Diversity Analysis of Bit-Interleaved Coded Multiple Beamforming with Orthogonal Frequency Division Multiplexing

For broadband wireless communication systems, Orthogonal Frequency Division Multiplexing (OFDM) has been combined with Multi-Input Multi-Output (MIMO) techniques. Bit-Interleaved Coded Multiple Beamforming (BICMB) can achieve both spatial diversity and spatial multiplexing for flat fading MIMO channels. For frequency selective fading MIMO channels, BICMB with OFDM (BICMB-OFDM) can be applied to achieve both spatial diversity and multipath diversity, making it an important technique. However, analyzing the diversity of BICMB-OFDM is a challenging problem. In this paper, the diversity analysis of BICMB-OFDM is carried out. First, the maximum achievable diversity is derived and a full diversity condition RcSL <= 1 is proved, where Rc, S, and L are the code rate, the number of parallel steams transmitted at each subcarrier, and the number of channel taps, respectively. Then, the performance degradation due to the correlation among subcarriers is investigated. Finally, the subcarrier grouping technique is employed to combat the performance degradation and provide multi-user compatibility.Comment: accepted to journa

Multiple Beamforming with Perfect Coding

Perfect Space-Time Block Codes (PSTBCs) achieve full diversity, full rate, nonvanishing constant minimum determinant, uniform average transmitted energy per antenna, and good shaping. However, the high decoding complexity is a critical issue for practice. When the Channel State Information (CSI) is available at both the transmitter and the receiver, Singular Value Decomposition (SVD) is commonly applied for a Multiple-Input Multiple-Output (MIMO) system to enhance the throughput or the performance. In this paper, two novel techniques, Perfect Coded Multiple Beamforming (PCMB) and Bit-Interleaved Coded Multiple Beamforming with Perfect Coding (BICMB-PC), are proposed, employing both PSTBCs and SVD with and without channel coding, respectively. With CSI at the transmitter (CSIT), the decoding complexity of PCMB is substantially reduced compared to a MIMO system employing PSTBC, providing a new prospect of CSIT. Especially, because of the special property of the generation matrices, PCMB provides much lower decoding complexity than the state-of-the-art SVD-based uncoded technique in dimensions 2 and 4. Similarly, the decoding complexity of BICMB-PC is much lower than the state-of-the-art SVD-based coded technique in these two dimensions, and the complexity gain is greater than the uncoded case. Moreover, these aforementioned complexity reductions are achieved with only negligible or modest loss in performance.Comment: accepted to journa

Near-capacity MIMOs using iterative detection

In this thesis, Multiple-Input Multiple-Output (MIMO) techniques designed for transmission over narrowband Rayleigh fading channels are investigated. Specifically, in order to providea diversity gain while eliminating the complexity of MIMO channel estimation, a Differential Space-Time Spreading (DSTS) scheme is designed that employs non-coherent detection. Additionally, in order to maximise the coding advantage of DSTS, it is combined with Sphere Packing (SP) modulation. The related capacity analysis shows that the DSTS-SP scheme exhibits a higher capacity than its counterpart dispensing with SP. Furthermore, in order to attain additional performance gains, the DSTS system invokes iterative detection, where the outer code is constituted by a Recursive Systematic Convolutional (RSC) code, while the inner code is a SP demapper in one of the prototype systems investigated, while the other scheme employs a Unity Rate Code (URC) as its inner code in order to eliminate the error floor exhibited by the system dispensing with URC. EXIT charts are used to analyse the convergence behaviour of the iteratively detected schemes and a novel technique is proposed for computing the maximum achievable rate of the system based on EXIT charts. Explicitly, the four-antenna-aided DSTSSP system employing no URC precoding attains a coding gain of 12 dB at a BER of 10-5 and performs within 1.82 dB from the maximum achievable rate limit. By contrast, the URC aidedprecoded system operates within 0.92 dB from the same limit.On the other hand, in order to maximise the DSTS system’s throughput, an adaptive DSTSSP scheme is proposed that exploits the advantages of differential encoding, iterative decoding as well as SP modulation. The achievable integrity and bit rate enhancements of the system are determined by the following factors: the specific MIMO configuration used for transmitting data from the four antennas, the spreading factor used and the RSC encoder’s code rate.Additionally, multi-functional MIMO techniques are designed to provide diversity gains, multiplexing gains and beamforming gains by combining the benefits of space-time codes, VBLASTand beamforming. First, a system employing Nt=4 transmit Antenna Arrays (AA) with LAA number of elements per AA and Nr=4 receive antennas is proposed, which is referred to as a Layered Steered Space-Time Code (LSSTC). Three iteratively detected near-capacity LSSTC-SP receiver structures are proposed, which differ in the number of inner iterations employed between the inner decoder and the SP demapper as well as in the choice of the outer code, which is either an RSC code or an Irregular Convolutional Code (IrCC). The three systems are capable of operating within 0.9, 0.4 and 0.6 dB from the maximum achievable rate limit of the system. A comparison between the three iteratively-detected schemes reveals that a carefully designed two-stage iterative detection scheme is capable of operating sufficiently close to capacity at a lower complexity, when compared to a three-stage system employing a RSC or a two-stage system using an IrCC as an outer code. On the other hand, in order to allow the LSSTC scheme to employ less receive antennas than transmit antennas, while still accommodating multiple users, a Layered Steered Space-Time Spreading (LSSTS) scheme is proposed that combines the benefits of space-time spreading, V-BLAST, beamforming and generalised MC DS-CDMA. Furthermore, iteratively detected LSSTS schemes are presented and an LLR post-processing technique is proposed in order to improve the attainable performance of the iteratively detected LSSTS system.Finally, a distributed turbo coding scheme is proposed that combines the benefits of turbo coding and cooperative communication, where iterative detection is employed by exchanging extrinsic information between the decoders of different single-antenna-aided users. Specifically, the effect of the errors induced in the first phase of cooperation, where the two users exchange their data, on the performance of the uplink in studied, while considering different fading channel characteristics

Técnicas de processamento MIMO para sistemas 4G

Mestrado em Engenharia Eletrónica e TelecomunicaçõesThe theme of this dissertation work is focused in one of the key technologies specified in the last 4G cellular standards, which are the MIMO systems. In this context, the MIMO (Multiple Input Multiple Output) acronym is used to define a communication system where multiple antennas are used, therefore using this type of systems jointly with specific signal processing techniques, we can use the spatial dimension in order to generate multiplexing, diversity and beamforming gains. The aim of this work is to show the type of signal processing techniques that must be applied in order to achieve the gains referenced above, as well the optimal channel conditions in which these gains are maximized.Therefore, beyond the presentation of the theoretical background related with these type of techniques, we will present the MIMO transmission modes specified on 4G-LTE, having not only the aiming of show the type of practical constraints verified in a practical implementation, but also present the solutions used to solve that kind of constraints. In the last part of this work is presented a simulation platform implemented for one of the spatial multiplexing modes specified on LTE, which is the mode 4. The numerical results obtained allowed to see the advantage in the use of SIC (Successive Interference Cancelation) equalizers for multi-layer transmission modes, as well as the performance limitations related with the transmission through a channel where high spatial correlation conditions are verified. With the use of multiple precoding matrices, we understand the importance of perform a correct precoding selection in order to improve the transmission through a channel with this type of conditions.Beyond the observations referred above, we also saw the diversity cost related with the increase of spatial multiplexing gain.O tema deste trabalho de dissertação visa uma das tecnologias chave especificada nos últimos standards 4G para o sector das comunicações móveis, que são os sistemas MIMO. Neste contexto, o acrónimo MIMO é usado para referenciar um sistema de comunicação que faz uso de múltiplas antenas, assim, usando este tipo de sistemas conjuntamente com técnicas de processamento de sinal apropriadas, podemos usar a dimensão espacial de forma a gerar ganhos de multiplexagem, diversidade e beamforming. O objetivo deste trabalho é mostrar que tipo de processamento de sinal deve ser feito de forma a gerar cada um dos ganhos acima referidos, assim como as condições de canal em que estes podem ser maximizados. Para além da apresentação dos fundamentos teóricos relacionados com este tipo de técnicas, iremos apresentar os modos de transmissão MIMO especificados para o 4GLTE, tendo não só como objectivo observar o tipo de constrangimentos prácticos inerentes a uma implementação real, mas também observar o tipo de soluções usadas para fazer face a esses mesmos constrangimentos. Na parte final do trabalho é apresentada uma plataforma de simulação implementada para um dos modos de multiplexagem espacial especificados no LTE, ou seja o modo 4. Os resultados numéricos obtidos permitiram constatar a vantagem em usar equalizadores SIC em modos de transmissão multi-camada, assim como também nos permitiu observar as limitações de performance inerentes á transmissão através de um canal com elevada correlação espacial. Usando várias matrizes de pré-codificação especificadas no LTE para este modo, conseguimos perceber a importância que a escolha de uma correcta précodificação tem no melhoramento de desempenho da transmissão neste tipo de canais. Para além das observações referidas acima, também podemos verificar o custo em termos de diversidade inerente ao aumento do ganho de multiplexagem

Transmit and Receive Signal Processing for MIMO Terrestrial Broadcast Systems

[EN] Multiple-Input Multiple-Output (MIMO) technology in Digital Terrestrial Television (DTT) networks has the potential to increase the spectral efficiency and improve network coverage to cope with the competition of limited spectrum use (e.g., assignment of digital dividend and spectrum demands of mobile broadband), the appearance of new high data rate services (e.g., ultra-high definition TV - UHDTV), and the ubiquity of the content (e.g., fixed, portable, and mobile). It is widely recognised that MIMO can provide multiple benefits such as additional receive power due to array gain, higher resilience against signal outages due to spatial diversity, and higher data rates due to the spatial multiplexing gain of the MIMO channel. These benefits can be achieved without additional transmit power nor additional bandwidth, but normally come at the expense of a higher system complexity at the transmitter and receiver ends. The final system performance gains due to the use of MIMO directly depend on physical characteristics of the propagation environment such as spatial correlation, antenna orientation, and/or power imbalances experienced at the transmit aerials. Additionally, due to complexity constraints and finite-precision arithmetic at the receivers, it is crucial for the overall system performance to carefully design specific signal processing algorithms. This dissertation focuses on transmit and received signal processing for DTT systems using MIMO-BICM (Bit-Interleaved Coded Modulation) without feedback channel to the transmitter from the receiver terminals. At the transmitter side, this thesis presents investigations on MIMO precoding in DTT systems to overcome system degradations due to different channel conditions. At the receiver side, the focus is given on design and evaluation of practical MIMO-BICM receivers based on quantized information and its impact in both the in-chip memory size and system performance. These investigations are carried within the standardization process of DVB-NGH (Digital Video Broadcasting - Next Generation Handheld) the handheld evolution of DVB-T2 (Terrestrial - Second Generation), and ATSC 3.0 (Advanced Television Systems Committee - Third Generation), which incorporate MIMO-BICM as key technology to overcome the Shannon limit of single antenna communications. Nonetheless, this dissertation employs a generic approach in the design, analysis and evaluations, hence, the results and ideas can be applied to other wireless broadcast communication systems using MIMO-BICM.[ES] La tecnología de múltiples entradas y múltiples salidas (MIMO) en redes de Televisión Digital Terrestre (TDT) tiene el potencial de incrementar la eficiencia espectral y mejorar la cobertura de red para afrontar las demandas de uso del escaso espectro electromagnético (e.g., designación del dividendo digital y la demanda de espectro por parte de las redes de comunicaciones móviles), la aparición de nuevos contenidos de alta tasa de datos (e.g., ultra-high definition TV - UHDTV) y la ubicuidad del contenido (e.g., fijo, portable y móvil). Es ampliamente reconocido que MIMO puede proporcionar múltiples beneficios como: potencia recibida adicional gracias a las ganancias de array, mayor robustez contra desvanecimientos de la señal gracias a la diversidad espacial y mayores tasas de transmisión gracias a la ganancia por multiplexado del canal MIMO. Estos beneficios se pueden conseguir sin incrementar la potencia transmitida ni el ancho de banda, pero normalmente se obtienen a expensas de una mayor complejidad del sistema tanto en el transmisor como en el receptor. Las ganancias de rendimiento finales debido al uso de MIMO dependen directamente de las características físicas del entorno de propagación como: la correlación entre los canales espaciales, la orientación de las antenas y/o los desbalances de potencia sufridos en las antenas transmisoras. Adicionalmente, debido a restricciones en la complejidad y aritmética de precisión finita en los receptores, es fundamental para el rendimiento global del sistema un diseño cuidadoso de algoritmos específicos de procesado de señal. Esta tesis doctoral se centra en el procesado de señal, tanto en el transmisor como en el receptor, para sistemas TDT que implementan MIMO-BICM (Bit-Interleaved Coded Modulation) sin canal de retorno hacia el transmisor desde los receptores. En el transmisor esta tesis presenta investigaciones en precoding MIMO en sistemas TDT para superar las degradaciones del sistema debidas a diferentes condiciones del canal. En el receptor se presta especial atención al diseño y evaluación de receptores prácticos MIMO-BICM basados en información cuantificada y a su impacto tanto en la memoria del chip como en el rendimiento del sistema. Estas investigaciones se llevan a cabo en el contexto de estandarización de DVB-NGH (Digital Video Broadcasting - Next Generation Handheld), la evolución portátil de DVB-T2 (Second Generation Terrestrial), y ATSC 3.0 (Advanced Television Systems Commitee - Third Generation) que incorporan MIMO-BICM como clave tecnológica para superar el límite de Shannon para comunicaciones con una única antena. No obstante, esta tesis doctoral emplea un método genérico tanto para el diseño, análisis y evaluación, por lo que los resultados e ideas pueden ser aplicados a otros sistemas de comunicación inalámbricos que empleen MIMO-BICM.[CA] La tecnologia de múltiples entrades i múltiples eixides (MIMO) en xarxes de Televisió Digital Terrestre (TDT) té el potencial d'incrementar l'eficiència espectral i millorar la cobertura de xarxa per a afrontar les demandes d'ús de l'escàs espectre electromagnètic (e.g., designació del dividend digital i la demanda d'espectre per part de les xarxes de comunicacions mòbils), l'aparició de nous continguts d'alta taxa de dades (e.g., ultra-high deffinition TV - UHDTV) i la ubiqüitat del contingut (e.g., fix, portàtil i mòbil). És àmpliament reconegut que MIMO pot proporcionar múltiples beneficis com: potència rebuda addicional gràcies als guanys de array, major robustesa contra esvaïments del senyal gràcies a la diversitat espacial i majors taxes de transmissió gràcies al guany per multiplexat del canal MIMO. Aquests beneficis es poden aconseguir sense incrementar la potència transmesa ni l'ample de banda, però normalment s'obtenen a costa d'una major complexitat del sistema tant en el transmissor com en el receptor. Els guanys de rendiment finals a causa de l'ús de MIMO depenen directament de les característiques físiques de l'entorn de propagació com: la correlació entre els canals espacials, l'orientació de les antenes, i/o els desequilibris de potència patits en les antenes transmissores. Addicionalment, a causa de restriccions en la complexitat i aritmètica de precisió finita en els receptors, és fonamental per al rendiment global del sistema un disseny acurat d'algorismes específics de processament de senyal. Aquesta tesi doctoral se centra en el processament de senyal tant en el transmissor com en el receptor per a sistemes TDT que implementen MIMO-BICM (Bit-Interleaved Coded Modulation) sense canal de tornada cap al transmissor des dels receptors. En el transmissor aquesta tesi presenta recerques en precoding MIMO en sistemes TDT per a superar les degradacions del sistema degudes a diferents condicions del canal. En el receptor es presta especial atenció al disseny i avaluació de receptors pràctics MIMO-BICM basats en informació quantificada i al seu impacte tant en la memòria del xip com en el rendiment del sistema. Aquestes recerques es duen a terme en el context d'estandardització de DVB-NGH (Digital Video Broadcasting - Next Generation Handheld), l'evolució portàtil de DVB-T2 (Second Generation Terrestrial), i ATSC 3.0 (Advanced Television Systems Commitee - Third Generation) que incorporen MIMO-BICM com a clau tecnològica per a superar el límit de Shannon per a comunicacions amb una única antena. No obstant açò, aquesta tesi doctoral empra un mètode genèric tant per al disseny, anàlisi i avaluació, per la qual cosa els resultats i idees poden ser aplicats a altres sistemes de comunicació sense fils que empren MIMO-BICM.Vargas Paredero, DE. (2016). Transmit and Receive Signal Processing for MIMO Terrestrial Broadcast Systems [Tesis doctoral no publicada]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/66081TESISPremiad