A Priori Knowledge-Based Post-Doppler STAP for Traffic Monitoring with Airborne Radar

Die Verkehrsüberwachung gewinnt aufgrund des weltweiten Anstiegs der Verkehrsteilnehmer immer mehr an Bedeutung. Sicherer und effizierter Straßenverkehr erfordert detaillierte Verkehrsinformationen. Häufig sind diese lediglich stationär, räumlich stark begrenzt und meist nur auf Hauptverkehrsstraßen verfügbar. In dieser Hinsicht ist ein Ausfall des Telekommunikationsnetzes, beispielsweise im Falle einer Katastrophe, und der damit einhergehende Informationsverlust als kritisch einzustufen. Flugzeuggetragene Radarsysteme mit synthetischer Apertur (eng. Synthetic Aperture Radar - SAR) können für dieses Szenario eine Lösung darstellen, da sie großflächig hochauflösende Bilder generieren können, unabhängig von Tageslicht und Witterungsbedingungen. Sie ermöglichen aufgrund dieser Charakteristik die Detektion von Bewegtzielen am Boden (eng. ground moving target indication – GMTI). Moderne GMTI-Algorithmen und -Systeme, die prinzipiell für die Verkehrsüberwachung verwendbar sind, wurden in der Literatur bereits diskutiert. Allerdings ist die Robustheit dieser Systeme oft mit hohen Kosten, hoher Hardwarekomplexität und hohem Rechenaufwand verbunden. Diese Dissertation stellt einen neuartigen GMTI-Prozessor vor, der auf dem Radar-Mehrkanalverfahren post-Doppler space-time adaptive processing (PD STAP) basiert. Durch die Überlagerung einer Straßenkarte mit einem digitalen Höhenmodell ist es mithilfe des PD STAP möglich, Falschdetektionen zu erkennen und auszuschließen sowie die detektierten Fahrzeuge ihren korrekten Straßenpositionen zu zuordnen. Die präzisen Schätzungen von Position, Geschwindigkeit und Bewegungsrichtung der Fahrzeuge können mit vergleichsweise geringerer Hardware-Komplexität zu niedrigeren Kosten durchgeführt werden. Ferner wird im Rahmen dieser Arbeit ein effizienter Datenkalibrierungsalgorithmus erläutert, der das Ungleichgewicht zwischen den Empfangskanälen sowie die Variation des Dopplerschwerpunkts über Entfernung und Azimut korrigiert und so das Messergebnis verbessert. Darüber hinaus werden neue und automatisierte Strategien zur Erhebung von Trainingsdaten vorgestellt, die für die Schätzung der Clutter-Kovarianzmatrix wegen ihres direkten Einflusses auf die Clutter-Unterdrückung und Zieldetektion essentiell für PD STAP sind. Der neuartige PD STAP Prozessor verfügt über drei verschiedene Betriebsarten, die für militärische und zivile Anwendungen geeignet sind, darunter ein schneller Verarbeitungsalgorithmus der das Potential für eine zukünftige Echtzeit-Verkehrsüberwachung hat. Alle Betriebsarten wurden erfolgreich mit Radar-Mehrkanaldaten des flugzeuggetragenen F-SAR-Radarsensors des DLR getestet

Ground moving target indication with synthetic aperture radars for maritime surveillance

The explosive growth of shipping traffic all over the World, with around three quarters of the total trade goods and crude oil transported by sea, has raised newly emerging concerns (economical, ecological, social and geopolitical). Geo-information (location and speed) of ocean-going vessels is crucial in the maritime framework, playing a key role in the related environmental monitoring, fisheries management and maritime/coastal security. In this scenario space-based synthetic aperture radar (SAR) remote sensing is a potential tool for globally monitoring the oceans and seas, providing two-dimensional high-resolution imaging capabilities in all-day and all-weather conditions. The combination of ground moving target indication (GMTI) modes with multichannel spaceborne SAR systems represents a powerful apparatus for surveillance of maritime activities. The level of readiness of such a technology for road traffic monitoring is still low, and for the marine scenario is even less mature. Some of the current space-based SAR missions include an experimental GMTI mode with reduced detection capabilities, especially for small and slow moving targets. In this framework, this doctoral dissertation focuses on the study and analysis of the GMTI limitations of current state-of-the-art SAR missions when operating over maritime scenarios and the proposal of novel and optimal multichannel SAR-GMTI architectures, providing subclutter visibility of small (reduced reflectivity) slow moving vessels. This doctoral activity carries out a transversal analysis embracing system-architecture proposal and optimization, processing strategies assessment, performance evaluation, sea/ocean clutter characterization and adequate calibration methodologies suggestion. Firstly, the scarce availability of multichannel SAR-GMTI raw data and the related restrictions to access it have raised the need to implement flexible simulation tools for SAR-GMTI performance evaluation and mission. These simulation tools allow the comparative study and evaluation of the SAR-GMTI mode operated with current SAR missions, showing the reduced ability of these missions to detect small and slow boats in subclutter visibility. Improved performance is achieved with the new multichannel architecture based on non-uniformly distributed receivers (with external deployable antennas), setting the ground for future SAR-GMTI mission development. Some experimental multichannel SAR-GMTI data sets over the sea and acquired with two instruments, airborne F-SAR and spaceborne TerraSAR-X (TSX) platforms, have been processed to evaluate their detection capabilities as well as the adequate processing strategies (including channel balancing). This doctoral activity presents also a preliminary characterization of the sea clutter returns imaged by the spaceborne TSX instrument in a three-level basis, i.e., radiometric, statistical and polarimetric descriptions using experimental polarimetric data. This study has shown that the system-dependent limitations, such as thermal noise and temporal decorrelation, play a key role in the appropriate interpretation of the data and so should be properly included in the physical backscattering models of the sea. Current and most of the upcoming SAR missions are based on active phase array antennas (APAA) technology for the operation of multiple modes of acquisitions. The related calibration is a complex procedure due to the high number of different beams to be operated. Alternative internal calibration methodologies have been proposed and analyzed in the frame of this doctoral thesis. These approaches improved the radiometric calibration performance compared to the conventional ones. The presented formulation of the system errors as well as the proposed alternative strategies set the path to extrapolate the analysis for multichannel SAR systems.L'increment continu del tràfic marítim arreu del món, amb gairebé tres quartes parts del total de mercaderies i cru transportats per mar, porta associats uns impactes canviants a nivell econòmic, ambiental, social i geopolític. La geo-informació (localització i velocitat) dels vaixells té un paper fonamental en el monitoratge ambiental, la gestió de la pesca i la seguretat marítima/costanera. Els radars d'obertura sintètica (SAR, sigles en anglès) embarcats en satèl·lits són una eina molt potent per al monitoratge global dels oceans i dels mars, gràcies a la seva capacitat de generar imatges d'alta resolució amb independència de les condicions meteorològiques i de la llum solar. La detecció de blancs mòbils terrestres (GMTI, sigles en anglès) combinada amb sistemes multicanal SAR és fonamental per a la vigilància de les activitats marítimes. El nivell de maduresa d'aquesta tecnologia per monitorar tràfic rodat és baix, però per al cas marítim encara ho és més. Algunes missions SAR orbitals inclouen el mode GMTI, però amb unes capacitats de detecció reduïdes, especialment per a blancs petits i lents. En aquest marc, la tesi doctoral es centra en l'estudi i anàlisi de les limitacions GMTI dels actuals sistemes SAR operant en entorns marítims, proposant noves configuracions SAR-GMTI multicanal optimitzades per a la detecció de vaixells petits (emmascarats pels retrons radar del mar) i que es mouen lentament. La present dissertació doctoral du a terme un estudi transversal que abasta des de la proposta i optimització de sistemes/configuracions, passant per l'avaluació de les tècniques de processat, fins a l'estudi del rendiment de la missió, caracterització del mar i la valoració de noves metodologies de calibratge. En primer terme, diverses eines de simulació flexibles s'han implementat per poder avaluar les capacitats GMTI de diferents missions tenint en compte la poca disponibilitat de dades multicanal SAR-GMTI. Aquests simuladors permeten l'estudi comparatiu de les capacitats GMTI de les missions SAR orbitals actuals, demostrant les seves reduïdes opcions per identificar vaixells emmascarats pels retorns del mar. En el marc de l'activitat de recerca s'han processat dades experimentals SAR-GMTI multicanal de sistemes aeris (F-SAR) i orbitals (TerraSAR-X), per tal d'avaluar les seves capacitats de detecció de blancs mòbils sobre entorns marítims, proposant les estratègies de processat i calibratge més adients. Com a part de l'activitat de recerca doctoral, s'ha portat a terme una caracterització preliminar dels retorns radar del mar adquirits amb el sensor orbital TerraSAR-X, amb tres nivells d'anàlisi (radiomètric, estadístic i polarimètric). Aquest estudi demostra que aspectes com el soroll tèrmic i la decorrelació temporal, dependents del propi sensor i de l'entorn dinàmic del mar, poden limitar la correcta interpretació de les dades, i per tant, s'han d'incloure en els models físics dels mecanismes de dispersió del mar. Les missions SAR tant actuals com futures es basen en l'explotació de la tecnologia de les agrupacions d'antenes de fase activa (APAA) per operar diferents modes d'adquisició. El procés de calibratge associat és molt complex atès el gran nombre de feixos que es poden utilitzar. En el marc de la tesi doctoral s'han proposat i avaluat metodologies alternatives de calibratge intern per aquests sistemes, amb un millor rendiment en comparació amb les tècniques convencionals. Aquestes estratègies de calibratge, juntament amb la corresponent formulació dels errors de sistema, estableixen les bases per a l'estudi i avaluació en sistemes multicanal SA

Ground moving target tracking with space-time adaptive radar

Ground moving target tracking by airborne radar provides situational awareness of vehicle movements in the supervised region. Vehicles are detected by applying space time adaptive processing to the received multi channel radar data. The detections are then fed to a tracking algorithm that processes them to tracks. In literature, radar signal processing and ground target tracking are treated as two separate topics and results are not validated by experimental data. The first objective of this thesis is to provide a closer link between these fields. The second objective is to show that tracking performance can be improved by providing additional data from the radar signal processing to the tracking step. The third objective is to validate the algorithm and the performance improvement using experimental data. As a result this thesis presents a unified treatment of ground moving target tracking from radar raw data to established tracks. A complete reference algorithm for ground moving target tracking based on the Gaussian mixture probability hypothesis density filter is presented. In particular, Jacobians of the observation process are derived. They are presented in such a form that immediate implementation in a programming language is possible. In the course of this thesis a measurement campaign with the experimental radar PAMIR of Fraunhofer FHR was conducted. The experiment included two GPS equipped reference vehicles and a multitude of targets of opportunity. Tracking results obtained with this experimental data and the reference tracking algorithm of this thesis are shown. The thesis also enhances the reference target tracking algorithm by a parameter that characterizes the variance of the direction of arrival measurement of the target signal. This parameter is determined adaptively depending on the estimated signal strength and the clutter background. The major contribution with regard to this enhancement is a thorough experimental validation: Firstly, a comparison between GPS based measurements and radar based measurements of the direction of arrival shows that this variance captures the distribution of measurement errors excellently. Secondly, tracking results are compared to the GPS tracks of the ground truth vehicles. It is found that the enhanced algorithm yields superior track quality with respect to both track accuracy and track continuity.Bodenzielverfolgung mit luftgestütztem Radar liefert das Lagebild von Fahrzeug­bewegungen innerhalb des beobachteten Gebiets. Fahrzeuge werden durch die Anwendung von Raum-Zeit adaptiver Signalverarbeitung (STAP) entdeckt. Die Entdeckungen werden dann von einem Zielverfolgungsalgorithmus zu Zielspuren verarbeitet. In der Literatur werden Radarsignalverarbeitung und Zielverfolgung als zwei getrennte Forschungsfelder behandelt und die Bodenzielverfolgung wird nicht anhand von Realdaten validiert. Das erste Ziel dieser Arbeit ist, eine engere Verbindung zwischen beiden Feldern herzustellen. Das zweite Ziel ist zu zeigen, dass die Qualität der Zielverfolgung durch das Verwenden zusätzlicher, durch die Radarsignalverarbeitung gewonnene Information verbessert werden kann. Das dritte Ziel ist, die Funktionalität der Zielverfolgung und die Verbesserung der Leistung durch experimentelle Realdaten zu belegen. Somit stellt diese Arbeit eine Gesamtbehandlung der Bodenzielverfolgung von den Radar-Rohdaten bis zu Zielspuren dar. Es wird ein vollständiger, auf dem Gaussian Mixture Probability Hypothesis Density Filter basierender Referenzalgorithmus für die Bodenzielverfolgung entwickelt. Insbesondere werden Jacobimatrizen der Beobachtungsfunktion hergeleitet. Sie werden in der Arbeit so dargestellt, dass sie direkt in einer Programmiersprache implementiert werden können. Im Zuge dieser Arbeit wurde ein Zielverfolgungs-Experiment mit dem Experimentalsystem PAMIR des Fraunhofer FHR durchgeführt. In dem Experiment wurden neben einer Vielzahl von Gelegenheitszielen zwei mit GPS-Geräten ausgerüstete Fahrzeuge von dem Radar beobachtet. Auf Basis dieses Experiments und des Referenzalgorithmus werden Zielverfolgungsergebnisse vorgestellt. Darüber hinaus erweitert diese Arbeit den Referenzalgorithmus um einen Parameter, der die Varianz der Richtungsschätzung des Zielsignals charakterisiert. Dieser Parameter wird adaptiv anhand der geschätzten Signalstärke und der Stärke störender Bodenrückstreuungen festgelegt. Der wesentliche Beitrag dieser Arbeit in Bezug auf diese Erweiterung ist eine gründliche experimentelle Validierung. Erstens zeigt der Vergleich von GPS- und Radar-basierten Richtungsschätzungen, dass dieser Parameter die Verteilung des Messfehlers exzellent beschreibt. Zweitens werden Zielverfolgungsergebnisse mit den GPS-Spuren verglichen. Es zeigt sich, dass der erweiterte Algorithmus sowohl in Bezug auf die Spurgenauigkeit als auch in Bezug auf die Spurkontinuität die Zielverfolgung verbessert

Frequency Diverse Array Radar: Signal Characterization and Measurement Accuracy

Radar systems provide an important remote sensing capability, and are crucial to the layered sensing vision; a concept of operation that aims to apply the right number of the right types of sensors, in the right places, at the right times for superior battle space situational awareness. The layered sensing vision poses a range of technical challenges, including radar, that are yet to be addressed. To address the radar-specific design challenges, the research community responded with waveform diversity; a relatively new field of study which aims reduce the cost of remote sensing while improving performance. Early work suggests that the frequency diverse array radar may be able to perform several remote sensing missions simultaneously without sacrificing performance. With few techniques available for modeling and characterizing the frequency diverse array, this research aims to specify, validate and characterize a waveform diverse signal model that can be used to model a variety of traditional and contemporary radar configurations, including frequency diverse array radars. To meet the aim of the research, a generalized radar array signal model is specified. A representative hardware system is built to generate the arbitrary radar signals, then the measured and simulated signals are compared to validate the model. Using the generalized model, expressions for the average transmit signal power, angular resolution, and the ambiguity function are also derived. The range, velocity and direction-of-arrival measurement accuracies for a set of signal configurations are evaluated to determine whether the configuration improves fundamental measurement accuracy

Surveillance Planning against Smart Insurgents in Complex Terrain

This study is concerned with finding a way to solve a surveillance system allocation problem based on the need to consider intelligent insurgency that takes place in a complex geographical environment. Although this effort can be generalized to other situations, it is particularly geared towards protecting military outposts in foreign lands. The technological assets that are assumed available include stare-devices, such as tower-cameras and aerostats, as well as manned and unmanned aerial systems. Since acquiring these assets depends on the ability to control and monitor them on the target terrain, their operations on the geo-location of interest ought to be evaluated. Such an assessment has to also consider the risks associated with the environmental advantages that are accessible to a smart adversary. Failure to consider these aspects might render the forces vulnerable to surprise attacks. The problem of this study is formulated as follows: given a complex terrain and a smart adversary, what types of surveillance systems, and how many entities of each kind, does a military outpost need to adequately monitor its surrounding environment? To answer this question, an analytical framework is developed and structured as a series of problems that are solved in a comprehensive and realistic fashion. This includes digitizing the terrain into a grid of cell objects, identifying high-risk spots, generating flight tours, and assigning the appropriate surveillance system to the right route or area. Optimization tools are employed to empower the framework in enforcing constraints--such as fuel/battery endurance, flying assets at adequate altitudes, and respecting the climbing/diving rate limits of the aerial vehicles--and optimizing certain mission objectives--e.g. revisiting critical regions in a timely manner, minimizing manning requirements, and maximizing sensor-captured image quality. The framework is embedded in a software application that supports a friendly user interface, which includes the visualization of maps, tours, and related statistics. The final product is expected to support designing surveillance plans for remote military outposts and making critical decisions in a more reliable manner

Time domain based image generation for synthetic aperture radar on field programmable gate arrays

Aerial images are important in different scenarios including surface cartography, surveillance, disaster control, height map generation, etc. Synthetic Aperture Radar (SAR) is one way to generate these images even through clouds and in the absence of daylight. For a wide and easy usage of this technology, SAR systems should be small, mounted to Unmanned Aerial Vehicles (UAVs) and process images in real-time. Since UAVs are small and lightweight, more robust (but also more complex) time-domain algorithms are required for good image quality in case of heavy turbulence. Typically the SAR data set size does not allow for ground transmission and processing, while the UAV size does not allow for huge systems and high power consumption to process the data. A small and energy-efficient signal processing system is therefore required. To fill the gap between existing systems that are capable of either high-speed processing or low power consumption, the focus of this thesis is the analysis, design, and implementation of such a system. A survey shows that most architectures either have to high power budgets or too few processing capabilities to match real-time requirements for time-domain-based processing. Therefore, a Field Programmable Gate Array (FPGA) based system is designed, as it allows for high performance and low-power consumption. The Global Backprojection (GBP) is implemented, as it is the standard time-domain-based algorithm which allows for highest image quality at arbitrary trajectories at the complexity of O(N3). To satisfy real-time requirements under all circumstances, the accelerated Fast Factorized Backprojection (FFBP) algorithm with a complexity of O(N2logN) is implemented as well, to allow for a trade-off between image quality and processing time. Additionally, algorithm and design are enhanced to correct the failing assumptions for Frequency Modulated Continuous Wave (FMCW) Radio Detection And Ranging (Radar) data at high velocities. Such sensors offer high-resolution data at considerably low transmit power which is especially interesting for UAVs. A full analysis of all algorithms is carried out, to design a highly utilized architecture for maximum throughput. The process covers the analysis of mathematical steps and approximations for hardware speedup, the analysis of code dependencies for instruction parallelism and the analysis of streaming capabilities, including memory access and caching strategies, as well as parallelization considerations and pipeline analysis. Each architecture is described in all details with its surrounding control structure. As proof of concepts, the architectures are mapped on a Virtex 6 FPGA and results on resource utilization, runtime and image quality are presented and discussed. A special framework allows to scale and port the design to other FPGAs easily and to enable for maximum resource utilization and speedup. The result is streaming architectures that are capable of massive parallelization with a minimum in system stalls. It is shown that real-time processing on FPGAs with strict power budgets in time-domain is possible with the GBP (mid-sized images) and the FFBP (any image size with a trade-off in quality), allowing for a UAV scenario

Adaptive Sensing Techniques for Dynamic Target Tracking and Detection with Applications to Synthetic Aperture Radars.

This thesis studies adaptive allocation of a limited set of sensing or computational resources in order to maximize some criteria, such as detection probability, estimation accuracy, or throughput, with specific application to inference with synthetic aperture radars (SAR). Sparse scenarios are considered where the interesting element is embedded in a much larger signal space. Policies are examined that adaptively distribute the constrained resources by using observed measurements to inform the allocation at subsequent stages. This thesis studies adaptive allocation policies in three main directions. First, a framework for adaptive search for sparse targets is proposed to simultaneously detect and track moving targets. Previous work is extended to include a dynamic target model that incorporates target transitions, birth/death probabilities, and varying target amplitudes. Policies are proposed that are shown empirically to have excellent asymptotic performance in estimation error, detection probability, and robustness to model mismatch. Moreover, policies are provided with low computational complexity as compared to state-of-the-art dynamic programming solutions. Second, adaptive sensor management is studied for stable tracking of targets under different modalities. A sensor scheduling policy is proposed that guarantees that the target spatial uncertainty remains bounded. When stability conditions are met, fundamental performance limits are derived such as the maximum number of targets that can be tracked stably and the maximum spatial uncertainty of those targets. The theory is extended to the case where the system may be engaged in tasks other than tracking, such as wide area search or target classification. Lastly, these developed tools are applied to tracking targets using SAR imagery. A hierarchical Bayesian model is proposed for efficient estimation of the posterior distribution for the target and clutter states given observed SAR imagery. This model provides a unifying framework that models the physical, kinematic, and statistical properties of SAR imagery. It is shown that this method generally outperforms common algorithms for change detection. Moreover, the proposed method has the additional benefits of (a) easily incorporating additional information such as target motion models and/or correlated measurements, (b) having few tuning parameters, and (c) providing a characterization of the uncertainty in the state estimation process.PHDElectrical Engineering-SystemsUniversity of Michigan, Horace H. Rackham School of Graduate Studieshttp://deepblue.lib.umich.edu/bitstream/2027.42/97931/1/newstage_1.pd

Oil spill and ship detection using high resolution polarimetric X-band SAR data

Among illegal human activities, marine pollution and target detection are the key concern of Maritime Security and Safety. This thesis deals with oil spill and ship detection using high resolution X-band polarimetric SAR (PolSAR). Polarimetry aims at analysing the polarization state of a wave field, in order to obtain physical information from the observed object. In this dissertation PolSAR techniques are suggested as improvement of the current State-of-the-Art of SAR marine pollution and target detection, by examining in depth Near Real Time suitability