoring approaches. In the next part, the capabilities of operational data are explored in a study with data from both the SCADA system and a Condition Monitoring System (CMS) based on drivetrain vibrations. Analyses of signal similarity and data clusters reveal signal relationships and potential for synergistic effects of the different data sources. An application of machine learning techniques demonstrates that the alarms of the commercial CMS can be predicted in certain cases with SCADA data alone. Finally, the benefits of having wind turbines in farms are investigated in the context of condition monitoring. Several approaches are developed to improve failure detection based on operational statistics, CMS vibrations or SCADA temperatures. It is demonstrated that utilising comparisons with neighbouring turbines might be beneficial to get earlier and more reliable warnings of imminent failures. This work has been part of the Advanced Wind Energy Systems Operation and Maintenance Expertise (AWESOME) project, a European consortium with companies, universities and research centres in the wind energy sector from Spain, Italy, Germany, Denmark, Norway and UK. Parts of this work were developed in collaboration with other fellows in the project (as marked and explained in footnotes)

Aerospace Medicine and Biology - A cumulative index to a continuing bibliography

Cumulative index for abstracts of NASA documents on aerospace medicine and biolog